Official filing metadata
- Filer (as printed)
- Hon. Thomas Suozzi
- Office (as printed)
- NY03
- Chamber
- House
- Filing type
- ptr
- Filing date
- Dec 1, 2021
- Filing year
- 2021
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 7
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 2534
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 7
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | Advanced Micro Devices, Inc. (AMD) [ST] other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account | AMD | S | 11/18/2021 | 11/30/2021 | $50,001 - $100,000 | 1.00 | AMD0.98 | SellSell | Self | Nov 18, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |
| 2 | — | Apple Inc. (AAPL) [ST] other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account | AAPL | S | 11/18/2021 | 11/30/2021 | $50,001 - $100,000 | 1.00 | AAPL0.98 | SellSell | Self | Nov 18, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |
| 3 | — | Microsoft Corporation (MSFT) [ST] other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account | MSFT | P | 11/24/2021 | 11/30/2021 | $50,001 - $100,000 | 1.00 | MSFT0.98 | BuyBuy | Self | Nov 24, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |
| 4 | — | Morgan Stanley (MS) [ST] other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account | MS | P | 11/24/2021 | 11/30/2021 | $100,001 - $250,000 | 1.00 | MS0.98 | BuyBuy | Self | Nov 24, 2021 | $100,001 - $250,000mid $175K | Stock | modelled |
| 5 | — | NextEra Energy, Inc. (NEE) [ST] other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account | NEE | S | 11/16/2021 | 11/30/2021 | $1,001 - $15,000 | 1.00 | NEE0.98 | SellSell | Self | Nov 16, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | — | Sylvamo Corporation (SLVM) [ST] other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account | SLVM | S | 11/16/2021 | 11/30/2021 | $897.00 | 1.00 | SLVM0.98 | SellSell | Self | Nov 16, 2021 | $897.00 | Stock | Reviewnot modelled |
| 7 | — | The Carlyle group Inc. (Cg) [ST] other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account | — | S | 11/18/2021 | 11/30/2021 | $50,001 - $100,000 | 1.00 | CG0.95 | SellSell | Self | Nov 18, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |