Official filing metadata
- Filer (as printed)
- Hon. Josh Gottheimer
- Office (as printed)
- NJ05
- Chamber
- House
- Filing type
- ptr
- Filing date
- Apr 20, 2023
- Filing year
- 2023
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 46
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 3353
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 46
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | JT | AbbVie Inc. (ABBV) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ABBV | P | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | ABBV0.98 | BuyBuy | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | JT | AbbVie Inc. (ABBV) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ABBV | S (partial) | 03/24/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | ABBV0.98 | PartialPartial sale | Joint | Mar 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 3 | JT | Align Technology, Inc. (ALGN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ALGN | P | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | ALGN0.98 | BuyBuy | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | JT | Alphabet Inc. - Class C Capital Stock (GOOG) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | GOOG | S (partial) | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | GOOG0.98 | PartialPartial sale | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | JT | Alphabet Inc. - Class C Capital Stock (GOOG) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | GOOG | S (partial) | 03/16/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | GOOG0.98 | PartialPartial sale | Joint | Mar 16, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | JT | Alphabet Inc. - Class C Capital Stock (GOOG) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | GOOG | S (partial) | 03/23/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | GOOG0.98 | PartialPartial sale | Joint | Mar 23, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | JT | Ameris Bancorp (ABCB) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ABCB | S (partial) | 03/14/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | ABCB0.98 | PartialPartial sale | Joint | Mar 14, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | JT | Amgen Inc. (AMGN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | AMGN | S (partial) | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | AMGN0.98 | PartialPartial sale | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 9 | JT | Amgen Inc. (AMGN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | AMGN | S (partial) | 03/27/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | AMGN0.98 | PartialPartial sale | Joint | Mar 27, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | JT | AppFolio, Inc. - Class A (APPF) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | APPF | P | 03/14/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | APPF0.98 | BuyBuy | Joint | Mar 14, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | JT | Apple Inc. (AAPL) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | AAPL | S (partial) | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | AAPL0.98 | PartialPartial sale | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | JT | ASML Holding N.V. - New York Registry Shares (ASML) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ASML | P | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | ASML0.98 | BuyBuy | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | — | Blackstone Real Estate Income Trust [OT] filing_status: New | subholding_of: Morgan Stanley - Active Asset Account # 1 | location: US | description: REIT | — | P | 03/22/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | BSTT0.95 | BuyBuy | Self | Mar 22, 2023 | $1,001 - $15,000mid $8K | Other | not modelled |
| 14 | JT | Charles Schwab Corporation (SCHW) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SCHW | S (partial) | 03/14/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | SCHW0.98 | PartialPartial sale | Joint | Mar 14, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | JT | Charles Schwab Corporation (SCHW) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SCHW | S (partial) | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | SCHW0.98 | PartialPartial sale | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 16 | JT | Coca-Cola Company (KO) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | KO | S | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | KO0.98 | SellSell | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | JT | ConocoPhillips (COP) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | COP | S (partial) | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | COP0.98 | PartialPartial sale | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 18 | JT | ConocoPhillips (COP) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | COP | S (partial) | 03/16/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | COP0.98 | PartialPartial sale | Joint | Mar 16, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 19 | JT | Crown Castle Inc. (CCI) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | CCI | S (partial) | 03/16/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | CCI0.98 | PartialPartial sale | Joint | Mar 16, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 20 | JT | Deere & Company (DE) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | DE | S (partial) | 03/24/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | DE0.98 | PartialPartial sale | Joint | Mar 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 21 | JT | Eli Lilly and Company (LLY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | LLY | S (partial) | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | LLY0.98 | PartialPartial sale | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 22 | JT | Fidelity National Information Services, Inc. (FIS) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | FIS | S (partial) | 03/16/2023 | 04/06/2023 | $15,001 - $50,000 | 1.00 | FIS0.98 | PartialPartial sale | Joint | Mar 16, 2023 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 23 | JT | Haleon plc American Depositary Shares (HLN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | HLN | P | 03/31/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | HLN0.98 | BuyBuy | Joint | Mar 31, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 24 | JT | L'Oreal Co. American Depositary Shares (LRLCY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | LRLCY | S (partial) | 03/10/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | LRLCY0.98 | PartialPartial sale | Joint | Mar 10, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 25 | JT | Lowe's Companies, Inc. (LOW) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | LOW | S (partial) | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | LOW0.98 | PartialPartial sale | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 26 | JT | McKesson Corporation (MCK) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MCK | S (partial) | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | MCK0.98 | PartialPartial sale | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 27 | JT | MercadoLibre, Inc. (MELI) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MELI | P | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | MELI0.98 | BuyBuy | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 28 | JT | MercadoLibre, Inc. (MELI) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MELI | P | 03/15/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | MELI0.98 | BuyBuy | Joint | Mar 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 29 | JT | Microsoft Corporation (MSFT) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MSFT | P | 03/31/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | MSFT0.98 | BuyBuy | Joint | Mar 31, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | JT | Microsoft Corporation (MSFT) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MSFT | P | 03/24/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | MSFT0.98 | BuyBuy | Joint | Mar 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 31 | JT | Moderna, Inc. (MRNA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MRNA | P | 03/31/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | MRNA0.98 | BuyBuy | Joint | Mar 31, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 32 | JT | Morgan Stanley (MS) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MS | P | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | MS0.98 | BuyBuy | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 33 | JT | Netflix, Inc. (NFLX) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | NFLX | P | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | NFLX0.98 | BuyBuy | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 34 | JT | NVIDIA Corporation (NVDA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | NVDA | P | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | NVDA0.98 | BuyBuy | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 35 | JT | PayPal Holdings, Inc. (PYPL) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | PYPL | S (partial) | 03/16/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | PYPL0.98 | PartialPartial sale | Joint | Mar 16, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 36 | JT | Regeneron Pharmaceuticals, Inc. (REGN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | REGN | S (partial) | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | REGN0.98 | PartialPartial sale | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 37 | JT | Rockwell Automation, Inc. (ROK) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ROK | S (partial) | 03/27/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | ROK0.98 | PartialPartial sale | Joint | Mar 27, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 38 | JT | Sarepta Therapeutics, Inc. (SRPT) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SRPT | P | 03/06/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | SRPT0.98 | BuyBuy | Joint | Mar 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 39 | JT | Seacoast Banking Corporation of Florida (SBCF) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SBCF | S (partial) | 03/29/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | SBCF0.98 | PartialPartial sale | Joint | Mar 29, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 40 | JT | SVB Financial Group (SIVB) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SIVB | S | 03/09/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | Mar 9, 2023 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 41 | JT | Taiwan Semiconductor Manufacturing Company Ltd. (TSM) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | TSM | P | 03/09/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | TSM0.98 | BuyBuy | Joint | Mar 9, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 42 | JT | Tesla, Inc. (TSLA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | TSLA | S (partial) | 03/24/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | TSLA0.98 | PartialPartial sale | Joint | Mar 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 43 | JT | Thoughtworks Holding, Inc. (TWKS) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | TWKS | S (partial) | 03/16/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | —0.60 | PartialPartial sale | Joint | Mar 16, 2023 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 44 | JT | Veritex Holdings, Inc. (VBTX) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | VBTX | S (partial) | 03/16/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | —0.83 | PartialPartial sale | Joint | Mar 16, 2023 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 45 | JT | Veritex Holdings, Inc. (VBTX) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | VBTX | S (partial) | 03/14/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | —0.83 | PartialPartial sale | Joint | Mar 14, 2023 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 46 | JT | Woodside Energy Group Limited American Depositary Shares, each representing one Ordinary Share (WDS) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | WDS | S | 03/10/2023 | 04/06/2023 | $1,001 - $15,000 | 1.00 | WDS0.98 | SellSell | Joint | Mar 10, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |