Official filing metadata
- Filer (as printed)
- Hon. K. Michael Conaway
- Office (as printed)
- TX11
- Chamber
- House
- Filing type
- ptr
- Filing date
- Feb 7, 2020
- Filing year
- 2020
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 15
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 1249
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 15
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | baNK NoVa SCoTIa b 0EDP C aCLRTD RTRN NT LKD S&P 500 IDX DUE 12/20/2019 CPN 0.000% [oT] other: F ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) L oCaTIoN : US D ESCRIPTIoN : baNK NoVa SCoTIa b 0EDP C aCLRTD RTRN NT LKD S&P 500 IDX DUE 12/20/2019 CPN 0.000% | — | S | 12/20/2019 | 12/23/2019 | $50,001 - $100,000 | 1.00 | —0.00 | SellSell | Self | Dec 20, 2019 | $50,001 - $100,000mid $75K | Unknown | Reviewnot modelled |
| 2 | — | CREDIT SUISSE ag 0% EDP LoNDoN bRH LKD To EURo SToXX 50 INDEX 1/30/2020 CPN 0.000% DUE 11/30/20 [oT] other: F ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) L oCaTIoN : US D ESCRIPTIoN : CREDIT SUISSE ag 0% EDP LoNDoN bRH LKD To EURo SToXX 50 INDEX 1/30/2020 CPN 0.000% DUE 11/30/20 | — | S | 12/12/2019 | 12/16/2019 | $50,001 - $100,000 | 1.00 | —0.00 | SellSell | Self | Dec 12, 2019 | $50,001 - $100,000mid $75K | Unknown | Reviewnot modelled |
| 3 | — | goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST] other: F ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) | — | P | 12/10/2019 | 12/13/2019 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Dec 10, 2019 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 4 | — | goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST] other: F ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) | — | P | 12/03/2019 | 12/06/2019 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Dec 3, 2019 | $1,001 - $15,000mid $8K | Etf | not modelled |
| 5 | — | goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST] other: F ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) | — | P | 12/03/2019 | 12/06/2019 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Dec 3, 2019 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 6 | SP | Invesco Ltd (IVZ) [ST] other: F ILINg S TaTUS : New S UbHoLDINg o F : SP E62 (Edward Jones) | IVZ | S | 12/12/2019 | 12/16/2019 | $1,001 - $15,000 | 1.00 | IVZ0.98 | SellSell | Spouse | Dec 12, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | SP | JPMoRgaN FEDERaL MoNEY MaRKET FUND [oT] other: F ILINg S TaTUS : New S UbHoLDINg o F : SP E48 (Edward Jones) L oCaTIoN : US D ESCRIPTIoN : JPMoRgaN FEDERaL MoNEY MaRKET FUND | — | P | 12/30/2019 | 12/31/2019 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Spouse | Dec 30, 2019 | $1,001 - $15,000mid $8K | Mutual fund | not modelled |
| 8 | SP | JPMoRgaN FEDERaL MoNEY MaRKET FUND [oT] other: F ILINg S TaTUS : New S UbHoLDINg o F : SP E48 (Edward Jones) L oCaTIoN : US D ESCRIPTIoN : JPMoRgaN FEDERaL MoNEY MaRKET FUND | — | P | 12/23/2019 | 12/24/2019 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Spouse | Dec 23, 2019 | $1,001 - $15,000mid $8K | Mutual fund | not modelled |
| 9 | — | SPDR bloomberg barclays Convertible Securities ETF (CWb) [ST] other: F ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) | — | S | 12/03/2019 | 12/06/2019 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Dec 3, 2019 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 10 | — | SPDR bloomberg barclays Convertible Securities ETF (CWb) [ST] other: F ILINg S TaTUS : New S UbHoLDINg o F : WF 25 (Wells Fargo Financial) | — | S | 12/03/2019 | 12/06/2019 | $50,001 - $100,000 | 1.00 | —0.00 | SellSell | Self | Dec 3, 2019 | $50,001 - $100,000mid $75K | Etf | not modelled |
| 11 | — | SPDR bloomberg barclays Convertible Securities ETF (CWb) [ST] other: F ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) | — | S (partial) | 12/10/2019 | 12/13/2019 | $50,001 - $100,000 | 1.00 | —0.00 | PartialPartial sale | Self | Dec 10, 2019 | $50,001 - $100,000mid $75K | Etf | not modelled |
| 12 | — | SPDR S&P Dividend ETF (SDY) [ST] other: F ILINg S TaTUS : New S UbHoLDINg o F : WF 25 (Wells Fargo Financial) | SDY | P | 12/03/2019 | 12/06/2019 | $15,001 - $50,000 | 1.00 | SDY0.98 | BuyBuy | Self | Dec 3, 2019 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 13 | — | Vanguard Div appreciation ETF (VIg) [ST] other: F ILINg S TaTUS : New S UbHoLDINg o F : WF 25 (Wells Fargo Financial) | — | P | 12/03/2019 | 12/06/2019 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Dec 3, 2019 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 14 | — | Vanguard Div appreciation ETF (VIg) [ST] other: F ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) | — | P | 12/03/2019 | 12/06/2019 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Dec 3, 2019 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 15 | — | Vanguard Utilities ETF (VPU) [ST] other: F ILINg S TaTUS : New S UbHoLDINg o F : WF 95 (Wells Fargo Financial) | VPU | S | 12/10/2019 | 12/13/2019 | $15,001 - $50,000 | 1.00 | VPU0.98 | SellSell | Self | Dec 10, 2019 | $15,001 - $50,000mid $32.5K | Etf | modelled |