Official filing metadata
- Filer (as printed)
- Hon. Alan S. Lowenthal
- Office (as printed)
- CA47
- Chamber
- House
- Filing type
- ptr
- Filing date
- Jan 9, 2021
- Filing year
- 2021
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 6
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 2271
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 6
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | SP | Alibaba group Holding Limited American Depositary Shares each representing eight Ordinary share (BABA) [ST] other: F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA | BABA | S | 12/28/2020 | 01/09/2021 | $15,001 - $50,000 | 1.00 | BABA0.98 | SellSell | Spouse | Dec 28, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 2 | SP | Amphenol Corp [CS] other: F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : 5.375% interest, maturity date is 4/1/24. | — | P | 12/22/2020 | 01/09/2021 | $15,001 - $50,000 | 1.00 | APH0.95 | BuyBuy | Spouse | Dec 22, 2020 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 3 | SP | Fidelity National Information Services, Inc. (FIS) [ST] other: F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : I sold some of this stock later the same day. | FIS | S (partial) | 12/23/2020 | 01/09/2021 | $1,001 - $15,000 | 1.00 | FIS0.98 | PartialPartial sale | Spouse | Dec 23, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | SP | Fidelity National Information Services, Inc. (FIS) [ST] other: F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA | FIS | S (partial) | 12/23/2020 | 01/09/2021 | $1,001 - $15,000 | 1.00 | FIS0.98 | PartialPartial sale | Spouse | Dec 23, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | SP | Juniper Industrial Holdings, Inc. Class A (JIH) [ST] other: F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA | JIH | P | 01/08/2021 | 01/09/2021 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Spouse | Jan 8, 2021 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 6 | SP | Zimmer Biomet Holdings [CS] other: F ILINg S TATuS : New S uBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : This was a partial call of a bond. | — | S (partial) | 12/31/2020 | 01/09/2021 | $1,001 - $15,000 | 1.00 | ZBH0.95 | PartialPartial sale | Spouse | Dec 31, 2020 | $1,001 - $15,000mid $8K | Bond | not modelled |