Official filing metadata
- Filer (as printed)
- Hon. Alan S. Lowenthal
- Office (as printed)
- CA47
- Chamber
- House
- Filing type
- ptr
- Filing date
- May 17, 2021
- Filing year
- 2021
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 9
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 2304
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 9
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | SP | Bank Amer Corp MTN Call Make Whole [CS] other: F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Individual D ESCRIPTION : Maturation Date: 10/01/21; Percentage Yield 2.328% | — | S | 10/01/2020 | 05/03/2021 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Spouse | Oct 1, 2020 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 2 | SP | CBS OUTDOOR AMERS CAP LLC [CS] other: F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Maturity date is 2/15/2024, interest rate is 5.625% | — | S | 07/31/2020 | 05/06/2021 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Spouse | Jul 31, 2020 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 3 | SP | DraftKings Inc. - Class A (DKNg) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA | — | P | 01/21/2020 | 05/03/2021 | $1,001 - $15,000 | 1.00 | DKNG0.95 | BuyBuy | Spouse | Jan 21, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | SP | DraftKings Inc. - Class A (DKNg) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA | — | P | 02/03/2020 | 05/03/2021 | $1,001 - $15,000 | 1.00 | DKNG0.95 | BuyBuy | Spouse | Feb 3, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | SP | Fidelity Natl Information Svcs [CS] other: F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Maturation Date: 08/15/21; Percentage Yield: 2.25% | — | S | 12/03/2019 | 05/06/2021 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Spouse | Dec 3, 2019 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 6 | SP | Lennar Corp Note Call Make Whole [CS] other: F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Maturation Date: 04/01/21; Percentage Yield: 4.75% | — | S | 11/24/2020 | 05/06/2021 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Spouse | Nov 24, 2020 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 7 | SP | Limited Brands, Inc. [CS] other: F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Maturation: 4/1/21; Yield 6.625% | — | S | 06/20/2019 | 05/06/2021 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Spouse | Jun 20, 2019 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 8 | SP | Outfront Media Inc. Ser B Note 5.625%; Due 2/15/2024 [CS] other: F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Traditional IRA D ESCRIPTION : Corporate Bond | — | P | 05/31/2019 | 05/03/2021 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Spouse | May 31, 2019 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 9 | JT | Service Corp Intl [CS] other: F ILINg S TATUS : New S UBHOLDINg O F : Neuberger Berman - Malumed Lowenthal Rev Trust D ESCRIPTION : Maturity date is 12/15/2027, interest rate is 4.62% | — | P | 04/13/2021 | 04/20/2021 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Joint | Apr 13, 2021 | $1,001 - $15,000mid $8K | Bond | not modelled |