Official filing metadata
- Filer (as printed)
- Hon. Virginia Foxx
- Office (as printed)
- NC05
- Chamber
- House
- Filing type
- ptr
- Filing date
- Oct 6, 2023
- Filing year
- 2023
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 8
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 3321
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 8
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | JT | Apollo Asset Management, Inc. 6.375% Series A Preferred Stock (AAM$A) [ST] filing_status: New | — | S | 09/22/2023 | 09/22/2023 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Joint | Sep 22, 2023 | $15,001 - $50,000mid $32.5K | Stock | not modelled |
| 2 | JT | Arlington Asset Investment Corp 7.00% (AAIC$B) [ST] filing_status: New | — | P | 09/19/2023 | 10/05/2023 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Joint | Sep 19, 2023 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 3 | JT | Cross Timbers Royalty Trust (CRT) [ST] filing_status: New | CRT | P | 09/19/2023 | 10/05/2023 | $1,001 - $15,000 | 1.00 | CRT0.98 | BuyBuy | Joint | Sep 19, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | JT | Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock (DUK$A) [ST] filing_status: New | — | P | 09/19/2023 | 10/05/2023 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Joint | Sep 19, 2023 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 5 | JT | Green Plains Partners LP - Common Units (GPP) [ST] filing_status: New | GPP | S | 09/18/2023 | 10/05/2023 | $15,001 - $50,000 | 1.00 | —0.90 | SellSell | Joint | Sep 18, 2023 | $15,001 - $50,000mid $32.5K | Stock | Reviewnot modelled |
| 6 | JT | Hercules Capital, Inc. (HTGC) [ST] filing_status: New | HTGC | P | 09/21/2023 | 10/05/2023 | $1,001 - $15,000 | 1.00 | HTGC0.98 | BuyBuy | Joint | Sep 21, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | JT | Vector Group Ltd. (VGR) [ST] filing_status: New | VGR | S | 09/21/2023 | 10/05/2023 | $50,001 - $100,000 | 1.00 | —0.60 | SellSell | Joint | Sep 21, 2023 | $50,001 - $100,000mid $75K | Stock | Reviewnot modelled |
| 8 | JT | Vector Group Ltd. (VGR) [ST] filing_status: New | VGR | P | 09/18/2023 | 10/05/2023 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Joint | Sep 18, 2023 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |