Official filing metadata
- Filer (as printed)
- Hon. Christopher L. Jacobs
- Office (as printed)
- NY27
- Chamber
- House
- Filing type
- ptr
- Filing date
- Aug 13, 2021
- Filing year
- 2021
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 10
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 2190
row 6: stray text in ['cap']: gfedc
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 10
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | Aquabounty Technologies, Inc. (AQb) [ST] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > Parametric | — | P | 06/29/2021 | 07/14/2021 | $1,001 - $15,000 | 1.00 | AQB0.95 | BuyBuy | Self | Jun 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | — | Centennial Resource Development, Inc. - Class A (CDEV) [ST] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > Parametric | CDEV | P | 06/29/2021 | 07/14/2021 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Jun 29, 2021 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 3 | — | Liberty broadband Corporation - Class A (LbRDA) [ST] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > Parametric D ESCRIPTION : GCI Liberty Inc stock exchanged for Liberty broadband Corp following a merger. | — | E | 12/21/2020 | 08/12/2021 | $1,001 - $15,000 | 1.00 | LBRDK0.95 | ExchangeExchange | Self | Dec 21, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 4 | — | LOWER COLORADO RIVER TX AUTH T 5.000% 05/15/2028 DD 10/15/20 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | — | P | 10/02/2020 | 08/12/2021 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Oct 2, 2020 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 5 | — | MAINE ST MUNI bOND bANK 5.000% 09/01/2027 DD 11/10/20 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | — | P | 10/28/2020 | 08/12/2021 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Oct 28, 2020 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 6 | — | MINNESOTA ST 5.000% 08/01/2031 DD 08/25/20 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | — | P | 12/28/2020 | 08/12/2021 | $15,001 - $50,000 | 0.70 | —0.00 | BuyBuy | Self | Dec 28, 2020 | $15,001 - $50,000mid $32.5K | Bond | Reviewnot modelled |
| 7 | — | NEW YORK NY 5.000% 08/01/2024 DD 12/19/13 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | — | S | 11/04/2020 | 08/12/2021 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Nov 4, 2020 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 8 | — | NEW YORK NY 5.000% 08/01/2034 DD 10/15/20 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | — | P | 11/09/2020 | 08/12/2021 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Nov 9, 2020 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 9 | — | NEW YORK ST ENVRNMNTL FACS COR 5.000% 06/15/2025 DD 07/02/15 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | — | S | 12/17/2020 | 08/12/2021 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Dec 17, 2020 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 10 | — | NORTH CAROLINA ST LTD ObLIG 5.000% 05/01/2028 DD 11/12/20 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | — | P | 10/28/2020 | 08/12/2021 | $50,001 - $100,000 | 1.00 | —0.00 | BuyBuy | Self | Oct 28, 2020 | $50,001 - $100,000mid $75K | Bond | not modelled |