Filing audit view
3bdd9340-7c8c-4ed0-898d-dad3835940d2Parsed
RTommy Tuberville · Senate · ptr · filed Jul 23, 2021
Official filing metadata
- Filer (as printed)
- Thomas H Tuberville
- Office (as printed)
- Tuberville, Tommy (Senator)
- Chamber
- Senate
- Filing type
- ptr
- Filing date
- Jul 23, 2021
- Filing year
- 2021
- Document format
- html
Processing (ours)
- Status
- Parsed
- Rows parsed
- 132
- Parser version
- senate_html_v1
- Fetched
- Sep 8, 2026
- Parsed
- Sep 8, 2026
- Internal id
- 4445
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 132
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | Joint | United States Steel Corporation The filer’s financial advisors actively manage his accounts without the filer’s day to day involvement. The filer was unaware that the specific transactions in this report occurred. Upon becoming aware of the transactions, the filer expeditiously prepared and submitted this report to the Committee. | X | Purchase | 05/06/2021 | — | $100,001 - $250,000 | 1.00 | —0.60 | BuyBuy | Joint | May 6, 2021 | $100,001 - $250,000mid $175K | Stock | Reviewnot modelled |
| 2 | Joint | United States Steel Corporation Option Type: Call Strike price: $29.00 Expires: 10/15/2021 | X | Sale (Full) | 05/06/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | May 6, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 3 | Joint | United States Steel Corporation Option Type: Call Strike price: $29.00 Expires: 10/15/2021 | X | Sale (Full) | 05/06/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | May 6, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 4 | Joint | United States Steel Corporation Option Type: Call Strike price: $29.00 Expires: 10/15/2021 | X | Sale (Full) | 05/06/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | May 6, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 5 | Joint | United States Steel Corporation Option Type: Call Strike price: $29.00 Expires: 10/15/2021 | X | Sale (Full) | 05/06/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | May 6, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 6 | Joint | United States Steel Corporation Option Type: Put Strike price: $24.00 Expires: 10/15/2021 | X | Sale (Full) | 05/06/2021 | — | $15,001 - $50,000 | 1.00 | —0.60 | SellSell | Joint | May 6, 2021 | $15,001 - $50,000mid $32.5K | Option | Reviewnot modelled |
| 7 | Joint | Freeport-McMoRan Inc. | FCX | Sale (Full) | 05/10/2021 | — | $1,001 - $15,000 | 1.00 | FCX0.98 | SellSell | Joint | May 10, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | Joint | AIG Focused Dividend Strategy Fund Class W | FDSWX | Sale (Full) | 05/18/2021 | — | $1,001 - $15,000 | 1.00 | FDSWX0.95 | SellSell | Joint | May 18, 2021 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 9 | Joint | Freeport-McMoRan Inc. | FCX | Sale (Full) | 05/24/2021 | — | $1,001 - $15,000 | 1.00 | FCX0.98 | SellSell | Joint | May 24, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | Joint | PayPal Holdings, Inc. Option Type: Put Strike price: $220.00 Expires: 06/17/2022 | PYPL | Sale (Full) | 04/01/2021 | — | $1,001 - $15,000 | 1.00 | PYPL0.98 | SellSell | Joint | Apr 1, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 11 | Joint | PayPal Holdings, Inc. Option Type: Put Strike price: $220.00 Expires: 06/17/2022 | PYPL | Sale (Full) | 04/01/2021 | — | $1,001 - $15,000 | 1.00 | PYPL0.98 | SellSell | Joint | Apr 1, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 12 | Joint | Electronic Arts Inc. Option Type: Put Strike price: $115.00 Expires: 06/18/2021 | EA | Purchase | 04/05/2021 | — | $1,001 - $15,000 | 1.00 | EA0.98 | BuyBuy | Joint | Apr 5, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 13 | Joint | Intel Corporation Option Type: Put Strike price: $50.00 Expires: 07/16/2021 | INTC | Purchase | 04/05/2021 | — | $1,001 - $15,000 | 1.00 | INTC0.98 | BuyBuy | Joint | Apr 5, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 14 | Joint | Occidental Petroleum Corporation | OXY | Purchase | 04/07/2021 | — | $50,001 - $100,000 | 1.00 | OXY0.98 | BuyBuy | Joint | Apr 7, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |
| 15 | Joint | Occidental Petroleum Corporation Option Type: Call Strike price: $29.00 Expires: 11/19/2021 | OXY | Sale (Full) | 04/07/2021 | — | $1,001 - $15,000 | 1.00 | OXY0.98 | SellSell | Joint | Apr 7, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 16 | Joint | Occidental Petroleum Corporation Option Type: Call Strike price: $29.00 Expires: 11/19/2021 | OXY | Sale (Full) | 04/07/2021 | — | $1,001 - $15,000 | 1.00 | OXY0.98 | SellSell | Joint | Apr 7, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 17 | Joint | Occidental Petroleum Corporation Option Type: Put Strike price: $25.00 Expires: 11/19/2021 | OXY | Sale (Full) | 04/07/2021 | — | $1,001 - $15,000 | 1.00 | OXY0.98 | SellSell | Joint | Apr 7, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 18 | Joint | Calix, Inc. Option Type: Put Strike price: $40.00 Expires: 10/15/2021 | CALX | Sale (Full) | 04/07/2021 | — | $1,001 - $15,000 | 1.00 | CALX0.98 | SellSell | Joint | Apr 7, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 19 | Joint | Calix, Inc. Option Type: Put Strike price: $40.00 Expires: 01/21/2022 | CALX | Sale (Full) | 04/08/2021 | — | $1,001 - $15,000 | 1.00 | CALX0.98 | SellSell | Joint | Apr 8, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 20 | Joint | Stratasys Ltd. Option Type: Put Strike price: $22.50 Expires: 01/21/2022 | SSYS | Sale (Full) | 04/12/2021 | — | $1,001 - $15,000 | 1.00 | SSYS0.98 | SellSell | Joint | Apr 12, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 21 | Joint | Freeport-McMoRan Inc. | FCX | Sale (Full) | 04/14/2021 | — | $15,001 - $50,000 | 1.00 | FCX0.98 | SellSell | Joint | Apr 14, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 22 | Joint | Adobe Inc. Option Type: Put Strike price: $400.00 Expires: 01/21/2022 | ADBE | Sale (Full) | 04/14/2021 | — | $1,001 - $15,000 | 1.00 | ADBE0.98 | SellSell | Joint | Apr 14, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 23 | Joint | ChannelAdvisor Corporation | ECOM | Purchase | 04/16/2021 | — | $15,001 - $50,000 | 1.00 | —0.60 | BuyBuy | Joint | Apr 16, 2021 | $15,001 - $50,000mid $32.5K | Stock | Reviewnot modelled |
| 24 | Joint | ChannelAdvisor Corporation Option Type: Call Strike price: $30.00 Expires: 12/17/2021 | ECOM | Sale (Full) | 04/16/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | Apr 16, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 25 | Joint | Alcoa Corporation | AA | Sale (Full) | 04/19/2021 | — | $50,001 - $100,000 | 1.00 | AA0.98 | SellSell | Joint | Apr 19, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |
| 26 | Joint | Cleveland-Cliffs Inc. | CLF | Purchase | 04/19/2021 | — | $50,001 - $100,000 | 1.00 | CLF0.98 | BuyBuy | Joint | Apr 19, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |
| 27 | Joint | Cleveland-Cliffs Inc. Option Type: Call Strike price: $20.00 Expires: 01/21/2022 | CLF | Sale (Full) | 04/19/2021 | — | $15,001 - $50,000 | 1.00 | CLF0.98 | SellSell | Joint | Apr 19, 2021 | $15,001 - $50,000mid $32.5K | Option | not modelled |
| 28 | Joint | Cleveland-Cliffs Inc. Option Type: Put Strike price: $17.00 Expires: 01/21/2022 | CLF | Sale (Full) | 04/19/2021 | — | $15,001 - $50,000 | 1.00 | CLF0.98 | SellSell | Joint | Apr 19, 2021 | $15,001 - $50,000mid $32.5K | Option | not modelled |
| 29 | Joint | ChannelAdvisor Corporation Option Type: Put Strike price: $25.00 Expires: 09/17/2021 | ECOM | Sale (Full) | 04/19/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | Apr 19, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 30 | Joint | Facebook, Inc. Option Type: Put Strike price: $225.00 Expires: 07/16/2021 | FB | Purchase | 04/20/2021 | — | $1,001 - $15,000 | 1.00 | FB0.95 | BuyBuy | Joint | Apr 20, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 31 | Joint | Microsoft Corporation Option Type: Put Strike price: $205.00 Expires: 07/16/2021 | MSFT | Purchase | 04/20/2021 | — | $1,001 - $15,000 | 1.00 | MSFT0.98 | BuyBuy | Joint | Apr 20, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 32 | Joint | ChannelAdvisor Corporation Option Type: Call Strike price: $30.00 Expires: 12/17/2021 | ECOM | Sale (Full) | 04/21/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | Apr 21, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 33 | Joint | CSX Corporation Option Type: Put Strike price: $80.00 Expires: 08/20/2021 | CSX | Purchase | 04/21/2021 | — | $1,001 - $15,000 | 1.00 | CSX0.98 | BuyBuy | Joint | Apr 21, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 34 | Joint | Invesco QQQ Trust Option Type: Put Strike price: $285.00 Expires: 03/18/2022 | QQQ | Sale (Full) | 04/26/2021 | — | $1,001 - $15,000 | 1.00 | QQQ0.98 | SellSell | Joint | Apr 26, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 35 | Joint | Calix, Inc. Option Type: Put Strike price: $40.00 Expires: 01/21/2022 | CALX | Sale (Full) | 04/27/2021 | — | $1,001 - $15,000 | 1.00 | CALX0.98 | SellSell | Joint | Apr 27, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 36 | Joint | Calix, Inc. Option Type: Put Strike price: $40.00 Expires: 01/21/2022 | CALX | Sale (Full) | 04/27/2021 | — | $1,001 - $15,000 | 1.00 | CALX0.98 | SellSell | Joint | Apr 27, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 37 | Joint | Calix, Inc. Option Type: Put Strike price: $40.00 Expires: 01/21/2022 | CALX | Sale (Full) | 04/27/2021 | — | $1,001 - $15,000 | 1.00 | CALX0.98 | SellSell | Joint | Apr 27, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 38 | Joint | Automatic Data Processing, Inc. Option Type: Put Strike price: $175.00 Expires: 08/20/2021 | ADP | Sale (Full) | 03/11/2021 | — | $1,001 - $15,000 | 1.00 | ADP0.98 | SellSell | Joint | Mar 11, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 39 | Joint | Cleveland-Cliffs Inc. | CLF | Purchase | 03/12/2021 | — | $15,001 - $50,000 | 1.00 | CLF0.98 | BuyBuy | Joint | Mar 12, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 40 | Joint | Cleveland-Cliffs Inc. Option Type: Call Strike price: $20.00 Expires: 07/16/2021 | CLF | Sale (Full) | 03/12/2021 | — | $1,001 - $15,000 | 1.00 | CLF0.98 | SellSell | Joint | Mar 12, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 41 | Joint | Cleveland-Cliffs Inc. Option Type: Put Strike price: $16.00 Expires: 07/16/2021 | CLF | Sale (Full) | 03/12/2021 | — | $1,001 - $15,000 | 1.00 | CLF0.98 | SellSell | Joint | Mar 12, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 42 | Joint | Alcoa Corporation | AA | Purchase | 03/16/2021 | — | $100,001 - $250,000 | 1.00 | AA0.98 | BuyBuy | Joint | Mar 16, 2021 | $100,001 - $250,000mid $175K | Stock | modelled |
| 43 | Joint | Alcoa Corporation | AA | Purchase | 03/16/2021 | — | $1,001 - $15,000 | 1.00 | AA0.98 | BuyBuy | Joint | Mar 16, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 44 | Joint | Alcoa Corporation Option Type: Call Strike price: $26.00 Expires: 10/15/2021 | AA | Sale (Full) | 03/16/2021 | — | $15,001 - $50,000 | 1.00 | AA0.98 | SellSell | Joint | Mar 16, 2021 | $15,001 - $50,000mid $32.5K | Option | not modelled |
| 45 | Joint | Alcoa Corporation Option Type: Put Strike price: $25.00 Expires: 10/15/2021 | AA | Sale (Full) | 03/16/2021 | — | $15,001 - $50,000 | 1.00 | AA0.98 | SellSell | Joint | Mar 16, 2021 | $15,001 - $50,000mid $32.5K | Option | not modelled |
| 46 | Joint | Alphabet Inc. | GOOGL | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | GOOGL0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 47 | Joint | AMETEK, Inc. | AME | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | AME0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 48 | Joint | Autohome Inc. | ATHM | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | ATHM0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 49 | Joint | BHP Group | BHP | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | BHP0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 50 | Joint | Bio-Rad Laboratories, Inc. | BIO | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | BIO0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 51 | Joint | Celanese Corporation | CE | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | CE0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 52 | Joint | Chemed Corporation | CHE | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | CHE0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 53 | Joint | The Clorox Company | CLX | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | CLX0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 54 | Joint | Colgate-Palmolive Company | CL | Sale (Full) | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | CL0.98 | SellSell | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 55 | Joint | Cornerstone Building Brands, Inc. | CNR | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | CNR0.95 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 56 | Joint | Deckers Outdoor Corporation | DECK | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | DECK0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 57 | Joint | Edwards Lifesciences Corporation | EW | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | EW0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 58 | Joint | eBay Inc. | EBAY | Sale (Full) | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | EBAY0.98 | SellSell | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 59 | Joint | Electronic Arts Inc. | EA | Sale (Full) | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | EA0.98 | SellSell | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 60 | Joint | Fortinet, Inc. | FTNT | Sale (Full) | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | FTNT0.98 | SellSell | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 61 | Joint | Gentex Corporation | GNTX | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | GNTX0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 62 | Joint | Graco Inc. | GGG | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | GGG0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 63 | Joint | The Hershey Company | HSY | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | HSY0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 64 | Joint | Honeywell International Inc. | HON | Sale (Full) | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | HON0.98 | SellSell | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 65 | Joint | IDEX Corporation | IEX | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | IEX0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 66 | Joint | IDEX Corporation | IEX | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | IEX0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 67 | Joint | IDEXX Laboratories, Inc. | IDXX | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | IDXX0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 68 | Joint | Intuit Inc. | INTU | Sale (Full) | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | INTU0.98 | SellSell | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 69 | Joint | Johnson & Johnson | JNJ | Sale (Full) | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | JNJ0.98 | SellSell | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 70 | Joint | Merck & Co., Inc. | MRK | Sale (Full) | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | MRK0.98 | SellSell | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 71 | Joint | NetEase, Inc. | NTES | Sale (Full) | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | NTES0.98 | SellSell | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 72 | Joint | Nordson Corporation | NDSN | Sale (Full) | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | NDSN0.98 | SellSell | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 73 | Joint | Old Dominion Freight Line, Inc. | ODFL | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | ODFL0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 74 | Joint | PayPal Holdings, Inc. | PYPL | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | PYPL0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 75 | Joint | QUALCOMM Incorporated | QCOM | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | QCOM0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 76 | Joint | Quest Diagnostics Incorporated | DGX | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | DGX0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 77 | Joint | Regeneron Pharmaceuticals, Inc. | REGN | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | REGN0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 78 | Joint | Rockwell Automation, Inc. | ROK | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | ROK0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 79 | Joint | SEI Investments Company | SEIC | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | SEIC0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 80 | Joint | Skyworks Solutions, Inc. | SWKS | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | SWKS0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 81 | Joint | SVB Financial Group | SIVB | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 82 | Joint | Snap-on Incorporated | SNA | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | SNA0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 83 | Joint | Teradyne, Inc. | TER | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | TER0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 84 | Joint | 3M Company | MMM | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | MMM0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 85 | Joint | VMware, Inc. | VMW | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 86 | Joint | Waters Corporation | WAT | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | WAT0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 87 | Joint | Western Alliance Bancorporation | WAL | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | WAL0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 88 | Joint | West Pharmaceutical Services, Inc. | WST | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | WST0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 89 | Joint | CSX Corporation Option Type: Put Strike price: $80.00 Expires: 08/20/2021 | CSX | Sale (Full) | 02/02/2021 | — | $1,001 - $15,000 | 1.00 | CSX0.98 | SellSell | Joint | Feb 2, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 90 | Joint | Berkshire Hathaway Inc. | BRK-B | Purchase | 02/03/2021 | — | $50,001 - $100,000 | 1.00 | BRK-B0.98 | BuyBuy | Joint | Feb 3, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |
| 91 | Joint | Microsoft Corporation Option Type: Put Strike price: $185.00 Expires: 04/16/2021 | MSFT | Purchase | 02/03/2021 | — | $1,001 - $15,000 | 1.00 | MSFT0.98 | BuyBuy | Joint | Feb 3, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 92 | Joint | Stratasys Ltd. Option Type: Put Strike price: $45.00 Expires: 09/17/2021 | SSYS | Sale (Full) | 02/04/2021 | — | $1,001 - $15,000 | 1.00 | SSYS0.98 | SellSell | Joint | Feb 4, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 93 | Joint | Stratasys Ltd. Option Type: Put Strike price: $45.00 Expires: 09/17/2021 | SSYS | Sale (Full) | 02/04/2021 | — | $1,001 - $15,000 | 1.00 | SSYS0.98 | SellSell | Joint | Feb 4, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 94 | Joint | Ford Motor Company Option Type: Put Strike price: $11.00 Expires: 09/17/2021 | F | Sale (Full) | 02/08/2021 | — | $1,001 - $15,000 | 1.00 | F0.98 | SellSell | Joint | Feb 8, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 95 | Joint | Veeva Systems Inc. Option Type: Put Strike price: $240.00 Expires: 03/19/2021 | VEEV | Purchase | 02/09/2021 | — | $1,001 - $15,000 | 1.00 | VEEV0.98 | BuyBuy | Joint | Feb 9, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 96 | Joint | ChannelAdvisor Corporation | ECOM | Purchase | 02/10/2021 | — | $15,001 - $50,000 | 1.00 | —0.60 | BuyBuy | Joint | Feb 10, 2021 | $15,001 - $50,000mid $32.5K | Stock | Reviewnot modelled |
| 97 | Joint | ChannelAdvisor Corporation | ECOM | Purchase | 02/10/2021 | — | $15,001 - $50,000 | 1.00 | —0.60 | BuyBuy | Joint | Feb 10, 2021 | $15,001 - $50,000mid $32.5K | Stock | Reviewnot modelled |
| 98 | Joint | ChannelAdvisor Corporation | ECOM | Purchase | 02/10/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Joint | Feb 10, 2021 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 99 | Joint | ChannelAdvisor Corporation Option Type: Call Strike price: $30.00 Expires: 09/17/2021 | ECOM | Sale (Full) | 02/10/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | Feb 10, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 100 | Joint | ChannelAdvisor Corporation Option Type: Put Strike price: $25.00 Expires: 09/17/2021 | ECOM | Sale (Full) | 02/10/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | Feb 10, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 101 | Joint | ChannelAdvisor Corporation Option Type: Put Strike price: $25.00 Expires: 09/17/2021 | ECOM | Sale (Full) | 02/10/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | Feb 10, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 102 | Joint | ChannelAdvisor Corporation Option Type: Put Strike price: $25.00 Expires: 09/17/2021 | ECOM | Sale (Full) | 02/10/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | Feb 10, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 103 | Joint | ChannelAdvisor Corporation Option Type: Put Strike price: $25.00 Expires: 09/17/2021 | ECOM | Sale (Full) | 02/10/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | Feb 10, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 104 | Joint | ChannelAdvisor Corporation Option Type: Call Strike price: $30.00 Expires: 09/17/2021 | ECOM | Sale (Full) | 02/11/2021 | — | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | Feb 11, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 105 | Joint | Occidental Petroleum Corporation | OXY | Purchase | 02/16/2021 | — | $15,001 - $50,000 | 1.00 | OXY0.98 | BuyBuy | Joint | Feb 16, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 106 | Joint | Occidental Petroleum Corporation Option Type: Call Strike price: $30.00 Expires: 08/20/2021 | OXY | Sale (Full) | 02/16/2021 | — | $1,001 - $15,000 | 1.00 | OXY0.98 | SellSell | Joint | Feb 16, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 107 | Joint | Occidental Petroleum Corporation Option Type: Call Strike price: $30.00 Expires: 08/20/2021 | OXY | Sale (Full) | 02/16/2021 | — | $1,001 - $15,000 | 1.00 | OXY0.98 | SellSell | Joint | Feb 16, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 108 | Joint | Occidental Petroleum Corporation Option Type: Call Strike price: $30.00 Expires: 08/20/2021 | OXY | Sale (Full) | 02/16/2021 | — | $1,001 - $15,000 | 1.00 | OXY0.98 | SellSell | Joint | Feb 16, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 109 | Joint | Occidental Petroleum Corporation Option Type: Call Strike price: $30.00 Expires: 08/20/2021 | OXY | Sale (Full) | 02/16/2021 | — | $1,001 - $15,000 | 1.00 | OXY0.98 | SellSell | Joint | Feb 16, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 110 | Joint | Occidental Petroleum Corporation Option Type: Put Strike price: $25.00 Expires: 08/20/2021 | OXY | Sale (Full) | 02/16/2021 | — | $1,001 - $15,000 | 1.00 | OXY0.98 | SellSell | Joint | Feb 16, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 111 | Joint | Adobe Inc. Option Type: Put Strike price: $405.00 Expires: 06/18/2021 | ADBE | Sale (Full) | 02/19/2021 | — | $1,001 - $15,000 | 1.00 | ADBE0.98 | SellSell | Joint | Feb 19, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 112 | Joint | Dollar General Corporation | DG | Sale (Full) | 01/04/2021 | — | $50,001 - $100,000 | 1.00 | DG0.98 | SellSell | Joint | Jan 4, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |
| 113 | Joint | Fidelity Nasdaq Composite Index ETF | ONEQ | Sale (Full) | 01/04/2021 | — | $100,001 - $250,000 | 1.00 | ONEQ0.98 | SellSell | Joint | Jan 4, 2021 | $100,001 - $250,000mid $175K | Etf | modelled |
| 114 | Joint | Weyerhaeuser Company | WY | Sale (Full) | 01/04/2021 | — | $50,001 - $100,000 | 1.00 | WY0.98 | SellSell | Joint | Jan 4, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |
| 115 | Joint | Intel Corporation Option Type: Put Strike price: $50.00 Expires: 07/16/2021 | INTC | Sale (Full) | 01/04/2021 | — | $1,001 - $15,000 | 1.00 | INTC0.98 | SellSell | Joint | Jan 4, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 116 | Joint | Intel Corporation Option Type: Put Strike price: $50.00 Expires: 07/16/2021 | INTC | Sale (Full) | 01/04/2021 | — | $1,001 - $15,000 | 1.00 | INTC0.98 | SellSell | Joint | Jan 4, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 117 | Joint | Intel Corporation Option Type: Put Strike price: $50.00 Expires: 07/16/2021 | INTC | Sale (Full) | 01/04/2021 | — | $1,001 - $15,000 | 1.00 | INTC0.98 | SellSell | Joint | Jan 4, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 118 | Joint | Intel Corporation Option Type: Put Strike price: $50.00 Expires: 07/16/2021 | INTC | Sale (Full) | 01/04/2021 | — | $1,001 - $15,000 | 1.00 | INTC0.98 | SellSell | Joint | Jan 4, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 119 | Joint | Facebook, Inc. Option Type: Put Strike price: $225.00 Expires: 07/16/2021 | FB | Sale (Full) | 01/05/2021 | — | $1,001 - $15,000 | 1.00 | FB0.95 | SellSell | Joint | Jan 5, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 120 | Joint | Alcoa Corporation | AA | Purchase | 01/06/2021 | — | $15,001 - $50,000 | 1.00 | AA0.98 | BuyBuy | Joint | Jan 6, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 121 | Joint | Alcoa Corporation | AA | Purchase | 01/06/2021 | — | $15,001 - $50,000 | 1.00 | AA0.98 | BuyBuy | Joint | Jan 6, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 122 | Joint | Alcoa Corporation Option Type: Call Strike price: $26.00 Expires: 07/16/2021 | AA | Sale (Full) | 01/06/2021 | — | $1,001 - $15,000 | 1.00 | AA0.98 | SellSell | Joint | Jan 6, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 123 | Joint | Alcoa Corporation Option Type: Put Strike price: $22.00 Expires: 01/21/2021 | AA | Sale (Full) | 01/06/2021 | — | $1,001 - $15,000 | 1.00 | AA0.98 | SellSell | Joint | Jan 6, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 124 | Joint | Alcoa Corporation Option Type: Put Strike price: $22.00 Expires: 01/21/2022 | AA | Sale (Full) | 01/06/2021 | — | $1,001 - $15,000 | 1.00 | AA0.98 | SellSell | Joint | Jan 6, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 125 | Joint | Teledyne Technologies Incorporated | TDY | Sale (Full) | 01/13/2021 | — | $50,001 - $100,000 | 1.00 | TDY0.98 | SellSell | Joint | Jan 13, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |
| 126 | Joint | Invesco QQQ Trust Option Type: Put Strike price: $262.00 Expires: 09/17/2021 | QQQ | Sale (Full) | 01/13/2021 | — | $15,001 - $50,000 | 1.00 | QQQ0.98 | SellSell | Joint | Jan 13, 2021 | $15,001 - $50,000mid $32.5K | Option | not modelled |
| 127 | Joint | ALPS Sector Dividend Dogs ETF | SDOG | Purchase | 01/15/2021 | — | $15,001 - $50,000 | 1.00 | SDOG0.98 | BuyBuy | Joint | Jan 15, 2021 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 128 | Joint | Cleveland-Cliffs Inc. | CLF | Purchase | 01/21/2021 | — | $15,001 - $50,000 | 1.00 | CLF0.98 | BuyBuy | Joint | Jan 21, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 129 | Joint | Cleveland-Cliffs Inc. Option Type: Put Strike price: $15.00 Expires: 07/16/2021 | CLF | Sale (Full) | 01/21/2021 | — | $1,001 - $15,000 | 1.00 | CLF0.98 | SellSell | Joint | Jan 21, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 130 | Joint | Alibaba Group Holding Limited Option Type: Put Strike price: $230.00 Expires: 09/17/2021 | BABA | Sale (Full) | 01/25/2021 | — | $15,001 - $50,000 | 1.00 | BABA0.98 | SellSell | Joint | Jan 25, 2021 | $15,001 - $50,000mid $32.5K | Option | not modelled |
| 131 | Joint | Intel Corporation Option Type: Put Strike price: $60.00 Expires: 10/15/2021 | INTC | Sale (Full) | 04/05/2021 | — | $1,001 - $15,000 | 1.00 | INTC0.98 | SellSell | Joint | Apr 5, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 132 | Joint | Align Technology, Inc. | ALGN | Purchase | 03/29/2021 | — | $1,001 - $15,000 | 1.00 | ALGN0.98 | BuyBuy | Joint | Mar 29, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |