Official filing metadata
- Filer (as printed)
- Hon. Thomas Suozzi
- Office (as printed)
- NY03
- Chamber
- House
- Filing type
- ptr
- Filing date
- Oct 5, 2021
- Filing year
- 2021
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 6
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 2531
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 6
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | CRISPR Therapeutics Ag - Common Shares (CRSP) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : National Securities- Advisor Discretion Account | CRSP | S | 09/20/2021 | 09/30/2021 | $50,001 - $100,000 | 1.00 | CRSP0.98 | SellSell | Self | Sep 20, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |
| 2 | — | First Trust NASDAQ Cybersecurity ETF (CIbR) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : National Securities- Advisor Discretion Account | — | S | 09/20/2021 | 09/30/2021 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Sep 20, 2021 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 3 | — | Invesco Dynamic leisure and Entertainment ETF (PEJ) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : National Securities- Advisor Discretion Account | PEJ | S | 09/17/2021 | 09/30/2021 | $15,001 - $50,000 | 1.00 | PEJ0.98 | SellSell | Self | Sep 17, 2021 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 4 | — | MgM Resorts International (MgM) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : National Securities- Advisor Discretion Account | — | S | 09/17/2021 | 09/30/2021 | $15,001 - $50,000 | 1.00 | MGM0.95 | SellSell | Self | Sep 17, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 5 | — | TrueShares Technology, AI & Deep learning ETF (lRNZ) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : National Securities- Advisor Discretion Account | — | S (partial) | 09/20/2021 | 09/30/2021 | $15,001 - $50,000 | 1.00 | LRNZ0.92 | PartialPartial sale | Self | Sep 20, 2021 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 6 | — | WisdomTree Cloud Computing Fund (WClD) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : National Securities- Advisor Discretion Account | — | S | 09/20/2021 | 09/30/2021 | $50,001 - $100,000 | 1.00 | WCLD0.95 | SellSell | Self | Sep 20, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |