Official filing metadata
- Filer (as printed)
- Hon. Dean Phillips
- Office (as printed)
- MN03
- Chamber
- House
- Filing type
- ptr
- Filing date
- Jan 9, 2021
- Filing year
- 2021
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 41
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 2442
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 41
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | Akamai Technologies, Inc. (AKAM) [ST] other: F IlINg S TATuS : New | AKAM | S | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | AKAM0.98 | SellSell | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | — | American Airlines group, Inc. (AAl) [ST] other: F IlINg S TATuS : New | — | P | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | AAL0.95 | BuyBuy | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 3 | — | Arconic Corporation (ARNC) [ST] other: F IlINg S TATuS : New | ARNC | S (partial) | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | —0.60 | PartialPartial sale | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 4 | — | AT&T Inc. (T) [ST] other: F IlINg S TATuS : New | T | S (partial) | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | T0.98 | PartialPartial sale | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | — | baxter International Inc. (bAX) [ST] other: F IlINg S TATuS : New | — | S (partial) | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | BAX0.95 | PartialPartial sale | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | — | boston Scientific Corporation (bSX) [ST] other: F IlINg S TATuS : New | — | S (partial) | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | BSX0.95 | PartialPartial sale | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | — | Charles Schwab Corp Var Rt Perp Mat Dtd 12/11/2020 [CS] other: F IlINg S TATuS : New D ESCRIPTION : Corporate bond | — | P | 12/08/2020 | 01/07/2021 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Dec 8, 2020 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 8 | — | Cisco Systems, Inc. (CSCO) [ST] other: F IlINg S TATuS : New | CSCO | P | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | CSCO0.98 | BuyBuy | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 9 | — | Citizens Financial group, Inc. (CFg) [ST] other: F IlINg S TATuS : New | — | S (partial) | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | CFG0.95 | PartialPartial sale | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | — | Citrix Systems, Inc. (CTXS) [ST] other: F IlINg S TATuS : New | CTXS | S (partial) | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | —0.60 | PartialPartial sale | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 11 | — | Clorox Company (ClX) [ST] other: F IlINg S TATuS : New | — | S | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | CLX0.95 | SellSell | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | — | Comcast Corporation - Class A (CMCSA) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : - Trust 1 | CMCSA | P | 12/16/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | CMCSA0.98 | BuyBuy | Self | Dec 16, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | — | Consolidated Edison, Inc. (ED) [ST] other: F IlINg S TATuS : New | ED | S (partial) | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | ED0.98 | PartialPartial sale | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | — | Digital Realty Trust, Inc. (DlR) [ST] other: F IlINg S TATuS : New | — | S | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | DLR0.95 | SellSell | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | — | Dollar Tree, Inc. (DlTR) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : - Trust 1 | — | P | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | DLTR0.95 | BuyBuy | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 16 | — | Equinix, Inc. (EQIX) [ST] other: F IlINg S TATuS : New | EQIX | S (partial) | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | EQIX0.98 | PartialPartial sale | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | — | Fifth Third bancorp 09/30/2165 DTD 06/05/2014 [CS] other: F IlINg S TATuS : New D ESCRIPTION : Corporate bond | — | S (partial) | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 18 | — | Fifth Third bancorp 09/30/2165 DTD 06/05/2014 [CS] other: F IlINg S TATuS : New D ESCRIPTION : Corporate bond | — | S | 12/24/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Dec 24, 2020 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 19 | — | First Citizens bancshare PFD [CS] other: F IlINg S TATuS : New D ESCRIPTION : Preferred security | — | S (partial) | 12/16/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Self | Dec 16, 2020 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 20 | — | First Citizens bancshare PFD [CS] other: F IlINg S TATuS : New D ESCRIPTION : Preferred security | — | S (partial) | 12/29/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | —0.00 | PartialPartial sale | Self | Dec 29, 2020 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 21 | — | gilead Sciences, Inc. (gIlD) [ST] other: F IlINg S TATuS : New | — | S (partial) | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | GILD0.95 | PartialPartial sale | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 22 | — | HD Supply Holdings, Inc. (HDS) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : - Trust 1 | HDS | S (partial) | 12/17/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | —0.60 | PartialPartial sale | Self | Dec 17, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 23 | — | HD Supply Holdings, Inc. (HDS) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : - Trust 1 | HDS | S (partial) | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | —0.60 | PartialPartial sale | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 24 | — | HD Supply Holdings, Inc. (HDS) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : - Trust 1 | HDS | S (partial) | 12/21/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | —0.60 | PartialPartial sale | Self | Dec 21, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 25 | — | HD Supply Holdings, Inc. (HDS) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : - Trust 1 | HDS | S | 12/22/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Dec 22, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 26 | — | Intel Corporation (INTC) [ST] other: F IlINg S TATuS : New | INTC | P | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | INTC0.98 | BuyBuy | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 27 | — | Jack Henry & Associates, Inc. (JKHY) [ST] other: F IlINg S TATuS : New | JKHY | S | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | JKHY0.98 | SellSell | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 28 | — | JP Morgan Chase & Co. (JPM) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : - Trust 1 | JPM | P | 12/16/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | JPM0.98 | BuyBuy | Self | Dec 16, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 29 | — | Masco Corporation (MAS) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : - Trust 1 | MAS | P | 12/09/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | MAS0.98 | BuyBuy | Self | Dec 9, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | — | Masco Corporation (MAS) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : - Trust 1 | MAS | P | 12/10/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | MAS0.98 | BuyBuy | Self | Dec 10, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 31 | — | NiSource Inc (NI) [ST] other: F IlINg S TATuS : New | NI | S | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | NI0.98 | SellSell | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 32 | — | Salesforce.com Inc (CRM) [ST] other: F IlINg S TATuS : New | CRM | S (partial) | 12/18/2020 | 01/07/2021 | $15,001 - $50,000 | 1.00 | CRM0.98 | PartialPartial sale | Self | Dec 18, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 33 | — | SbA Communications Corporation - Class A (SbAC) [ST] other: F IlINg S TATuS : New | — | S | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | SBAC0.95 | SellSell | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 34 | — | Selective Insurance group [CS] other: F IlINg S TATuS : New D ESCRIPTION : Preferred security | — | P | 12/02/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | SIGI0.95 | BuyBuy | Self | Dec 2, 2020 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 35 | — | Selective Insurance group [CS] other: F IlINg S TATuS : New D ESCRIPTION : Preferred security | — | S (partial) | 12/31/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | SIGI0.95 | PartialPartial sale | Self | Dec 31, 2020 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 36 | — | Selective Insurance group [CS] other: F IlINg S TATuS : New D ESCRIPTION : Preferred security | — | S (partial) | 12/07/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | SIGI0.95 | PartialPartial sale | Self | Dec 7, 2020 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 37 | — | Simon Property group, Inc. (SPg) [ST] other: F IlINg S TATuS : New | — | P | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | SPG0.95 | BuyBuy | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 38 | — | Sony Corporation (SNE) [ST] other: F IlINg S TATuS : New S ubHOlDINg O F : - Trust 1 | SNE | P | 12/16/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | SONY0.95 | BuyBuy | Self | Dec 16, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 39 | — | Tesla, Inc. (TSlA) [ST] other: F IlINg S TATuS : New | — | P | 12/18/2020 | 01/07/2021 | $50,001 - $100,000 | 1.00 | TSLA0.95 | BuyBuy | Self | Dec 18, 2020 | $50,001 - $100,000mid $75K | Stock | modelled |
| 40 | — | Transdigm group Incorporated Transdigm group Inc. (TDg) [ST] other: F IlINg S TATuS : New | — | S (partial) | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | —0.90 | PartialPartial sale | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 41 | — | Vertex Pharmaceuticals Incorporated (VRTX) [ST] other: F IlINg S TATuS : New | VRTX | P | 12/18/2020 | 01/07/2021 | $1,001 - $15,000 | 1.00 | VRTX0.98 | BuyBuy | Self | Dec 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |