Official filing metadata
- Filer (as printed)
- Hon. Christopher L. Jacobs
- Office (as printed)
- NY27
- Chamber
- House
- Filing type
- ptr
- Filing date
- Nov 16, 2022
- Filing year
- 2022
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 18
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 2845
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 18
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | AGNC Investment Corp. (AGNC) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | AGNC | S | 10/07/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | AGNC0.98 | SellSell | Self | Oct 7, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | — | Amylyx Pharmaceuticals, Inc. (AMLX) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | AMLX | P | 10/12/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | AMLX0.98 | BuyBuy | Self | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 3 | — | Anavex Life Sciences Corp. (AVXL) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | AVXL | P | 10/12/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | AVXL0.98 | BuyBuy | Self | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | — | Bank of America Corporation (BAC) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | BAC | P | 10/12/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | BAC0.98 | BuyBuy | Self | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | — | Broadmark Realty Capital Inc. (BRMK) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | BRMK | S | 10/07/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Oct 7, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 6 | — | Cassava Sciences, Inc. (SAVA) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | SAVA | P | 10/12/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 7 | — | Chevron Corporation (CVX) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | CVX | P | 10/12/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | CVX0.98 | BuyBuy | Self | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | — | Civitas Resources, Inc. (CIVI) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | CIVI | P | 10/12/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 9 | — | Expro Group Holdings N.V. (XPRO) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | XPRO | P | 10/12/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | XPRO0.98 | BuyBuy | Self | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | — | Exxon Mobil Corporation (XOM) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | XOM | P | 10/12/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | XOM0.98 | BuyBuy | Self | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | — | Innovative Industrial Properties, Inc. (IIPR) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | IIPR | P | 10/12/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | IIPR0.98 | BuyBuy | Self | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | — | IVERIC bio, Inc. (ISEE) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | ISEE | P | 10/12/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 13 | — | JP Morgan Chase & Co. (JPM) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | JPM | P | 10/12/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | JPM0.98 | BuyBuy | Self | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | — | New York N Y Go 5.000% 10/01/29 [GS] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > GWK | — | P | 10/18/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Oct 18, 2022 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 15 | — | Pfizer, Inc. (PFE) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | PFE | S | 10/07/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | PFE0.98 | SellSell | Self | Oct 7, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 16 | — | Piedmont Lithium Inc. (PLL) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | PLL | P | 10/12/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | —0.90 | BuyBuy | Self | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 17 | — | Tellurian Inc. (TELL) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | TELL | S | 10/07/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Oct 7, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 18 | — | Vertex Energy, Inc (VTNR) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | VTNR | S | 10/07/2022 | 11/11/2022 | $1,001 - $15,000 | 1.00 | —0.90 | SellSell | Self | Oct 7, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |