Official filing metadata
- Filer (as printed)
- Hon. Tom Malinowski
- Office (as printed)
- NJ07
- Chamber
- House
- Filing type
- ptr
- Filing date
- Mar 5, 2021
- Filing year
- 2021
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 153
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 2340
row 7: stray text in ['cap']: gfedc; row 72: stray text in ['cap']: gfedcb; row 82: stray text in ['cap']: gfedc
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 153
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | 8x8 Inc (EgHT) [ST] other: F IlINg S TATuS : New D ESCRIPTION : covered short | — | P | 03/10/2020 | 04/01/2020 | $15,001 - $50,000 | 1.00 | EGHT0.95 | BuyBuy | Self | Mar 10, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 2 | — | Amber Road, Inc. (AMBR) [ST] other: F IlINg S TATuS : New | AMBR | S | 05/15/2019 | 06/01/2019 | $15,001 - $50,000 | 1.00 | AMBR0.98 | SellSell | Self | May 15, 2019 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 3 | — | Ameresco, Inc. Class A (AMRC) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | AMRC | S | 01/06/2021 | 02/01/2021 | $15,001 - $50,000 | 1.00 | AMRC0.98 | SellSell | Self | Jan 6, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 4 | — | Ameresco, Inc. Class A (AMRC) [ST] other: F IlINg S TATuS : New | AMRC | S | 03/30/2020 | 04/01/2020 | $1,001 - $15,000 | 1.00 | AMRC0.98 | SellSell | Self | Mar 30, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | — | Ameresco, Inc. Class A (AMRC) [ST] other: F IlINg S TATuS : New | AMRC | S | 04/09/2020 | 05/01/2020 | $1,001 - $15,000 | 1.00 | AMRC0.98 | SellSell | Self | Apr 9, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | — | Anika Therapeutics Inc. (ANIK) [ST] other: F IlINg S TATuS : New D ESCRIPTION : covered short | ANIK | P | 03/02/2020 | 04/01/2020 | $1,001 - $15,000 | 1.00 | ANIK0.98 | BuyBuy | Self | Mar 2, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | — | Anika Therapeutics Inc. (ANIK) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short cover | ANIK | P | 02/26/2020 | 03/01/2020 | $15,001 - $50,000 | 0.70 | ANIK0.98 | BuyBuy | Self | Feb 26, 2020 | $15,001 - $50,000mid $32.5K | Stock | Reviewmodelled |
| 8 | — | Apollo Endosurgery, Inc. (APEN) [ST] other: F IlINg S TATuS : New | APEN | P | 10/02/2020 | 11/01/2020 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Oct 2, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 9 | — | Apollo Endosurgery, Inc. (APEN) [ST] other: F IlINg S TATuS : New | APEN | S | 07/25/2020 | 08/01/2020 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Jul 25, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 10 | — | Biolife Solutions, Inc. (BlFS) [ST] other: F IlINg S TATuS : New | — | P | 07/07/2020 | 08/01/2020 | $1,001 - $15,000 | 1.00 | BLFS0.95 | BuyBuy | Self | Jul 7, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | — | Biolife Solutions, Inc. (BlFS) [ST] other: F IlINg S TATuS : New | — | P | 06/17/2020 | 07/01/2020 | $15,001 - $50,000 | 1.00 | BLFS0.95 | BuyBuy | Self | Jun 17, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 12 | — | Blackline, Inc. (Bl) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | — | S | 01/11/2021 | 02/01/2021 | $1,001 - $15,000 | 1.00 | BL0.95 | SellSell | Self | Jan 11, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | — | Blackline, Inc. (Bl) [ST] other: F IlINg S TATuS : New | — | P | 07/04/2019 | 08/01/2019 | $1,001 - $15,000 | 1.00 | BL0.95 | BuyBuy | Self | Jul 4, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | — | C3.ai, Inc. Class A (AI) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | AI | S | 01/26/2021 | 02/01/2021 | $1,001 - $15,000 | 1.00 | AI0.98 | SellSell | Self | Jan 26, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | — | CareDx, Inc. (CDNA) [ST] other: F IlINg S TATuS : New | CDNA | S | 06/17/2019 | 07/01/2019 | $1,001 - $15,000 | 1.00 | CDNA0.98 | SellSell | Self | Jun 17, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 16 | — | CareDx, Inc. (CDNA) [ST] other: F IlINg S TATuS : New | CDNA | S | 06/19/2019 | 07/01/2019 | $1,001 - $15,000 | 1.00 | CDNA0.98 | SellSell | Self | Jun 19, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | — | CareDx, Inc. (CDNA) [ST] other: F IlINg S TATuS : New | CDNA | S | 03/11/2019 | 04/01/2019 | $15,001 - $50,000 | 1.00 | CDNA0.98 | SellSell | Self | Mar 11, 2019 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 18 | — | CareDx, Inc. (CDNA) [ST] other: F IlINg S TATuS : New | CDNA | P | 04/01/2019 | 05/01/2019 | $1,001 - $15,000 | 1.00 | CDNA0.98 | BuyBuy | Self | Apr 1, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 19 | — | Castlight Health, Inc. Class B (CSlT) [ST] other: F IlINg S TATuS : New | — | P | 01/15/2019 | 02/01/2019 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Jan 15, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 20 | — | Castlight Health, Inc. Class B (CSlT) [ST] other: F IlINg S TATuS : New | — | P | 11/12/2020 | 12/01/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Nov 12, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 21 | — | Castlight Health, Inc. Class B (CSlT) [ST] other: F IlINg S TATuS : New | — | S | 11/27/2019 | 12/01/2019 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Nov 27, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 22 | — | Castlight Health, Inc. Class B (CSlT) [ST] other: F IlINg S TATuS : New | — | P | 10/16/2019 | 11/01/2019 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Oct 16, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 23 | — | Castlight Health, Inc. Class B (CSlT) [ST] other: F IlINg S TATuS : New | — | P | 10/24/2019 | 11/01/2019 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Oct 24, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 24 | — | Castlight Health, Inc. Class B (CSlT) [ST] other: F IlINg S TATuS : New | — | S | 07/24/2020 | 08/01/2020 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jul 24, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 25 | — | Castlight Health, Inc. Class B (CSlT) [ST] other: F IlINg S TATuS : New | — | P | 01/13/2020 | 02/01/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Jan 13, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 26 | — | CC Neuberger Principal Holdings I Class A Ordinary Shares (PCPl) [ST] other: F IlINg S TATuS : New | — | P | 10/16/2020 | 11/01/2020 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Oct 16, 2020 | $15,001 - $50,000mid $32.5K | Stock | not modelled |
| 27 | — | CC Neuberger Principal Holdings I Class A Ordinary Shares (PCPl) [ST] other: F IlINg S TATuS : New | — | P | 01/14/2021 | 02/01/2021 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Jan 14, 2021 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 28 | — | Celcuity Inc. (CElC) [ST] other: F IlINg S TATuS : New | — | P | 06/18/2020 | 07/01/2020 | $1,001 - $15,000 | 1.00 | CELC0.95 | BuyBuy | Self | Jun 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 29 | — | Chembio Diagnostics, Inc. (CEMI) [ST] other: F IlINg S TATuS : New | CEMI | S | 03/19/2020 | 04/01/2020 | $1,001 - $15,000 | 1.00 | —0.90 | SellSell | Self | Mar 19, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 30 | — | CM life Sciences, Inc. - Class A (CMlF) [ST] other: F IlINg S TATuS : New | — | P | 10/13/2020 | 11/01/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Oct 13, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 31 | — | CM life Sciences, Inc. - Class A (CMlF) [ST] other: F IlINg S TATuS : New | — | P | 09/04/2020 | 10/01/2020 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Sep 4, 2020 | $15,001 - $50,000mid $32.5K | Stock | not modelled |
| 32 | — | CNFinance Holdings limited American Depositary Shares, each representing twenty (CNF) [ST] other: F IlINg S TATuS : New | CNF | P | 01/05/2021 | 02/01/2021 | $1,001 - $15,000 | 1.00 | CNF0.98 | BuyBuy | Self | Jan 5, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 33 | — | CNFinance Holdings limited American Depositary Shares, each representing twenty (CNF) [ST] other: F IlINg S TATuS : New | CNF | P | 12/05/2020 | 01/01/2021 | $1,001 - $15,000 | 1.00 | CNF0.98 | BuyBuy | Self | Dec 5, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 34 | — | Colgate-Palmolive Company (Cl) [ST] other: F IlINg S TATuS : New D ESCRIPTION : covered short | — | P | 03/10/2020 | 04/01/2020 | $15,001 - $50,000 | 1.00 | CL0.95 | BuyBuy | Self | Mar 10, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 35 | — | DermTech, Inc. (DMTK) [ST] other: F IlINg S TATuS : New | DMTK | S | 01/27/2021 | 02/01/2021 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Jan 27, 2021 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 36 | — | DermTech, Inc. (DMTK) [ST] other: F IlINg S TATuS : New | DMTK | P | 01/11/2021 | 02/01/2021 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Jan 11, 2021 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 37 | — | DoorDash, Inc. Class A (DASH) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short cover | DASH | P | 01/15/2021 | 02/01/2021 | $15,001 - $50,000 | 1.00 | DASH0.98 | BuyBuy | Self | Jan 15, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 38 | — | DoorDash, Inc. Class A (DASH) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | DASH | S | 01/11/2021 | 02/01/2021 | $1,001 - $15,000 | 1.00 | DASH0.98 | SellSell | Self | Jan 11, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 39 | — | DoorDash, Inc. Class A (DASH) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | DASH | S | 12/16/2020 | 12/01/2020 | $15,001 - $50,000 | 1.00 | DASH0.98 | SellSell | Self | Dec 16, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 40 | — | Enterprise Products Partners l.P. (EPD) [ST] other: F IlINg S TATuS : New | EPD | P | 01/07/2019 | 02/01/2019 | $15,001 - $50,000 | 1.00 | EPD0.98 | BuyBuy | Self | Jan 7, 2019 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 41 | — | Enterprise Products Partners l.P. (EPD) [ST] other: F IlINg S TATuS : New | EPD | P | 03/19/2020 | 04/01/2020 | $1,001 - $15,000 | 1.00 | EPD0.98 | BuyBuy | Self | Mar 19, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 42 | — | Enterprise Products Partners l.P. (EPD) [ST] other: F IlINg S TATuS : New | EPD | P | 10/13/2020 | 11/01/2020 | $15,001 - $50,000 | 1.00 | EPD0.98 | BuyBuy | Self | Oct 13, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 43 | — | Enterprise Products Partners l.P. (EPD) [ST] other: F IlINg S TATuS : New | EPD | S | 11/17/2020 | 12/01/2020 | $15,001 - $50,000 | 1.00 | EPD0.98 | SellSell | Self | Nov 17, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 44 | — | Equinix, Inc. (EQIX) [ST] other: F IlINg S TATuS : New | EQIX | S | 04/01/2020 | 05/01/2020 | $15,001 - $50,000 | 1.00 | EQIX0.98 | SellSell | Self | Apr 1, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 45 | — | Equinix, Inc. (EQIX) [ST] other: F IlINg S TATuS : New | EQIX | P | 01/30/2019 | 02/01/2019 | $1,001 - $15,000 | 1.00 | EQIX0.98 | BuyBuy | Self | Jan 30, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 46 | — | Equinix, Inc. (EQIX) [ST] other: F IlINg S TATuS : New | EQIX | P | 03/01/2019 | 04/01/2019 | $1,001 - $15,000 | 1.00 | EQIX0.98 | BuyBuy | Self | Mar 1, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 47 | — | Equinix, Inc. (EQIX) [ST] other: F IlINg S TATuS : New | EQIX | S | 02/20/2020 | 03/01/2020 | $15,001 - $50,000 | 1.00 | EQIX0.98 | SellSell | Self | Feb 20, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 48 | — | Everbridge, Inc. (EVBg) [ST] other: F IlINg S TATuS : New | — | S | 04/18/2019 | 05/01/2019 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Apr 18, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 49 | — | Everbridge, Inc. (EVBg) [ST] other: F IlINg S TATuS : New | — | S | 03/14/2019 | 05/01/2019 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Mar 14, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 50 | — | Everbridge, Inc. (EVBg) [ST] other: F IlINg S TATuS : New | — | S | 06/17/2019 | 07/01/2019 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jun 17, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 51 | — | Everbridge, Inc. (EVBg) [ST] other: F IlINg S TATuS : New | — | S | 04/01/2020 | 05/01/2020 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Apr 1, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 52 | — | Everbridge, Inc. (EVBg) [ST] other: F IlINg S TATuS : New | — | S | 03/11/2020 | 04/01/2020 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Mar 11, 2020 | $15,001 - $50,000mid $32.5K | Stock | not modelled |
| 53 | — | Fastly, Inc. Class A (FSlY) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | — | S | 11/19/2020 | 12/01/2020 | $15,001 - $50,000 | 1.00 | —0.90 | SellSell | Self | Nov 19, 2020 | $15,001 - $50,000mid $32.5K | Stock | Reviewnot modelled |
| 54 | — | Fastly, Inc. Class A (FSlY) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | — | S | 10/27/2020 | 11/01/2020 | $15,001 - $50,000 | 1.00 | —0.90 | SellSell | Self | Oct 27, 2020 | $15,001 - $50,000mid $32.5K | Stock | Reviewnot modelled |
| 55 | — | Fastly, Inc. Class A (FSlY) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | — | S | 01/25/2021 | 02/01/2021 | $1,001 - $15,000 | 1.00 | —0.90 | SellSell | Self | Jan 25, 2021 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 56 | — | Federal Realty Investment Trust (FRT) [ST] other: F IlINg S TATuS : New D ESCRIPTION : covered short | FRT | P | 03/25/2020 | 04/01/2020 | $15,001 - $50,000 | 1.00 | FRT0.98 | BuyBuy | Self | Mar 25, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 57 | — | Ferrari N.V. Common Shares (RACE) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | RACE | S | 06/03/2020 | 07/01/2020 | $15,001 - $50,000 | 1.00 | RACE0.98 | SellSell | Self | Jun 3, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 58 | — | Ferrari N.V. Common Shares (RACE) [ST] other: F IlINg S TATuS : New D ESCRIPTION : covered short | RACE | P | 10/20/2020 | 11/01/2020 | $15,001 - $50,000 | 1.00 | RACE0.98 | BuyBuy | Self | Oct 20, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 59 | — | Five9, Inc. (FIVN) [ST] other: F IlINg S TATuS : New | FIVN | S | 04/01/2020 | 05/01/2020 | $15,001 - $50,000 | 1.00 | FIVN0.98 | SellSell | Self | Apr 1, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 60 | — | Five9, Inc. (FIVN) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | FIVN | S | 01/06/2021 | 02/01/2021 | $1,001 - $15,000 | 1.00 | FIVN0.98 | SellSell | Self | Jan 6, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 61 | — | Five9, Inc. (FIVN) [ST] other: F IlINg S TATuS : New | FIVN | P | 07/18/2019 | 08/01/2019 | $1,001 - $15,000 | 1.00 | FIVN0.98 | BuyBuy | Self | Jul 18, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 62 | — | Five9, Inc. (FIVN) [ST] other: F IlINg S TATuS : New | FIVN | P | 05/06/2019 | 06/01/2019 | $1,001 - $15,000 | 1.00 | FIVN0.98 | BuyBuy | Self | May 6, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 63 | — | Flexion Therapeutics, Inc. (FlXN) [ST] other: F IlINg S TATuS : New | — | P | 07/17/2019 | 08/01/2019 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Jul 17, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 64 | — | Flexion Therapeutics, Inc. (FlXN) [ST] other: F IlINg S TATuS : New | — | P | 03/25/2019 | 04/01/2019 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Mar 25, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 65 | — | Flexion Therapeutics, Inc. (FlXN) [ST] other: F IlINg S TATuS : New | — | P | 01/31/2019 | 02/01/2019 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Jan 31, 2019 | $15,001 - $50,000mid $32.5K | Stock | not modelled |
| 66 | — | Flexion Therapeutics, Inc. (FlXN) [ST] other: F IlINg S TATuS : New | — | S | 05/01/2020 | 06/01/2020 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | May 1, 2020 | $15,001 - $50,000mid $32.5K | Stock | not modelled |
| 67 | — | Flexion Therapeutics, Inc. (FlXN) [ST] other: F IlINg S TATuS : New | — | S | 04/29/2020 | 05/01/2020 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Apr 29, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 68 | — | general Finance Corporation (gFN) [ST] other: F IlINg S TATuS : New | — | S | 11/13/2020 | 11/01/2020 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Nov 13, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 69 | — | general Finance Corporation (gFN) [ST] other: F IlINg S TATuS : New | — | S | 12/01/2020 | 01/01/2021 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Dec 1, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 70 | — | general Mills, Inc. (gIS) [ST] other: F IlINg S TATuS : New D ESCRIPTION : covered short | — | P | 03/11/2020 | 04/01/2020 | $50,001 - $100,000 | 1.00 | GIS0.95 | BuyBuy | Self | Mar 11, 2020 | $50,001 - $100,000mid $75K | Stock | modelled |
| 71 | — | Heron Therapeutics, Inc. (APPAD) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | APPAD | S | 12/11/2020 | 01/01/2021 | $1,001 - $15,000 | 1.00 | HRTX0.95 | SellSell | Self | Dec 11, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 72 | — | Instructure, Inc. (INST) [ST] other: F IlINg S TATuS : New | INST | S | 04/18/2019 | 05/01/2019 | $15,001 - $50,000 | 0.70 | —0.60 | SellSell | Self | Apr 18, 2019 | $15,001 - $50,000mid $32.5K | Stock | Reviewnot modelled |
| 73 | — | iRobot Corporation (IRBT) [ST] other: F IlINg S TATuS : New | IRBT | P | 02/01/2019 | 03/01/2019 | $15,001 - $50,000 | 1.00 | —0.60 | BuyBuy | Self | Feb 1, 2019 | $15,001 - $50,000mid $32.5K | Stock | Reviewnot modelled |
| 74 | — | iRobot Corporation (IRBT) [ST] other: F IlINg S TATuS : New | IRBT | S | 09/26/2019 | 10/01/2019 | $15,001 - $50,000 | 1.00 | —0.60 | SellSell | Self | Sep 26, 2019 | $15,001 - $50,000mid $32.5K | Stock | Reviewnot modelled |
| 75 | — | iShares 20+ Year Treasury Bond ETF (TlT) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | — | S | 06/01/2020 | 07/01/2020 | $15,001 - $50,000 | 1.00 | TLT0.95 | SellSell | Self | Jun 1, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 76 | — | J.M. Smucker Company (SJM) [ST] other: F IlINg S TATuS : New D ESCRIPTION : covered short | SJM | P | 03/20/2020 | 04/01/2020 | $15,001 - $50,000 | 1.00 | SJM0.98 | BuyBuy | Self | Mar 20, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 77 | — | Kellogg Company (K) [ST] other: F IlINg S TATuS : New D ESCRIPTION : covered short | K | P | 03/03/2020 | 04/01/2020 | $15,001 - $50,000 | 1.00 | —0.60 | BuyBuy | Self | Mar 3, 2020 | $15,001 - $50,000mid $32.5K | Stock | Reviewnot modelled |
