Official filing metadata
- Filer (as printed)
- Hon. Steve Cohen
- Office (as printed)
- TN09
- Chamber
- House
- Filing type
- ptr
- Filing date
- Apr 22, 2020
- Filing year
- 2020
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 20
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 1240
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 20
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | AT&T Inc. (T) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | T | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | T0.98 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | — | berkshire Hathaway Inc. New (bRK.b) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | — | S | 03/26/2020 | 04/22/2020 | $15,001 - $50,000 | 1.00 | BRK-B0.95 | SellSell | Self | Mar 26, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 3 | — | Chevron Corporation (CVX) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | CVX | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | CVX0.98 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | — | Coca-Cola Company (KO) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | KO | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | KO0.98 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | — | Cohen & Steers Quality Income Realty Fund Inc Common Shares (RQI) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | RQI | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | RQI0.98 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | — | Eli lilly and Company (llY) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | — | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | —0.90 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 7 | — | Emergent biosolutions, Inc. (EbS) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | — | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | EBS0.95 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | — | Exxon Mobil Corporation (XOM) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | XOM | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | XOM0.98 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 9 | — | Fidelity dividend ETF for Rising Rates (FdRR) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | — | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | FDRR0.95 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Etf | modelled |
| 10 | — | First Horizon National Corporation (FHN) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | FHN | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | FHN0.98 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | — | Healthpeak Properties, Inc. (PEAK) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | PEAK | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | DOC0.95 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 12 | — | Host Hotels & Resorts, Inc. (HST) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | HST | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | HST0.98 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | — | International business Machines Corporation (IbM) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | — | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | IBM0.95 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | — | Microsoft Corporation (MSFT) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | MSFT | S | 03/26/2020 | 04/22/2020 | $15,001 - $50,000 | 1.00 | MSFT0.98 | SellSell | Self | Mar 26, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 15 | — | Raytheon Company (RTN) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | RTN | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | RTX0.92 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 16 | — | Regions Financial Corporation (RF) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | RF | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | RF0.98 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | — | Schlumberger N.V. (Slb) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | — | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 18 | — | Sony Corporation (SNE) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | SNE | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | SONY0.95 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 19 | — | Toyota Motor Corporation (TM) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | TM | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | TM0.98 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 20 | — | Walt disney Company (dIS) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Stephens SEP IRA | — | S | 03/26/2020 | 04/22/2020 | $1,001 - $15,000 | 1.00 | DIS0.95 | SellSell | Self | Mar 26, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |