Official filing metadata
- Filer (as printed)
- Hon. Christopher L. Jacobs
- Office (as printed)
- NY27
- Chamber
- House
- Filing type
- ptr
- Filing date
- Dec 12, 2022
- Filing year
- 2022
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 30
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 2846
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 30
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | AGNC Investment Corp. (AGNC) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | AGNC | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | AGNC0.98 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | — | Akero Therapeutics, Inc. (AKRO) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | AKRO | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 3 | — | Athira Pharma, Inc. (ATHA) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | ATHA | S | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 4 | — | Atreca, Inc. - Class A (BCEL) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | BCEL | S | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 5 | — | Bank of America Corporation (BAC) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | BAC | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | BAC0.98 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | — | Berkshire Hathaway Inc. (BRK.A) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | BRK.A | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | BRK-A0.98 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | — | BioLife Solutions, Inc. (BLFS) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | BLFS | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | BLFS0.98 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | — | Cassava Sciences, Inc. (SAVA) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | SAVA | S | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 9 | — | Chevron Corporation (CVX) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | CVX | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | CVX0.98 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | — | Enochian Biosciences, Inc. (ENOB) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | ENOB | S | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 11 | — | Exxon Mobil Corporation (XOM) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | XOM | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | XOM0.98 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | — | FLEX LNG Ltd. Ordinary Shares (FLNG) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | FLNG | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | FLNG0.98 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | — | Gevo, Inc. (GEVO) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | GEVO | S | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | GEVO0.98 | SellSell | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | — | Health Sciences Acquisitions Corporation (HSAC) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | HSAC | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 15 | — | Helix Energy Solutions Group, Inc. (HLX) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | HLX | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | HLX0.95 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 16 | — | Helmerich & Payne, Inc. (HP) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | HP | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | HP0.98 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | — | Home Depot, Inc. (HD) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | HD | S (partial) | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | HD0.98 | PartialPartial sale | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 18 | — | Johnson & Johnson (JNJ) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | JNJ | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | JNJ0.98 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 19 | — | JP Morgan Chase & Co. (JPM) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | JPM | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | JPM0.98 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 20 | — | Kodiak Sciences Inc (KOD) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | KOD | S | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | KOD0.98 | SellSell | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 21 | — | Ocugen, Inc. (OCGN) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | OCGN | S | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | OCGN0.98 | SellSell | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 22 | — | Physicians Realty Trust Common Shares of Beneficial Interest (DOC) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | DOC | S | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | DOC0.95 | SellSell | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 23 | — | Plug Power, Inc. (PLUG) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | PLUG | S | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | PLUG0.98 | SellSell | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 24 | — | Relmada Therapeutics, Inc. (RLMD) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | RLMD | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | RLMD0.98 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 25 | — | Sabra Health Care REIT, Inc. (SBRA) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | SBRA | S | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | SBRA0.98 | SellSell | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 26 | — | San Antonio Tx 5.000% 5/15/33 [GS] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > GWK | — | S | 11/15/2022 | 12/07/2022 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Nov 15, 2022 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 27 | — | Silvergate Capital Corporation Class A (SI) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | SI | S | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | SI0.95 | SellSell | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 28 | — | Tellurian, Inc, (TLRN) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | TLRN | S | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 29 | — | Uranium Energy Corp. (UEC) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | UEC | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | UEC0.98 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | — | Vaxcyte, Inc. (PCVX) [ST] filing_status: New | subholding_of: CL TRUST > LDJ FAM INV LLC > Parametric | PCVX | P | 11/08/2022 | 12/07/2022 | $1,001 - $15,000 | 1.00 | PCVX0.98 | BuyBuy | Self | Nov 8, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |