Official filing metadata
- Filer (as printed)
- Hon. Josh Gottheimer
- Office (as printed)
- NJ05
- Chamber
- House
- Filing type
- ptr
- Filing date
- Aug 21, 2023
- Filing year
- 2023
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 56
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 3357
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 56
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | JT | AbbVie Inc. (ABBV) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ABBV | S (partial) | 07/27/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | ABBV0.98 | PartialPartial sale | Joint | Jul 27, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | JT | Advanced Micro Devices, Inc. (AMD) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | AMD | P | 07/24/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | AMD0.98 | BuyBuy | Joint | Jul 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 3 | JT | ADYEN NV UNSP/ADR (ADYEY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ADYEY | S (partial) | 07/19/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | ADYEY0.98 | PartialPartial sale | Joint | Jul 19, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | JT | ADYEN NV UNSP/ADR (ADYEY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ADYEY | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | ADYEY0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | JT | AIA Group, Ltd. Sponsored American Depository Receipt (AAGIY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | AAGIY | S (partial) | 07/19/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | AAGIY0.98 | PartialPartial sale | Joint | Jul 19, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | JT | AIA Group, Ltd. Sponsored American Depository Receipt (AAGIY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | AAGIY | S (partial) | 07/20/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | AAGIY0.98 | PartialPartial sale | Joint | Jul 20, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | JT | Alphabet Inc. - Class C Capital Stock (GOOG) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | GOOG | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | GOOG0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | JT | Apple Inc. (AAPL) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | AAPL | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | AAPL0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 9 | JT | Artivion, Inc. (AORT) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | AORT | P | 07/14/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | AORT0.98 | BuyBuy | Joint | Jul 14, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | JT | ASML Holding N.V. - New York Registry Shares (ASML) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ASML | S (partial) | 07/07/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | ASML0.98 | PartialPartial sale | Joint | Jul 7, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | JT | Atlas Copco Ab Sponsored ADR repstg Class A (ATLKY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ATLKY | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | ATLKY0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | JT | Azenta, Inc. (AZTA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | AZTA | P | 07/14/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | AZTA0.98 | BuyBuy | Joint | Jul 14, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | JT | Charles Schwab Corporation (SCHW) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SCHW | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | SCHW0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | JT | Chart Industries, Inc. (GTLS) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | GTLS | P | 07/14/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | GTLS0.98 | BuyBuy | Joint | Jul 14, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | JT | Cognizant Technology Solutions Corporation - Class A (CTSH) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | CTSH | S (partial) | 07/07/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | CTSH0.98 | PartialPartial sale | Joint | Jul 7, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 16 | JT | CSPC PHARMS GRP U/ADR (CSPCY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | CSPCY | P | 07/14/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | CSPCY0.98 | BuyBuy | Joint | Jul 14, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | JT | Deere & Company (DE) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | DE | S (partial) | 07/07/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | DE0.98 | PartialPartial sale | Joint | Jul 7, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 18 | JT | Dominion Energy, Inc. (D) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | D | P | 07/14/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | D0.98 | BuyBuy | Joint | Jul 14, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 19 | JT | Equifax, Inc. (EFX) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | EFX | S (partial) | 07/07/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | EFX0.98 | PartialPartial sale | Joint | Jul 7, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 20 | JT | First Solar, Inc. (FSLR) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | FSLR | P | 07/14/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | FSLR0.98 | BuyBuy | Joint | Jul 14, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 21 | JT | Freeport-McMoRan, Inc. (FCX) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | FCX | S (partial) | 07/25/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | FCX0.98 | PartialPartial sale | Joint | Jul 25, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 22 | JT | Genmab A/S - American Depositary Shares (GMAB) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | GMAB | P | 07/20/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | GMAB0.98 | BuyBuy | Joint | Jul 20, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 23 | JT | Genmab A/S - American Depositary Shares (GMAB) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | GMAB | P | 07/19/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | GMAB0.98 | BuyBuy | Joint | Jul 19, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 24 | JT | HAIER SMART HOME U/ADR (HSHCY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | HSHCY | P | 07/14/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | HSHCY0.98 | BuyBuy | Joint | Jul 14, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 25 | JT | Haleon plc American Depositary Shares (HLN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | HLN | P | 07/20/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | HLN0.98 | BuyBuy | Joint | Jul 20, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 26 | JT | Haleon plc American Depositary Shares (HLN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | HLN | P | 07/19/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | HLN0.98 | BuyBuy | Joint | Jul 19, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 27 | JT | Haleon plc American Depositary Shares (HLN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | HLN | P | 07/21/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | HLN0.98 | BuyBuy | Joint | Jul 21, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 28 | JT | HCA Healthcare, Inc. (HCA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | HCA | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | HCA0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 29 | JT | Helios Technologies, Inc. (HLIO) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | HLIO | S | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | HLIO0.98 | SellSell | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | JT | Horace Mann Educators Corporation (HMN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | HMN | P | 07/14/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | HMN0.98 | BuyBuy | Joint | Jul 14, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 31 | JT | Infineon Technologies AG (IFNNY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | IFNNY | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | IFNNY0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 32 | JT | Kubota Corporation (KUBTY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | KUBTY | S (partial) | 07/19/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | KUBTY0.98 | PartialPartial sale | Joint | Jul 19, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 33 | JT | Kubota Corporation (KUBTY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | KUBTY | S | 07/20/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | KUBTY0.98 | SellSell | Joint | Jul 20, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 34 | JT | Lithia Motors, Inc. (LAD) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | LAD | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | LAD0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 35 | JT | Lowe's Companies, Inc. (LOW) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | LOW | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | LOW0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 36 | JT | McKesson Corporation (MCK) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MCK | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | MCK0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 37 | JT | MercadoLibre, Inc. (MELI) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MELI | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | MELI0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 38 | JT | Meta Platforms, Inc. - Class A (META) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | META | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | META0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 39 | JT | Meta Platforms, Inc. - Class A (META) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | META | P | 07/13/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | META0.98 | BuyBuy | Joint | Jul 13, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 40 | JT | Microsoft Corporation (MSFT) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MSFT | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | MSFT0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 41 | JT | Microsoft Corporation (MSFT) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MSFT | S (partial) | 07/07/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | MSFT0.98 | PartialPartial sale | Joint | Jul 7, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 42 | JT | Morgan Stanley (MS) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MS | S (partial) | 07/07/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | MS0.98 | PartialPartial sale | Joint | Jul 7, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 43 | JT | NVIDIA Corporation (NVDA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | NVDA | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | NVDA0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 44 | JT | Oracle Corporation (ORCL) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ORCL | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | ORCL0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 45 | JT | Patterson-UTI Energy, Inc. (PTEN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | PTEN | P | 07/14/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | PTEN0.98 | BuyBuy | Joint | Jul 14, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 46 | JT | Regeneron Pharmaceuticals, Inc. (REGN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | REGN | P | 07/11/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | REGN0.98 | BuyBuy | Joint | Jul 11, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 47 | JT | SAP SE ADS (SAP) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SAP | P | 07/19/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | SAP0.98 | BuyBuy | Joint | Jul 19, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 48 | JT | Sarepta Therapeutics, Inc. (SRPT) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SRPT | P | 07/14/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | SRPT0.98 | BuyBuy | Joint | Jul 14, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 49 | JT | Spotify Technology S.A. Ordinary Shares (SPOT) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SPOT | P | 07/13/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | SPOT0.98 | BuyBuy | Joint | Jul 13, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 50 | JT | SPX Technologies, Inc. (SPXC) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SPXC | S (partial) | 07/14/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | SPXC0.98 | PartialPartial sale | Joint | Jul 14, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 51 | JT | Starbucks Corporation (SBUX) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SBUX | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | SBUX0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 52 | JT | Tesla, Inc. (TSLA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | TSLA | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | TSLA0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 53 | JT | Tesla, Inc. (TSLA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | TSLA | P | 07/13/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | TSLA0.98 | BuyBuy | Joint | Jul 13, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 54 | JT | Texas Instruments Incorporated (TXN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | TXN | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | TXN0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 55 | JT | Texas Instruments Incorporated (TXN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | TXN | P | 07/17/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | TXN0.98 | BuyBuy | Joint | Jul 17, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 56 | JT | Uber Technologies, Inc. (UBER) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | UBER | S (partial) | 07/18/2023 | 08/08/2023 | $1,001 - $15,000 | 1.00 | UBER0.98 | PartialPartial sale | Joint | Jul 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |