Official filing metadata
- Filer (as printed)
- Marie Newman
- Office (as printed)
- IL03
- Chamber
- House
- Filing type
- ptr
- Filing date
- Feb 13, 2021
- Filing year
- 2021
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 60
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 2403
row 52: stray text in ['cap']: gfedc
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 60
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | SP | Alibaba group holding limited American Depositary Shares each representing eight Ordinary share (bAbA) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Individual 401(K) | — | S | 01/22/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Spouse | Jan 22, 2021 | $15,001 - $50,000mid $32.5K | Stock | not modelled |
| 2 | SP | Apple Inc. (AAPl) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | P | 01/11/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | AAPL0.95 | BuyBuy | Spouse | Jan 11, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 3 | SP | Apple Inc. (AAPl) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | S | 01/22/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | AAPL0.95 | SellSell | Spouse | Jan 22, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | SP | best buy Co., Inc. (bbY) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | S | 01/08/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | BBY0.95 | SellSell | Spouse | Jan 8, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 5 | SP | boeing Company (bA) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | P | 01/25/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | BA0.95 | BuyBuy | Spouse | Jan 25, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 6 | SP | Chewy, Inc. Class A (ChWY) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | P | 01/04/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Spouse | Jan 4, 2021 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 7 | SP | Chewy, Inc. Class A (ChWY) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | S | 01/08/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Spouse | Jan 8, 2021 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 8 | SP | Chewy, Inc. Class A (ChWY) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | P | 01/21/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Spouse | Jan 21, 2021 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 9 | SP | DocuSign, Inc. (DOCu) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | P | 01/11/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | DOCU0.95 | BuyBuy | Spouse | Jan 11, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 10 | SP | DocuSign, Inc. (DOCu) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | S | 01/14/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | DOCU0.95 | SellSell | Spouse | Jan 14, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 11 | SP | DocuSign, Inc. (DOCu) [OP] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA D ESCRIPTION : call | — | P | 01/14/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | DOCU0.95 | BuyBuy | Spouse | Jan 14, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 12 | SP | Duke Energy Corporation (DuK) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | P | 01/11/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | DUK0.95 | BuyBuy | Spouse | Jan 11, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | — | Duke Energy Corporation (DuK) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | P | 01/21/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | DUK0.95 | BuyBuy | Self | Jan 21, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | SP | Duke Energy Corporation (DuK) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | S | 01/15/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | DUK0.95 | SellSell | Spouse | Jan 15, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | SP | Exxon Mobil Corporation (XOM) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | XOM | P | 01/21/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | XOM0.98 | BuyBuy | Spouse | Jan 21, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 16 | SP | Exxon Mobil Corporation (XOM) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | XOM | P | 01/22/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | XOM0.98 | BuyBuy | Spouse | Jan 22, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | SP | Exxon Mobil Corporation (XOM) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | XOM | S | 01/08/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | XOM0.98 | SellSell | Spouse | Jan 8, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 18 | SP | FedEx Corporation (FDX) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | FDX | S | 01/15/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | FDX0.98 | SellSell | Spouse | Jan 15, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 19 | SP | FedEx Corporation (FDX) [OP] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA D ESCRIPTION : call | FDX | S | 01/04/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | FDX0.98 | SellSell | Spouse | Jan 4, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 20 | SP | general Motors Company (gM) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | P | 01/15/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | GM0.95 | BuyBuy | Spouse | Jan 15, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 21 | SP | general Motors Company (gM) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | S | 01/22/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | GM0.95 | SellSell | Spouse | Jan 22, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 22 | SP | International business Machines Corporation (IbM) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | P | 01/21/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | IBM0.95 | BuyBuy | Spouse | Jan 21, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 23 | — | International business Machines Corporation (IbM) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | P | 02/22/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | IBM0.95 | BuyBuy | Self | Feb 22, 2021 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 24 | SP | McDonald's Corporation (MCD) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | MCD | S | 01/08/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | MCD0.98 | SellSell | Spouse | Jan 8, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 25 | SP | McDonald's Corporation (MCD) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | MCD | P | 01/15/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | MCD0.98 | BuyBuy | Spouse | Jan 15, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 26 | SP | McDonald's Corporation (MCD) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | MCD | S | 01/22/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | MCD0.98 | SellSell | Spouse | Jan 22, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 27 | SP | McDonald's Corporation (MCD) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | MCD | P | 01/25/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | MCD0.98 | BuyBuy | Spouse | Jan 25, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 28 | SP | Metlife, Inc. (MET) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | MET | S | 01/15/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | MET0.98 | SellSell | Spouse | Jan 15, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 29 | SP | Metlife, Inc. (MET) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | MET | P | 01/11/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | MET0.98 | BuyBuy | Spouse | Jan 11, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | SP | Microsoft Corporation (MSFT) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | MSFT | P | 01/14/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | MSFT0.98 | BuyBuy | Spouse | Jan 14, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 31 | SP | Microsoft Corporation (MSFT) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | MSFT | S | 01/22/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | MSFT0.98 | SellSell | Spouse | Jan 22, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 32 | SP | Moderna, Inc. (MRNA) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | MRNA | S | 01/22/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | MRNA0.98 | SellSell | Spouse | Jan 22, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 33 | SP | Moderna, Inc. (MRNA) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | MRNA | P | 01/22/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | MRNA0.98 | BuyBuy | Spouse | Jan 22, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 34 | SP | Moderna, Inc. (MRNA) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | MRNA | P | 01/14/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | MRNA0.98 | BuyBuy | Spouse | Jan 14, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 35 | SP | Moderna, Inc. (MRNA) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | MRNA | S | 01/08/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | MRNA0.98 | SellSell | Spouse | Jan 8, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 36 | JT | Moderna, Inc. (MRNA) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Charles Schwab JT TEN | MRNA | S | 01/08/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | MRNA0.98 | SellSell | Joint | Jan 8, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 37 | SP | Moderna, Inc. (MRNA) [OP] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA D ESCRIPTION : call | MRNA | P | 01/14/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | MRNA0.98 | BuyBuy | Spouse | Jan 14, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 38 | SP | Netflix, Inc. (NFlX) [OP] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA D ESCRIPTION : call | — | S | 01/14/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | NFLX0.95 | SellSell | Spouse | Jan 14, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 39 | SP | Netflix, Inc. (NFlX) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA D ESCRIPTION : call | — | S | 01/14/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | NFLX0.95 | SellSell | Spouse | Jan 14, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 40 | SP | Netflix, Inc. (NFlX) [OP] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA D ESCRIPTION : call | — | S | 01/19/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | NFLX0.95 | SellSell | Spouse | Jan 19, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 41 | SP | Netflix, Inc. (NFlX) [OP] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA D ESCRIPTION : call | — | P | 01/19/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | NFLX0.95 | BuyBuy | Spouse | Jan 19, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 42 | SP | Netflix, Inc. (NFlX) [OP] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA D ESCRIPTION : Put | — | S | 01/19/2021 | 02/04/2021 | $1,001 - $15,000 | 1.00 | NFLX0.95 | SellSell | Spouse | Jan 19, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 43 | SP | Netflix, Inc. (NFlX) [OP] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA D ESCRIPTION : Put | — | S | 01/19/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | NFLX0.95 | SellSell | Spouse | Jan 19, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 44 | SP | Netflix, Inc. (NFlX) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | P | 01/25/2021 | 02/03/2021 | $50,001 - $100,000 | 1.00 | NFLX0.95 | BuyBuy | Spouse | Jan 25, 2021 | $50,001 - $100,000mid $75K | Stock | modelled |
| 45 | SP | Netflix, Inc. (NFlX) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | S | 01/22/2021 | 02/03/2021 | $100,001 - $250,000 | 1.00 | NFLX0.95 | SellSell | Spouse | Jan 22, 2021 | $100,001 - $250,000mid $175K | Stock | modelled |
| 46 | JT | Salesforce.com Inc (CRM) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Charles Schwab JT TEN | CRM | S | 01/22/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | CRM0.98 | SellSell | Joint | Jan 22, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 47 | SP | Twitter, Inc. (TWTR) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | TWTR | P | 01/11/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Spouse | Jan 11, 2021 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 48 | SP | Twitter, Inc. (TWTR) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | TWTR | P | 01/21/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Spouse | Jan 21, 2021 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 49 | SP | united Airlines holdings, Inc. (uAl) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | — | P | 01/21/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | UAL0.95 | BuyBuy | Spouse | Jan 21, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 50 | SP | Walmart Inc. (WMT) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | WMT | P | 01/14/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | WMT0.98 | BuyBuy | Spouse | Jan 14, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 51 | SP | Wayfair Inc. Class A (W) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | W | S | 01/08/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | W0.98 | SellSell | Spouse | Jan 8, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 52 | SP | Wayfair Inc. Class A (W) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | W | P | 01/25/2021 | 02/03/2021 | $15,001 - $50,000 | 0.70 | W0.98 | BuyBuy | Spouse | Jan 25, 2021 | $15,001 - $50,000mid $32.5K | Stock | Reviewmodelled |
| 53 | SP | Wayfair Inc. Class A (W) [OP] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA D ESCRIPTION : Call | W | S | 01/25/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | W0.98 | SellSell | Spouse | Jan 25, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 54 | SP | Wayfair Inc. Class A (W) [OP] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA D ESCRIPTION : Call | W | S | 01/26/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | W0.98 | SellSell | Spouse | Jan 26, 2021 | $1,001 - $15,000mid $8K | Option | not modelled |
| 55 | — | Wayfair Inc. Class A (W) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | W | S | 01/15/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | W0.98 | SellSell | Self | Jan 15, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 56 | JT | YETI holdings, Inc. (YETI) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Charles Schwab JT TEN | YETI | P | 01/22/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | YETI0.98 | BuyBuy | Joint | Jan 22, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 57 | SP | Zoom Technologies, Inc. (ZOOM) [OP] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA D ESCRIPTION : call | ZOOM | S | 01/15/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Spouse | Jan 15, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 58 | SP | Zoom Technologies, Inc. (ZOOM) [OP] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA D ESCRIPTION : call | ZOOM | S | 01/15/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Spouse | Jan 15, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 59 | SP | Zoom Technologies, Inc. (ZOOM) [OP] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA D ESCRIPTION : call | ZOOM | P | 01/04/2021 | 02/03/2021 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Spouse | Jan 4, 2021 | $1,001 - $15,000mid $8K | Option | Reviewnot modelled |
| 60 | SP | Zoom Video Communications, Inc. - Class A (ZM) [ST] other: F IlINg S TATuS : New S ubhOlDINg O F : Rollover IRA | ZM | S | 01/04/2021 | 02/03/2021 | $15,001 - $50,000 | 1.00 | ZM0.98 | SellSell | Spouse | Jan 4, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |