Official filing metadata
- Filer (as printed)
- Hon. Josh Gottheimer
- Office (as printed)
- NJ05
- Chamber
- House
- Filing type
- ptr
- Filing date
- Sep 16, 2023
- Filing year
- 2023
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 32
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 3358
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 32
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | JT | ADYEN NV UNSP/ADR (ADYEY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ADYEY | P | 08/21/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | ADYEY0.98 | BuyBuy | Joint | Aug 21, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | JT | Alphabet Inc. - Class C Capital Stock (GOOG) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | GOOG | P | 08/14/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | GOOG0.98 | BuyBuy | Joint | Aug 14, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 3 | JT | Apple Inc. (AAPL) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | AAPL | S (partial) | 08/07/2023 | 09/07/2023 | $15,001 - $50,000 | 1.00 | AAPL0.98 | PartialPartial sale | Joint | Aug 7, 2023 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 4 | JT | Assa Abloy AB Unsponsored ADR (ASAZY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ASAZY | P | 08/21/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | ASAZY0.98 | BuyBuy | Joint | Aug 21, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | JT | Assa Abloy AB Unsponsored ADR (ASAZY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ASAZY | P | 08/22/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | ASAZY0.98 | BuyBuy | Joint | Aug 22, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | JT | Block, Inc. Class A Common Stock, (SQ) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SQ | S | 08/22/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | XYZ0.95 | SellSell | Joint | Aug 22, 2023 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 7 | JT | Chugai Pharmaceutical Ltd Unsponsored ADR (CHGCY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | CHGCY | P | 08/18/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | CHGCY0.98 | BuyBuy | Joint | Aug 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | JT | Dassault Systemes, S.A. American Depositary Shares (DASTY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | DASTY | P | 08/18/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | DASTY0.98 | BuyBuy | Joint | Aug 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 9 | JT | DexCom, Inc. (DXCM) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | DXCM | S (partial) | 08/21/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | DXCM0.98 | PartialPartial sale | Joint | Aug 21, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | JT | Eaton Corporation, PLC Ordinary Shares (ETN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ETN | P | 08/25/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | ETN0.98 | BuyBuy | Joint | Aug 25, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | JT | Eli Lilly and Company (LLY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | LLY | P | 08/18/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | LLY0.98 | BuyBuy | Joint | Aug 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | JT | Equifax, Inc. (EFX) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | EFX | S | 08/22/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | EFX0.98 | SellSell | Joint | Aug 22, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | JT | Fox Factory Holding Corp. (FOXF) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | FOXF | P | 08/10/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | FOXF0.98 | BuyBuy | Joint | Aug 10, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | JT | Freeport-McMoRan, Inc. (FCX) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | FCX | S (partial) | 08/21/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | FCX0.98 | PartialPartial sale | Joint | Aug 21, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | JT | HAIER SMART HOME U/ADR (HSHCY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | HSHCY | P | 08/18/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | HSHCY0.98 | BuyBuy | Joint | Aug 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 16 | JT | Mastercard Incorporated (MA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MA | P | 08/22/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | MA0.98 | BuyBuy | Joint | Aug 22, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | JT | Meta Platforms, Inc. - Class A (META) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | META | P | 08/21/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | META0.98 | BuyBuy | Joint | Aug 21, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 18 | JT | Microsoft Corporation (MSFT) [OP] filing_status: New | subholding_of: Morgan Stanley - Portfolio Management Active Assets Account | description: Call options; Strike price $165; Expires 01/19/2024 | MSFT | P | 08/15/2023 | 09/07/2023 | $1,000,001 - $5,000,000 | 1.00 | MSFT0.98 | BuyBuy | Joint | Aug 15, 2023 | $1,000,001 - $5,000,000mid $3M | Option | not modelled |
| 19 | JT | Microsoft Corporation (MSFT) [OP] filing_status: New | subholding_of: Morgan Stanley - Portfolio Management Active Assets Account | description: Call options; Strike price $170; Expires 06/21/2024 | MSFT | S | 08/15/2023 | 09/07/2023 | $1,000,001 - $5,000,000 | 1.00 | MSFT0.98 | SellSell | Joint | Aug 15, 2023 | $1,000,001 - $5,000,000mid $3M | Option | not modelled |
| 20 | JT | Microsoft Corporation (MSFT) [OP] filing_status: New | subholding_of: Morgan Stanley - Portfolio Management Active Assets Account | description: Call options; Strike price $170; Expires 06/21/2024 | MSFT | S | 08/15/2023 | 09/07/2023 | $1,000,001 - $5,000,000 | 1.00 | MSFT0.98 | SellSell | Joint | Aug 15, 2023 | $1,000,001 - $5,000,000mid $3M | Option | not modelled |
| 21 | JT | Microsoft Corporation (MSFT) [OP] filing_status: New | subholding_of: Morgan Stanley - Portfolio Management Active Assets Account | description: Call options; Strike price $160; Expires 03/15/2024 | MSFT | P | 08/15/2023 | 09/07/2023 | $1,000,001 - $5,000,000 | 1.00 | MSFT0.98 | BuyBuy | Joint | Aug 15, 2023 | $1,000,001 - $5,000,000mid $3M | Option | not modelled |
| 22 | JT | Netflix, Inc. (NFLX) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | NFLX | P | 08/07/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | NFLX0.98 | BuyBuy | Joint | Aug 7, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 23 | JT | Norfolk Southern Corporation (NSC) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | NSC | P | 08/24/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | NSC0.98 | BuyBuy | Joint | Aug 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 24 | JT | Norfolk Southern Corporation (NSC) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | NSC | P | 08/25/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | NSC0.98 | BuyBuy | Joint | Aug 25, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 25 | JT | NVIDIA Corporation (NVDA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | NVDA | S (partial) | 08/10/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | NVDA0.98 | PartialPartial sale | Joint | Aug 10, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 26 | JT | Regeneron Pharmaceuticals, Inc. (REGN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | REGN | P | 08/21/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | REGN0.98 | BuyBuy | Joint | Aug 21, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 27 | JT | Shoals Technologies Group, Inc. - Class A (SHLS) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SHLS | P | 08/10/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | SHLS0.98 | BuyBuy | Joint | Aug 10, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 28 | JT | SPX Technologies, Inc. (SPXC) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SPXC | S (partial) | 08/10/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | SPXC0.98 | PartialPartial sale | Joint | Aug 10, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 29 | JT | Tapestry, Inc. (TPR) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | TPR | S | 08/10/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | TPR0.98 | SellSell | Joint | Aug 10, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | JT | Target Corporation (TGT) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | TGT | S (partial) | 08/21/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | TGT0.98 | PartialPartial sale | Joint | Aug 21, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 31 | JT | Target Corporation (TGT) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | TGT | S (partial) | 08/24/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | TGT0.98 | PartialPartial sale | Joint | Aug 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 32 | JT | Verizon Communications Inc. (VZ) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | VZ | S (partial) | 08/24/2023 | 09/07/2023 | $1,001 - $15,000 | 1.00 | VZ0.98 | PartialPartial sale | Joint | Aug 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |