Official filing metadata
- Filer (as printed)
- Hon. Kathy Manning
- Office (as printed)
- NC06
- Chamber
- House
- Filing type
- ptr
- Filing date
- Oct 11, 2022
- Filing year
- 2022
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 17
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 3002
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 17
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | SP | AbbVie Inc. (ABBV) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | ABBV | P | 09/12/2022 | 10/04/2022 | $1,001 - $15,000 | 1.00 | ABBV0.98 | BuyBuy | Spouse | Sep 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | SP | Amazon.com, Inc. (AMZN) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | AMZN | S (partial) | 09/12/2022 | 10/04/2022 | $1,001 - $15,000 | 1.00 | AMZN0.98 | PartialPartial sale | Spouse | Sep 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 3 | SP | AT&T Inc. (T) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | T | P | 09/12/2022 | 10/04/2022 | $1,001 - $15,000 | 1.00 | T0.98 | BuyBuy | Spouse | Sep 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | SP | Broadcom Inc. (AVGO) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | AVGO | S (partial) | 09/12/2022 | 10/04/2022 | $1,001 - $15,000 | 1.00 | AVGO0.98 | PartialPartial sale | Spouse | Sep 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | SP | Charter Communications, Inc. - Class A (CHTR) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | CHTR | P | 09/12/2022 | 10/04/2022 | $1,001 - $15,000 | 1.00 | CHTR0.98 | BuyBuy | Spouse | Sep 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | SP | Comcast Corporation - Class A (CMCSA) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | CMCSA | S | 09/12/2022 | 10/04/2022 | $1,001 - $15,000 | 1.00 | CMCSA0.98 | SellSell | Spouse | Sep 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | SP | Intuitive Surgical, Inc. (ISRG) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | ISRG | P | 09/12/2022 | 10/04/2022 | $1,001 - $15,000 | 1.00 | ISRG0.98 | BuyBuy | Spouse | Sep 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | SP | Johnson & Johnson (JNJ) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | JNJ | S (partial) | 09/12/2022 | 10/04/2022 | $1,001 - $15,000 | 1.00 | JNJ0.98 | PartialPartial sale | Spouse | Sep 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 9 | SP | Merck & Company, Inc. Common Stock (MRK) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | MRK | P | 09/12/2022 | 10/04/2022 | $1,001 - $15,000 | 1.00 | MRK0.98 | BuyBuy | Spouse | Sep 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | SP | Microsoft Corporation (MSFT) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | MSFT | S (partial) | 09/12/2022 | 10/04/2022 | $1,001 - $15,000 | 1.00 | MSFT0.98 | PartialPartial sale | Spouse | Sep 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | SP | Pfizer, Inc. (PFE) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | PFE | S (partial) | 09/12/2022 | 10/04/2022 | $1,001 - $15,000 | 1.00 | PFE0.98 | PartialPartial sale | Spouse | Sep 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | SP | Procter & Gamble Company (PG) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | PG | S (partial) | 09/12/2022 | 10/04/2022 | $1,001 - $15,000 | 1.00 | PG0.98 | PartialPartial sale | Spouse | Sep 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | SP | Seven Bridges Multi-Strategy Fund LP [OT] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust | location: US | description: Hedge Fund. Fund manager letter on file with the Committee on Ethics. | — | P | 10/01/2022 | 10/01/2022 | $100,001 - $250,000 | 1.00 | —0.00 | BuyBuy | Spouse | Oct 1, 2022 | $100,001 - $250,000mid $175K | Other | not modelled |
| 14 | SP | Seven Bridges Multi-Strategy Fund Series [OT] filing_status: New | subholding_of: 2021 Kathy E. Manning Irrevocable GST Trust FBO Randall R Kaplan & Descendants > Randall Robert Kaplan Alaska LLC | location: US | description: Hedge fund. Fund manager letter on file with the Committee on Ethics. | — | P | 10/01/2022 | 10/01/2022 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Spouse | Oct 1, 2022 | $15,001 - $50,000mid $32.5K | Other | not modelled |
| 15 | — | Seven Bridges Multi-Strategy Fund Series [OT] filing_status: New | subholding_of: Randall R. Kaplan Irrevocable GST FBO Kathy Manning & Descendants > Randall Robert Kaplan Alaska LLC | location: US | description: Hedge fund. Fund manager letter on file with the Committee on Ethics. | — | P | 10/01/2022 | 10/01/2022 | $100,001 - $250,000 | 1.00 | —0.00 | BuyBuy | Self | Oct 1, 2022 | $100,001 - $250,000mid $175K | Other | not modelled |
| 16 | — | Seven Bridges Multi-Strategy Fund Series [OT] filing_status: New | subholding_of: The 2011 Kathy E Manning Living Trust > Randall Robert Kaplan Alaska LLC | location: US | description: Hedge fund. Fund manager letter on file with the Committee on Ethics. | — | P | 10/01/2022 | 10/01/2022 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Oct 1, 2022 | $15,001 - $50,000mid $32.5K | Other | not modelled |
| 17 | SP | Tesla, Inc. (TSLA) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | TSLA | S (partial) | 09/12/2022 | 10/04/2022 | $1,001 - $15,000 | 1.00 | TSLA0.98 | PartialPartial sale | Spouse | Sep 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |