Official filing metadata
- Filer (as printed)
- Hon. Steve Cohen
- Office (as printed)
- TN09
- Chamber
- House
- Filing type
- ptr
- Filing date
- Feb 4, 2023
- Filing year
- 2023
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 5
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 3239
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 5
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | CHARLES SCHWAB BK SSB WESTLAKE TEX CTF DEP ACT [CS] filing_status: New | subholding_of: Stephens Advantage Account | description: CHARLES SCHWAB BK SSB WESTLAKE TEX CTF DEP ACT/365 INT RATE 4.750% MATURITY 2/2/24 | — | P | 01/31/2023 | 02/04/2023 | $250,001 - $500,000 | 1.00 | —0.00 | BuyBuy | Self | Jan 31, 2023 | $250,001 - $500,000mid $375K | Bond | not modelled |
| 2 | — | FEDERATED HERMES GOVERNMENT OBLIGATIONS FUND CLASS SS [GS] filing_status: New | subholding_of: Stephens Advantage Account | — | P | 01/31/2023 | 02/04/2023 | $100,001 - $250,000 | 1.00 | —0.00 | BuyBuy | Self | Jan 31, 2023 | $100,001 - $250,000mid $175K | Bond | not modelled |
| 3 | — | FIRST NATL BK & TR WEATHERFORD TEX CTF DEP ACT [CS] filing_status: New | subholding_of: Stephens Advantage Account | description: FIRST NATL BK & TR WEATHERFORD TEX CTF DEP ACT/365 INT RATE 4.650 MATURITY 2/14/25 | — | P | 01/31/2023 | 02/04/2023 | $250,001 - $500,000 | 1.00 | —0.00 | BuyBuy | Self | Jan 31, 2023 | $250,001 - $500,000mid $375K | Bond | not modelled |
| 4 | — | PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS A [OT] filing_status: New | subholding_of: Stephens Advantage Account | location: US | description: Asset PSDTX | — | S | 01/31/2023 | 02/04/2023 | $100,001 - $250,000 | 1.00 | —0.90 | SellSell | Self | Jan 31, 2023 | $100,001 - $250,000mid $175K | Other | Reviewnot modelled |
| 5 | — | Western Asset Inflation-Linked Opportunities & Income Fund (WIW) [ST] filing_status: New | subholding_of: Stephens Advantage Account | WIW | S | 01/31/2023 | 02/04/2023 | $15,001 - $50,000 | 1.00 | WIW0.98 | SellSell | Self | Jan 31, 2023 | $15,001 - $50,000mid $32.5K | Stock | modelled |