| 78 | — | Kimco Realty Corporation (KIM) [ST] other: F IlINg S TATuS : New D ESCRIPTION : covered short | KIM | P | 03/16/2020 | 04/01/2020 | $15,001 - $50,000 | 1.00 | KIM0.98 | BuyBuy | Self | Mar 16, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 79 | — | Kimco Realty Corporation (KIM) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | KIM | S | 02/07/2020 | 03/01/2020 | $1,001 - $15,000 | 1.00 | KIM0.98 | SellSell | Self | Feb 7, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 80 | — | lumber liquidators Holdings, Inc (ll) [ST] other: F IlINg S TATuS : New | — | S | 12/18/2019 | 01/01/2020 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Dec 18, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 81 | — | lumber liquidators Holdings, Inc (ll) [ST] other: F IlINg S TATuS : New | — | P | 08/07/2020 | 09/01/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Aug 7, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 82 | — | lumber liquidators Holdings, Inc (ll) [ST] other: F IlINg S TATuS : New | — | S | 10/11/2019 | 11/01/2019 | $1,001 - $15,000 | 0.70 | —0.00 | SellSell | Self | Oct 11, 2019 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 83 | — | lumber liquidators Holdings, Inc (ll) [ST] other: F IlINg S TATuS : New | — | P | 11/15/2019 | 12/01/2019 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Nov 15, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 84 | — | Merck & Company, Inc. Common Stock (MRK) [ST] other: F IlINg S TATuS : New | MRK | S | 11/06/2020 | 12/01/2020 | $15,001 - $50,000 | 1.00 | MRK0.98 | SellSell | Self | Nov 6, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 85 | — | Meridian Bioscience Inc. (VIVO) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | VIVO | S | 11/13/2020 | 12/01/2020 | $1,001 - $15,000 | 1.00 | VIVO0.95 | SellSell | Self | Nov 13, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 86 | — | Meridian Bioscience Inc. (VIVO) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | VIVO | S | 09/15/2020 | 10/01/2020 | $1,001 - $15,000 | 1.00 | VIVO0.95 | SellSell | Self | Sep 15, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 87 | — | Meridian Bioscience Inc. (VIVO) [ST] other: F IlINg S TATuS : New | VIVO | S | 08/31/2020 | 09/01/2020 | $1,001 - $15,000 | 1.00 | VIVO0.95 | SellSell | Self | Aug 31, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 88 | — | Navigator Holdings ltd. Ordinary Shares (NVgS) [ST] other: F IlINg S TATuS : New | — | P | 06/02/2020 | 07/01/2020 | $1,001 - $15,000 | 1.00 | NVGS0.95 | BuyBuy | Self | Jun 2, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 89 | — | Navigator Holdings ltd. Ordinary Shares (NVgS) [ST] other: F IlINg S TATuS : New | — | P | 12/14/2020 | 01/01/2021 | $1,001 - $15,000 | 1.00 | NVGS0.95 | BuyBuy | Self | Dec 14, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 90 | — | Navigator Holdings ltd. Ordinary Shares (NVgS) [ST] other: F IlINg S TATuS : New | — | P | 11/17/2020 | 12/01/2020 | $1,001 - $15,000 | 1.00 | NVGS0.95 | BuyBuy | Self | Nov 17, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 91 | — | Navigator Holdings ltd. Ordinary Shares (NVgS) [ST] other: F IlINg S TATuS : New | — | P | 01/03/2019 | 02/01/2019 | $1,001 - $15,000 | 1.00 | NVGS0.95 | BuyBuy | Self | Jan 3, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 92 | — | Navigator Holdings ltd. Ordinary Shares (NVgS) [ST] other: F IlINg S TATuS : New | — | P | 07/02/2019 | 08/01/2019 | $1,001 - $15,000 | 1.00 | NVGS0.95 | BuyBuy | Self | Jul 2, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 93 | — | New Relic, Inc. (NEWR) [ST] other: F IlINg S TATuS : New | NEWR | P | 02/07/2020 | 03/01/2020 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Feb 7, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 94 | — | New Relic, Inc. (NEWR) [ST] other: F IlINg S TATuS : New | NEWR | P | 03/02/2020 | 04/01/2020 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Mar 2, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 95 | — | New Relic, Inc. (NEWR) [ST] other: F IlINg S TATuS : New | NEWR | P | 12/19/2019 | 01/01/2020 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Dec 19, 2019 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 96 | — | Onto Innovation Inc. (ONTO) [ST] other: F IlINg S TATuS : New | ONTO | S | 04/21/2020 | 05/01/2020 | $1,001 - $15,000 | 1.00 | ONTO0.98 | SellSell | Self | Apr 21, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 97 | — | Onto Innovation Inc. (ONTO) [ST] other: F IlINg S TATuS : New | ONTO | S | 05/01/2020 | 06/01/2020 | $1,001 - $15,000 | 1.00 | ONTO0.98 | SellSell | Self | May 1, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 98 | — | OraSure Technologies, Inc. (OSuR) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | — | S | 10/07/2020 | 11/01/2020 | $15,001 - $50,000 | 1.00 | OSUR0.95 | SellSell | Self | Oct 7, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 99 | — | OraSure Technologies, Inc. (OSuR) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | — | S | 12/09/2020 | 01/01/2021 | $15,001 - $50,000 | 1.00 | OSUR0.95 | SellSell | Self | Dec 9, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 100 | — | OraSure Technologies, Inc. (OSuR) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | — | S | 01/11/2021 | 02/01/2021 | $1,001 - $15,000 | 1.00 | OSUR0.95 | SellSell | Self | Jan 11, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 101 | — | Pacira BioSciences, Inc. (PCRX) [ST] other: F IlINg S TATuS : New | PCRX | P | 11/02/2020 | 12/01/2020 | $1,001 - $15,000 | 1.00 | PCRX0.98 | BuyBuy | Self | Nov 2, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 102 | — | Pacira BioSciences, Inc. (PCRX) [ST] other: F IlINg S TATuS : New | PCRX | P | 05/31/2019 | 06/01/2019 | $15,001 - $50,000 | 1.00 | PCRX0.98 | BuyBuy | Self | May 31, 2019 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 103 | — | Pacira BioSciences, Inc. (PCRX) [ST] other: F IlINg S TATuS : New | PCRX | P | 08/23/2019 | 09/01/2019 | $1,001 - $15,000 | 1.00 | PCRX0.98 | BuyBuy | Self | Aug 23, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 104 | — | Pacira BioSciences, Inc. (PCRX) [ST] other: F IlINg S TATuS : New | PCRX | P | 09/26/2019 | 10/01/2019 | $15,001 - $50,000 | 1.00 | PCRX0.98 | BuyBuy | Self | Sep 26, 2019 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 105 | — | Pacira BioSciences, Inc. (PCRX) [ST] other: F IlINg S TATuS : New | PCRX | P | 01/15/2021 | 02/01/2021 | $1,001 - $15,000 | 1.00 | PCRX0.98 | BuyBuy | Self | Jan 15, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 106 | — | Pacira BioSciences, Inc. (PCRX) [ST] other: F IlINg S TATuS : New | PCRX | P | 05/30/2019 | 06/01/2019 | $15,001 - $50,000 | 1.00 | PCRX0.98 | BuyBuy | Self | May 30, 2019 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 107 | — | Pan Orient Energy Corp Ordinary Shares (POEFF) [ST] other: F IlINg S TATuS : New | POEFF | S | 04/22/2020 | 05/01/2020 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Apr 22, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 108 | — | Peloton Interactive, Inc. (PTON) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | PTON | S | 06/05/2020 | 07/01/2020 | $15,001 - $50,000 | 1.00 | PTON0.98 | SellSell | Self | Jun 5, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 109 | — | Peloton Interactive, Inc. (PTON) [ST] other: F IlINg S TATuS : New D ESCRIPTION : covered short | PTON | P | 07/14/2020 | 08/01/2020 | $15,001 - $50,000 | 1.00 | PTON0.98 | BuyBuy | Self | Jul 14, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 110 | — | Pepsico, Inc. (PEP) [ST] other: F IlINg S TATuS : New D ESCRIPTION : covered short | PEP | P | 03/03/2020 | 04/01/2020 | $1,001 - $15,000 | 1.00 | PEP0.98 | BuyBuy | Self | Mar 3, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 111 | — | Planet Fitness, Inc. (PlNT) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | — | S | 08/10/2020 | 09/01/2020 | $15,001 - $50,000 | 1.00 | PLNT0.95 | SellSell | Self | Aug 10, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 112 | — | Planet Fitness, Inc. (PlNT) [ST] other: F IlINg S TATuS : New D ESCRIPTION : covered short | — | P | 10/20/2020 | 11/01/2020 | $15,001 - $50,000 | 1.00 | PLNT0.95 | BuyBuy | Self | Oct 20, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 113 | — | Post Holdings, Inc. (POST) [ST] other: F IlINg S TATuS : New D ESCRIPTION : covered short | POST | P | 03/10/2020 | 04/01/2020 | $15,001 - $50,000 | 1.00 | POST0.98 | BuyBuy | Self | Mar 10, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 114 | — | Power Solutions International, Inc. (PSIX) [ST] other: F IlINg S TATuS : New | PSIX | P | 05/07/2020 | 06/01/2020 | $1,001 - $15,000 | 1.00 | PSIX0.98 | BuyBuy | Self | May 7, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 115 | — | Power Solutions International, Inc. (PSIX) [ST] other: F IlINg S TATuS : New | PSIX | S | 09/24/2020 | 10/01/2020 | $15,001 - $50,000 | 1.00 | PSIX0.98 | SellSell | Self | Sep 24, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 116 | — | Power Solutions International, Inc. (PSIX) [ST] other: F IlINg S TATuS : New | PSIX | P | 08/25/2020 | 09/01/2020 | $1,001 - $15,000 | 1.00 | PSIX0.98 | BuyBuy | Self | Aug 25, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 117 | — | Power Solutions International, Inc. (PSIX) [ST] other: F IlINg S TATuS : New | PSIX | P | 05/15/2019 | 06/01/2019 | $1,001 - $15,000 | 1.00 | PSIX0.98 | BuyBuy | Self | May 15, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 118 | — | Power Solutions International, Inc. (PSIX) [ST] other: F IlINg S TATuS : New | PSIX | P | 11/20/2020 | 12/01/2020 | $1,001 - $15,000 | 1.00 | PSIX0.98 | BuyBuy | Self | Nov 20, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 119 | — | Power Solutions International, Inc. (PSIX) [ST] other: F IlINg S TATuS : New | PSIX | P | 01/02/2020 | 02/01/2020 | $1,001 - $15,000 | 1.00 | PSIX0.98 | BuyBuy | Self | Jan 2, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 120 | — | Profound Medical Corp. - common stock (PROF) [ST] other: F IlINg S TATuS : New | PROF | P | 12/20/2019 | 01/01/2020 | $1,001 - $15,000 | 1.00 | PROF0.98 | BuyBuy | Self | Dec 20, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 121 | — | Profound Medical Corp. - common stock (PROF) [ST] other: F IlINg S TATuS : New | PROF | P | 07/21/2020 | 08/01/2020 | $1,001 - $15,000 | 1.00 | PROF0.98 | BuyBuy | Self | Jul 21, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 122 | — | Qumu Corporation (QuMu) [ST] other: F IlINg S TATuS : New | — | P | 01/29/2021 | 02/01/2021 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Jan 29, 2021 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 123 | — | Red Hat, Inc. (RHT) [ST] other: F IlINg S TATuS : New | RHT | S | 01/04/2019 | 03/01/2019 | $50,001 - $100,000 | 1.00 | —0.60 | SellSell | Self | Jan 4, 2019 | $50,001 - $100,000mid $75K | Stock | Reviewnot modelled |
| 124 | — | Regency Centers Corporation (REg) [ST] other: F IlINg S TATuS : New D ESCRIPTION : covered short | — | P | 03/19/2020 | 04/01/2020 | $15,001 - $50,000 | 1.00 | REG0.95 | BuyBuy | Self | Mar 19, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 125 | — | Simon Property group, Inc. (SPg) [ST] other: F IlINg S TATuS : New D ESCRIPTION : covered short | — | P | 03/25/2020 | 04/01/2020 | $1,001 - $15,000 | 1.00 | SPG0.95 | BuyBuy | Self | Mar 25, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 126 | — | Suncor Energy Inc. (Su) [ST] other: F IlINg S TATuS : New | — | S | 03/19/2020 | 04/01/2020 | $15,001 - $50,000 | 1.00 | SU0.95 | SellSell | Self | Mar 19, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 127 | — | Suncor Energy Inc. (Su) [ST] other: F IlINg S TATuS : New | — | P | 02/08/2019 | 03/01/2019 | $1,001 - $15,000 | 1.00 | SU0.95 | BuyBuy | Self | Feb 8, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 128 | — | Talend S.A. - American Depositary Shares (TlND) [ST] other: F IlINg S TATuS : New | — | S | 02/20/2019 | 03/01/2019 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Feb 20, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 129 | — | Talend S.A. - American Depositary Shares (TlND) [ST] other: F IlINg S TATuS : New | — | S | 03/19/2020 | 04/01/2020 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Mar 19, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 130 | — | Talend S.A. - American Depositary Shares (TlND) [ST] other: F IlINg S TATuS : New | — | S | 03/18/2020 | 04/01/2020 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Mar 18, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 131 | — | Tapestry, Inc. (TPR) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short cover | TPR | P | 02/27/2020 | 03/01/2020 | $15,001 - $50,000 | 1.00 | TPR0.98 | BuyBuy | Self | Feb 27, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 132 | — | Taubman Centers, Inc. (TCO) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short cover | TCO | P | 02/07/2020 | 03/01/2020 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Feb 7, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 133 | — | Teradata Corporation (TDC) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | TDC | S | 06/24/2020 | 07/01/2020 | $15,001 - $50,000 | 1.00 | TDC0.98 | SellSell | Self | Jun 24, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 134 | — | Teradata Corporation (TDC) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | TDC | S | 07/17/2020 | 08/01/2020 | $1,001 - $15,000 | 1.00 | TDC0.98 | SellSell | Self | Jul 17, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 135 | — | Teradata Corporation (TDC) [ST] other: F IlINg S TATuS : New D ESCRIPTION : short sale | TDC | S | 10/20/2020 | 11/01/2020 | $1,001 - $15,000 | 1.00 | TDC0.98 | SellSell | Self | Oct 20, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 136 | — | TFF Pharmaceuticals, Inc. (TFFP) [ST] other: F IlINg S TATuS : New | TFFP | P | 06/01/2020 | 07/01/2020 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Jun 1, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 137 | — | WPX Energy, Inc. (WPX) [ST] other: F IlINg S TATuS : New | WPX | P | 07/31/2020 | 08/01/2020 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Jul 31, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 138 | — | WPX Energy, Inc. (WPX) [ST] other: F IlINg S TATuS : New | WPX | S | 09/30/2020 | 10/01/2020 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Sep 30, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 139 | — | Yext, Inc. (YEXT) [ST] other: F IlINg S TATuS : New | YEXT | P | 09/09/2020 | 10/01/2020 | $1,001 - $15,000 | 1.00 | YEXT0.98 | BuyBuy | Self | Sep 9, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 140 | — | Yext, Inc. (YEXT) [ST] other: F IlINg S TATuS : New | YEXT | P | 10/06/2020 | 11/01/2020 | $1,001 - $15,000 | 1.00 | YEXT0.98 | BuyBuy | Self | Oct 6, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 141 | — | Yext, Inc. (YEXT) [ST] other: F IlINg S TATuS : New | YEXT | P | 05/14/2019 | 06/01/2019 | $1,001 - $15,000 | 1.00 | YEXT0.98 | BuyBuy | Self | May 14, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 142 | — | Yext, Inc. (YEXT) [ST] other: F IlINg S TATuS : New | YEXT | P | 05/31/2019 | 06/01/2019 | $1,001 - $15,000 | 1.00 | YEXT0.98 | BuyBuy | Self | May 31, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 143 | — | Yext, Inc. (YEXT) [ST] other: F IlINg S TATuS : New | YEXT | P | 02/15/2019 | 03/01/2019 | $15,001 - $50,000 | 1.00 | YEXT0.98 | BuyBuy | Self | Feb 15, 2019 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 144 | — | Yext, Inc. (YEXT) [ST] other: F IlINg S TATuS : New | YEXT | P | 03/21/2019 | 04/01/2019 | $1,001 - $15,000 | 1.00 | YEXT0.98 | BuyBuy | Self | Mar 21, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 145 | — | Yext, Inc. (YEXT) [ST] other: F IlINg S TATuS : New | YEXT | P | 11/13/2019 | 12/01/2019 | $15,001 - $50,000 | 1.00 | YEXT0.98 | BuyBuy | Self | Nov 13, 2019 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 146 | — | Yext, Inc. (YEXT) [ST] other: F IlINg S TATuS : New | YEXT | P | 12/05/2020 | 01/01/2021 | $1,001 - $15,000 | 1.00 | YEXT0.98 | BuyBuy | Self | Dec 5, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 147 | — | Yext, Inc. (YEXT) [ST] other: F IlINg S TATuS : New | YEXT | S | 12/17/2019 | 01/01/2020 | $1,001 - $15,000 | 1.00 | YEXT0.98 | SellSell | Self | Dec 17, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 148 | — | Zuora, Inc. Class A (ZuO) [ST] other: F IlINg S TATuS : New | — | S | 12/17/2019 | 01/01/2020 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Dec 17, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 149 | — | Zuora, Inc. Class A (ZuO) [ST] other: F IlINg S TATuS : New | — | P | 11/14/2019 | 12/01/2019 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Nov 14, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 150 | — | Zuora, Inc. Class A (ZuO) [ST] other: F IlINg S TATuS : New | — | P | 03/26/2019 | 04/01/2019 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Mar 26, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 151 | — | Zuora, Inc. Class A (ZuO) [ST] other: F IlINg S TATuS : New | — | P | 06/14/2019 | 07/01/2019 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Jun 14, 2019 | $15,001 - $50,000mid $32.5K | Stock | not modelled |
| 152 | — | Zuora, Inc. Class A (ZuO) [ST] other: F IlINg S TATuS : New | — | S | 07/29/2019 | 08/01/2019 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Jul 29, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 153 | — | Zuora, Inc. Class A (ZuO) [ST] other: F IlINg S TATuS : New | — | S | 03/18/2020 | 04/01/2020 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Mar 18, 2020 | $15,001 - $50,000mid $32.5K | Stock | not modelled |