Official filing metadata
- Filer (as printed)
- Hon. Kathy Manning
- Office (as printed)
- NC06
- Chamber
- House
- Filing type
- ptr
- Filing date
- Jan 12, 2024
- Filing year
- 2024
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 23
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 3936
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 23
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | SP | Citizens Financial Group, Inc. (CFG) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | CFG | S | 12/12/2023 | 01/02/2024 | $1,001 - $15,000 | 1.00 | CFG0.98 | SellSell | Spouse | Dec 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | SP | Citizens Financial Group, Inc. (CFG) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | CFG | S | 12/12/2023 | 01/02/2024 | $15,001 - $50,000 | 1.00 | CFG0.98 | SellSell | Spouse | Dec 12, 2023 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 3 | SP | Citizens Financial Group, Inc. (CFG) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | CFG | S | 12/12/2023 | 01/02/2024 | $1,001 - $15,000 | 1.00 | CFG0.98 | SellSell | Spouse | Dec 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | SP | Estee Lauder Companies, Inc. (EL) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | EL | S | 12/12/2023 | 01/02/2024 | $1,001 - $15,000 | 1.00 | EL0.98 | SellSell | Spouse | Dec 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | SP | Estee Lauder Companies, Inc. (EL) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | EL | S | 12/12/2023 | 01/02/2024 | $15,001 - $50,000 | 1.00 | EL0.98 | SellSell | Spouse | Dec 12, 2023 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 6 | SP | Estee Lauder Companies, Inc. (EL) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | EL | S | 12/12/2023 | 01/02/2024 | $1,001 - $15,000 | 1.00 | EL0.98 | SellSell | Spouse | Dec 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | SP | J. Goldman, L.P. [HN] filing_status: New | subholding_of: 2021 Kathy E. Manning Irrevocable GST Trust FBO Randall R Kaplan & Descendants > Randall Robert Kaplan Alaska LLC | description: Hedge fund. Fund manager letter on file with the Committee on Ethics. | — | P | 01/01/2024 | 01/02/2024 | $100,001 - $250,000 | 1.00 | —0.00 | BuyBuy | Spouse | Jan 1, 2024 | $100,001 - $250,000mid $175K | Other | not modelled |
| 8 | — | J. Goldman, L.P. [HN] filing_status: New | subholding_of: Randall R. Kaplan Irrevocable GST FBO Kathy Manning & Descendants > Randall Robert Kaplan Alaska LLC | description: Hedge fund. Fund manager letter on file with the Committee on Ethics. | — | P | 01/01/2024 | 01/02/2024 | $500,001 - $1,000,000 | 1.00 | —0.00 | BuyBuy | Self | Jan 1, 2024 | $500,001 - $1,000,000mid $750K | Other | not modelled |
| 9 | SP | Medtronic plc. Ordinary Shares (MDT) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | MDT | S | 12/12/2023 | 01/02/2024 | $1,001 - $15,000 | 1.00 | MDT0.98 | SellSell | Spouse | Dec 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | SP | Medtronic plc. Ordinary Shares (MDT) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | MDT | S | 12/12/2023 | 01/02/2024 | $15,001 - $50,000 | 1.00 | MDT0.98 | SellSell | Spouse | Dec 12, 2023 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 11 | SP | Medtronic plc. Ordinary Shares (MDT) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | MDT | S | 12/12/2023 | 01/02/2024 | $1,001 - $15,000 | 1.00 | MDT0.98 | SellSell | Spouse | Dec 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | SP | PayPal Holdings, Inc. (PYPL) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | PYPL | S | 12/12/2023 | 01/02/2024 | $1,001 - $15,000 | 1.00 | PYPL0.98 | SellSell | Spouse | Dec 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | SP | PayPal Holdings, Inc. (PYPL) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | PYPL | S | 12/12/2023 | 01/02/2024 | $15,001 - $50,000 | 1.00 | PYPL0.98 | SellSell | Spouse | Dec 12, 2023 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 14 | SP | PayPal Holdings, Inc. (PYPL) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | PYPL | S | 12/12/2023 | 01/02/2024 | $1,001 - $15,000 | 1.00 | PYPL0.98 | SellSell | Spouse | Dec 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | SP | Pfizer, Inc. (PFE) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | PFE | S | 12/12/2023 | 01/02/2024 | $1,001 - $15,000 | 1.00 | PFE0.98 | SellSell | Spouse | Dec 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 16 | SP | Pfizer, Inc. (PFE) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | PFE | S | 12/12/2023 | 01/02/2024 | $15,001 - $50,000 | 1.00 | PFE0.98 | SellSell | Spouse | Dec 12, 2023 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 17 | SP | Pfizer, Inc. (PFE) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | PFE | S | 12/12/2023 | 01/02/2024 | $1,001 - $15,000 | 1.00 | PFE0.98 | SellSell | Spouse | Dec 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 18 | SP | Seven Bridges Multi-Strategy Fund LP [HN] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust | description: Investment Company. Fund manager letter on file with the Committee on Ethics. | — | S | 12/31/2023 | 01/02/2024 | Spouse/DC Over $1,000,000 | 1.00 | —0.00 | SellSell | Spouse | Dec 31, 2023 | Over $1,000,000mid $1M | Other | Reviewnot modelled |
| 19 | SP | Seven Bridges Multi-Strategy Fund Series [HN] filing_status: New | subholding_of: 2021 Kathy E. Manning Irrevocable GST Trust FBO Randall R Kaplan & Descendants > Randall Robert Kaplan Alaska LLC | description: Hedge fund. Fund manager letter on file with the Committee on Ethics. | — | S (partial) | 12/31/2023 | 01/02/2024 | $100,001 - $250,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Dec 31, 2023 | $100,001 - $250,000mid $175K | Other | not modelled |
| 20 | — | Seven Bridges Multi-Strategy Fund Series [HN] filing_status: New | subholding_of: Randall R. Kaplan Irrevocable GST FBO Kathy Manning & Descendants > Randall Robert Kaplan Alaska LLC | description: Hedge fund. Fund manager letter on file with the Committee on Ethics. | — | S (partial) | 12/31/2023 | 01/02/2024 | $500,001 - $1,000,000 | 1.00 | —0.00 | PartialPartial sale | Self | Dec 31, 2023 | $500,001 - $1,000,000mid $750K | Other | not modelled |
| 21 | SP | Walt Disney Company (DIS) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | DIS | S | 12/12/2023 | 01/02/2024 | $15,001 - $50,000 | 1.00 | DIS0.98 | SellSell | Spouse | Dec 12, 2023 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 22 | SP | Walt Disney Company (DIS) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | DIS | S | 12/12/2023 | 01/02/2024 | $1,001 - $15,000 | 1.00 | DIS0.98 | SellSell | Spouse | Dec 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 23 | SP | Walt Disney Company (DIS) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | DIS | S | 12/12/2023 | 01/02/2024 | $1,001 - $15,000 | 1.00 | DIS0.98 | SellSell | Spouse | Dec 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |