Official filing metadata
- Filer (as printed)
- Hon. Thomas Suozzi
- Office (as printed)
- NY03
- Chamber
- House
- Filing type
- ptr
- Filing date
- Nov 5, 2021
- Filing year
- 2021
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 17
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 2532
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 17
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | Affirm Holdings, Inc. - Class A (AFRM) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : National Securities- Advisor Discretion Account | AFRM | P | 10/13/2021 | 10/31/2021 | $15,001 - $50,000 | 1.00 | AFRM0.98 | BuyBuy | Self | Oct 13, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 2 | — | Apple Inc. (AAPL) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : National Securities- Advisor Discretion Account | AAPL | P | 10/19/2021 | 10/31/2021 | $50,001 - $100,000 | 1.00 | AAPL0.98 | BuyBuy | Self | Oct 19, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |
| 3 | — | Cigna Corporation (CI) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : Merrill Lynch- Advisor Discretion Account | CI | S | 10/05/2021 | 10/31/2021 | $1,001 - $15,000 | 1.00 | CI0.98 | SellSell | Self | Oct 5, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | — | CVS Health Corporation (CVS) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : National Securities- Advisor Discretion Account | CVS | P | 10/20/2021 | 10/31/2021 | $15,001 - $50,000 | 1.00 | CVS0.98 | BuyBuy | Self | Oct 20, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 5 | — | Dollar general Corporation (Dg) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : National Securities- Advisor Discretion Account | — | P | 10/20/2021 | 10/31/2021 | $50,001 - $100,000 | 1.00 | DG0.95 | BuyBuy | Self | Oct 20, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |
| 6 | — | Fidelity Total bond ETF (FbND) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : National Securities- Advisor Discretion Account | — | S | 10/06/2021 | 10/31/2021 | $50,001 - $100,000 | 1.00 | —0.00 | SellSell | Self | Oct 6, 2021 | $50,001 - $100,000mid $75K | Etf | not modelled |
| 7 | — | Ford Motor Company (F) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : National Securities- Advisor Discretion Account | F | S (partial) | 10/06/2021 | 10/31/2021 | $15,001 - $50,000 | 1.00 | F0.98 | PartialPartial sale | Self | Oct 6, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 8 | — | general Electric Company (gE) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : National Securities- Advisor Discretion Account | — | S | 10/06/2021 | 10/31/2021 | $15,001 - $50,000 | 1.00 | GE0.95 | SellSell | Self | Oct 6, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 9 | — | iShares National Muni bond ETF (Mub) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : National Securities- Advisor Discretion Account | — | S | 10/06/2021 | 10/31/2021 | $50,001 - $100,000 | 1.00 | MUB0.95 | SellSell | Self | Oct 6, 2021 | $50,001 - $100,000mid $75K | Etf | modelled |
| 10 | — | Jazz Pharmaceuticals plc - Ordinary Shares (JAZZ) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : Merrill Lynch- Advisor Discretion Account | JAZZ | P | 10/19/2021 | 10/31/2021 | $1,001 - $15,000 | 1.00 | JAZZ0.98 | BuyBuy | Self | Oct 19, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | — | Square, Inc. Class A (SQ) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : National Securities- Advisor Discretion Account | SQ | P | 10/19/2021 | 10/31/2021 | $50,001 - $100,000 | 1.00 | —0.60 | BuyBuy | Self | Oct 19, 2021 | $50,001 - $100,000mid $75K | Stock | Reviewnot modelled |
| 12 | — | Sylvamo Corporation (SLVM) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : Merrill Lynch- Advisor Discretion Account | SLVM | S | 10/19/2021 | 10/31/2021 | $1,001 - $15,000 | 1.00 | SLVM0.98 | SellSell | Self | Oct 19, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | — | Sysco Corporation (SYY) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : National Securities- Advisor Discretion Account | SYY | P | 10/20/2021 | 10/31/2021 | $15,001 - $50,000 | 1.00 | SYY0.98 | BuyBuy | Self | Oct 20, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 14 | — | Taiwan Semiconductor Manufacturing Company Ltd. (TSM) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : National Securities- Advisor Discretion Account | TSM | S | 10/06/2021 | 10/31/2021 | $15,001 - $50,000 | 1.00 | TSM0.98 | SellSell | Self | Oct 6, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 15 | — | The Carlyle group Inc. (Cg) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : National Securities- Advisor Discretion Account | — | P | 10/20/2021 | 10/31/2021 | $50,001 - $100,000 | 1.00 | CG0.95 | BuyBuy | Self | Oct 20, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |
| 16 | — | TrueShares Technology, AI & Deep Learning ETF (LRNZ) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : National Securities- Advisor Discretion Account | LRNZ | S (partial) | 10/06/2021 | 10/31/2021 | $15,001 - $50,000 | 1.00 | LRNZ0.98 | PartialPartial sale | Self | Oct 6, 2021 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 17 | — | VanEck biotech ETF (bbH) [ST] other: F ILINg S TATuS : New S ubHOLDINg O F : National Securities- Advisor Discretion Account | — | P | 10/20/2021 | 10/31/2021 | $50,001 - $100,000 | 1.00 | BBH0.95 | BuyBuy | Self | Oct 20, 2021 | $50,001 - $100,000mid $75K | Etf | modelled |