Official filing metadata
- Filer (as printed)
- Hon. Sheri Biggs
- Office (as printed)
- SC03
- Chamber
- House
- Filing type
- ptr
- Filing date
- Feb 5, 2026
- Filing year
- 2026
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 26
- Parser version
- house_pdf_v1
- Fetched
- Sep 8, 2026
- Parsed
- Sep 8, 2026
- Internal id
- 23
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 26
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | SP | APOLLO DEBT SOLUTIONS BDC CLASS S [OT] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services 26 | location: US | description: Dividend reinvestment in a professionally managed account – Business Development Company. | — | P | 12/30/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Spouse | Dec 30, 2025 | $1,001 - $15,000mid $8K | Other | not modelled |
| 2 | JT | BANK OF NOVA SCOTIA [CS] filing_status: New | subholding_of: UBS Financial Services, Inc. > UBS Financial Services, Inc. 96 | description: Structured investment product based on RTY. Professionally managed account. | — | P | 12/31/2025 | 01/12/2026 | $50,001 - $100,000 | 1.00 | BNS0.95 | BuyBuy | Joint | Dec 31, 2025 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 3 | JT | BNP PARIBAS [CS] filing_status: New | subholding_of: UBS Financial Services, Inc. > UBS Financial Services, Inc. 96 | description: Structured investment product based on SPX. Professionally managed account. | — | P | 12/31/2025 | 01/12/2026 | $50,001 - $100,000 | 1.00 | —0.90 | BuyBuy | Joint | Dec 31, 2025 | $50,001 - $100,000mid $75K | Bond | Reviewnot modelled |
| 4 | SP | COATUE INNOVATION FUND [HN] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services 26 | description: Professionally managed account. CTEK Class S | — | P | 12/26/2025 | 01/12/2026 | $250,001 - $500,000 | 1.00 | —0.00 | BuyBuy | Spouse | Dec 26, 2025 | $250,001 - $500,000mid $375K | Other | not modelled |
| 5 | SP | Fannie Mae Note 9/24/26 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professional managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 6 | SP | OAKTREE STRATEGIC CREDIT FUND CLASS S [OT] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services 26 | location: US | description: Dividend reinvestment in a professionally managed account – Business Development Company. | — | P | 12/30/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Spouse | Dec 30, 2025 | $1,001 - $15,000mid $8K | Other | not modelled |
| 7 | SP | SL PARTNERS VII (ICAPITAL), L.P. FUND [HN] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services 26 | description: Professionally managed account. | — | P | 12/26/2025 | 01/12/2026 | $50,001 - $100,000 | 1.00 | —0.00 | BuyBuy | Spouse | Dec 26, 2025 | $50,001 - $100,000mid $75K | Other | not modelled |
| 8 | SP | US TSY NOTE 02/15/33 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 9 | SP | US TSY NOTE 02/15/28 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 10 | SP | US TSY NOTE 02/15/30 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 11 | SP | US TSY NOTE 02/15/31 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 12 | SP | US TSY NOTE 02/15/32 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 13 | SP | US TSY NOTE 02/15/34 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 14 | SP | US TSY NOTE 02/28/27 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 15 | SP | US TSY NOTE 05/15/32 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 16 | SP | US TSY NOTE 05/31/30 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 17 | SP | US TSY NOTE 08/15/27 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professional managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 18 | SP | US TSY NOTE 08/15/29 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 19 | SP | US TSY NOTE 08/15/31 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 20 | SP | US TSY NOTE 08/15/33 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 21 | SP | US TSY NOTE 11/15/29 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 22 | SP | US TSY NOTE 11/15/31 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 23 | SP | US TSY NOTE 11/15/32 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 24 | SP | US TSY NOTE 11/15/33 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 25 | SP | US TSY NOTE 11/15/34 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 26 | SP | US TSY NOTE 11/30/26 [GS] filing_status: New | subholding_of: W.S.B Trust > UBS Financial Services Inc 35 | description: Professionally managed account. | — | S (partial) | 12/22/2025 | 01/12/2026 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 22, 2025 | $1,001 - $15,000mid $8K | Bond | not modelled |