Official filing metadata
- Filer (as printed)
- Hon. Christopher L. Jacobs
- Office (as printed)
- NY27
- Chamber
- House
- Filing type
- ptr
- Filing date
- Sep 9, 2022
- Filing year
- 2022
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 43
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 2842
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 43
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | Antero Resources Corporation (AR) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | AR | S | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | AR0.98 | SellSell | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | — | Associated Banc-Corp (ASBC) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | ASBC | S | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | ASB0.95 | SellSell | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 3 | — | Athira Pharma, Inc. (ATHA) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | ATHA | P | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 4 | — | Cassava Sciences, Inc. (SAVA) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | SAVA | S | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 5 | — | Centennial Resource Development, Inc. - Class A (CDEV) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | CDEV | S | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 6 | — | Central Puget Wa 5.000% 11/01/31 [GS] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > GWK | — | S | 07/11/2022 | 08/10/2022 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Jul 11, 2022 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 7 | — | Chevron Corporation (CVX) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | CVX | P | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | CVX0.98 | BuyBuy | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | — | Civitas Resources, Inc. (CIVI) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | CIVI | S | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 9 | — | Crescent Energy Company Class A (CRGY) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | CRGY | P | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | CRGY0.98 | BuyBuy | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | — | Dallas Ft Worth Tx 5.000% 11/01/39 [GS] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > GWK | — | P | 07/13/2022 | 08/10/2022 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Jul 13, 2022 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 11 | — | Earthstone Energy, Inc. Class A (ESTE) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | ESTE | P | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 12 | — | Enochian Biosciences, Inc. (ENOB) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | ENOB | P | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 13 | — | Exxon Mobil Corporation (XOM) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | XOM | P | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | XOM0.98 | BuyBuy | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | — | First Horizon Corporation (FHN) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | FHN | S | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | FHN0.98 | SellSell | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | — | Genco Shipping & Trading Limited (GNKOQ) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | GNKOQ | S | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | GNK0.95 | SellSell | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 16 | — | Gevo, Inc. (GEVO) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | GEVO | S (partial) | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | GEVO0.98 | PartialPartial sale | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | — | Home Depot, Inc. (HD) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | HD | S (partial) | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | HD0.98 | PartialPartial sale | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 18 | — | Innovative Industrial Properties, Inc. (IIPR) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | IIPR | S | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | IIPR0.98 | SellSell | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 19 | — | Inotiv, Inc. (NOTV) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | NOTV | P | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 20 | — | IVERIC bio, Inc. (ISEE) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | ISEE | P | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 21 | — | Kite Realty Group Trust (KRG) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | KRG | S | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | KRG0.98 | SellSell | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 22 | — | Kodiak Sciences Inc (KOD) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | KOD | P | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | KOD0.98 | BuyBuy | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 23 | — | Massachusetts ST 5.000% 10/01/38 [GS] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > GWK | — | P | 07/15/2022 | 08/10/2022 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Jul 15, 2022 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 24 | — | Minnesota ST 5.000% 8/01/31 [GS] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > GWK | — | S | 07/05/2022 | 08/10/2022 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Jul 5, 2022 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 25 | — | New York Ny 5.000% 7/15/33 [GS] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > GWK | — | S | 07/14/2022 | 08/10/2022 | $50,001 - $100,000 | 1.00 | —0.00 | SellSell | Self | Jul 14, 2022 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 26 | — | New York NY City 5.000% 6/15/30 [GS] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > GWK | — | P | 07/22/2022 | 08/10/2022 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Jul 22, 2022 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 27 | — | New York ST Dorm 5.000% 2/15/38 [GS] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > GWK | — | P | 07/01/2022 | 08/10/2022 | $50,001 - $100,000 | 1.00 | —0.00 | BuyBuy | Self | Jul 1, 2022 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 28 | — | North Carolina ST 5.000% 5/01/28 [GS] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > GWK | — | S | 07/06/2022 | 08/10/2022 | $50,001 - $100,000 | 1.00 | —0.00 | SellSell | Self | Jul 6, 2022 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 29 | — | Pfizer, Inc. (PFE) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | PFE | P | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | PFE0.98 | BuyBuy | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | — | Physicians Realty Trust Common Shares of Beneficial Interest (DOC) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | DOC | S | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | DOC0.95 | SellSell | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 31 | — | Plug Power, Inc. (PLUG) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | PLUG | P | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | PLUG0.98 | BuyBuy | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 32 | — | San Antonio Tx 0.00001% 8/15/38 [GS] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > GWK | — | P | 07/13/2022 | 08/10/2022 | $50,001 - $100,000 | 1.00 | —0.00 | BuyBuy | Self | Jul 13, 2022 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 33 | — | Scorpio Tankers Inc. Common Shares (STNG) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | STNG | S | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | STNG0.98 | SellSell | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 34 | — | Silvergate Capital Corporation Class A (SI) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | SI | P | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | SI0.95 | BuyBuy | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 35 | — | SM Energy Company (SM) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | SM | S | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | SM0.98 | SellSell | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 36 | — | Tellurian Inc. (TELL) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | TELL | P | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 37 | — | Tesla, Inc. (TSLA) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | TSLA | P | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | TSLA0.98 | BuyBuy | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 38 | — | Triborough Brdg Ny 5.000% 5/15/37 [GS] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > GWK | — | P | 07/08/2022 | 08/10/2022 | $50,001 - $100,000 | 1.00 | —0.00 | BuyBuy | Self | Jul 8, 2022 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 39 | — | United Bankshares, Inc. (UBSI) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | UBSI | S | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | UBSI0.98 | SellSell | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 40 | — | Utah ST 5.000% 7/01/30 [GS] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > GWK | — | S | 07/05/2022 | 08/10/2022 | $50,001 - $100,000 | 1.00 | —0.00 | SellSell | Self | Jul 5, 2022 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 41 | — | Vertex Energy, Inc (VTNR) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | VTNR | P | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | —0.90 | BuyBuy | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 42 | — | Viatris Inc. - Common Stock When Issued (VTRSV) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | VTRSV | S | 07/18/2022 | 08/10/2022 | $1,001 - $15,000 | 1.00 | VTRS0.95 | SellSell | Self | Jul 18, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 43 | — | Virginia College 5.000% 2/01/29 [GS] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > GWK | — | S | 07/14/2022 | 08/10/2022 | $50,001 - $100,000 | 1.00 | —0.00 | SellSell | Self | Jul 14, 2022 | $50,001 - $100,000mid $75K | Bond | not modelled |