Official filing metadata
- Filer (as printed)
- Hon. Daniel Goldman
- Office (as printed)
- NY10
- Chamber
- House
- Filing type
- ptr
- Filing date
- Jul 24, 2023
- Filing year
- 2023
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 26
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 3347
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 26
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | California St 5.000% Due 12-01-30 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 2 | — | City of Ocoee FL 5.000% Due 10-01- 30 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 3 | — | Clark Cnty Nev Passenger Fac C 5.000% Due 07-01-26 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 4 | — | Colorado St Higher Ed Cap Cons 5.000% Due 11-01-26 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 5 | — | Columbus Ohio 5.000% Due 07-01-26 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 6 | — | Florida St Dept Environmental 5.000% Due 07-01-28 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 7 | — | Fortive Corporation (FTV) [ST] filing_status: New | subholding_of: Daniel Goldman 12/9/2011 Trust > Aperio Group LLC | FTV | S | 06/21/2023 | 07/06/2023 | $1,001 - $15,000 | 1.00 | FTV0.98 | SellSell | Self | Jun 21, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | — | Horry Cnty S C Sch Dist 5.000% Due 03-01-26 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 9 | — | Hurst Euless Bedford Tex Indpt 5.000% Due 08-15-26 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 10 | — | Ingersoll Rand Inc. (IR) [ST] filing_status: New | subholding_of: Daniel Goldman 12/9/2011 Trust > Aperio Group LLC | IR | S | 06/21/2023 | 07/06/2023 | $1,001 - $15,000 | 1.00 | IR0.98 | SellSell | Self | Jun 21, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | — | Iowa Fin Auth Rev 5.000% Due 08- 01-28 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 12 | — | Miami-Dade Cnty Fla 5.000% Due 07-01-25 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 13 | — | Nevada St 5.000% Due 04-01-27 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 14 | — | New York N Y City Transitional 5.000% Due 08-01-28 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 15 | — | New York St Dorm Auth St Pers 5.000% Due 03-15-33 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 16 | — | NORTH CHARLESTON SC LTD OBLIG 5.000% Due 10-01-30 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 17 | — | Pell City Ala 5.000% Due 02-01-25 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 18 | — | Pennsylvania St Tpk Commn Tpk 5.000% Due 12-01-25 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 19 | — | Private Colleges & Univs Auth 5.000% Due 09-01-33 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 20 | — | Prosper Tex 5.000% Due 02-15-27 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 21 | — | TE Connectivity Ltd. New Switzerland Registered Shares (TEL) [ST] filing_status: New | subholding_of: Daniel Goldman 12/9/2011 Trust > Aperio Group LLC | TEL | S | 06/21/2023 | 07/06/2023 | $15,001 - $50,000 | 1.00 | TEL0.98 | SellSell | Self | Jun 21, 2023 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 22 | — | Texas A & M Univ Rev 5.000% Due 05-15-31 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 23 | — | T-Mobile US, Inc. (TMUS) [ST] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > DSG Investment Holdings LLC > TACS | TMUS | P | 06/09/2023 | 07/06/2023 | $1,001 - $15,000 | 1.00 | TMUS0.98 | BuyBuy | Self | Jun 9, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 24 | — | TRIBOROUGH BRDG & TUNL AUTH REV 5% 11/15/28 MN [GS] filing_status: New | subholding_of: Daniel Goldman Grandchildren 1986 Trust > MUNI ESG | — | P | 06/20/2023 | 07/06/2023 | $250,001 - $500,000 | 1.00 | —0.00 | BuyBuy | Self | Jun 20, 2023 | $250,001 - $500,000mid $375K | Bond | not modelled |
| 25 | — | University Ala Gen Rev 5.000% Due 07-01-28 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 26 | — | WASHINGTON SUBN SAN DIST MD 5% 06-01-2034 [GS] filing_status: New | subholding_of: Daniel Goldman 1997 Trust > AWD, LLC > Breckinridge Capital Advisors, Inc. | — | S | 06/23/2023 | 07/07/2023 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 23, 2023 | $1,001 - $15,000mid $8K | Bond | not modelled |