Official filing metadata
- Filer (as printed)
- Hon. Josh Gottheimer
- Office (as printed)
- NJ05
- Chamber
- House
- Filing type
- ptr
- Filing date
- Oct 15, 2023
- Filing year
- 2023
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 53
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 3359
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 53
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | JT | ADYEN NV UNSP/ADR (ADYEY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ADYEY | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | ADYEY0.98 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | JT | Allegiant Travel Company (ALGT) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ALGT | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | ALGT0.98 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 3 | JT | Alphabet Inc. - Class C Capital Stock (GOOG) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | GOOG | P | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | GOOG0.98 | BuyBuy | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | JT | Apple Inc. (AAPL) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | AAPL | S (partial) | 09/26/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | AAPL0.98 | PartialPartial sale | Joint | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | JT | Arcutis Biotherapeutics, Inc. - Common stock (ARQT) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ARQT | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | ARQT0.98 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | JT | Atlas Copco Ab Sponsored ADR repstg Class A (ATLKY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | ATLKY | S (partial) | 09/12/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | ATLKY0.98 | PartialPartial sale | Joint | Sep 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | JT | Azenta, Inc. (AZTA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | AZTA | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | AZTA0.98 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | JT | BioCryst Pharmaceuticals, Inc. (BCRX) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | BCRX | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | BCRX0.98 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 9 | JT | Broadcom Inc. (AVGO) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | AVGO | P | 09/22/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | AVGO0.98 | BuyBuy | Joint | Sep 22, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | JT | Crown Castle Inc. (CCI) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | CCI | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | CCI0.98 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | JT | CryoPort, Inc. (CYRX) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | CYRX | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | CYRX0.98 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | JT | CSPC PHARMS GRP U/ADR (CSPCY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | CSPCY | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | CSPCY0.98 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | JT | DexCom, Inc. (DXCM) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | DXCM | S | 09/12/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | DXCM0.98 | SellSell | Joint | Sep 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | JT | Dominion Energy, Inc. (D) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | D | S | 09/15/2023 | 10/11/2023 | $15,001 - $50,000 | 1.00 | D0.98 | SellSell | Joint | Sep 15, 2023 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 15 | JT | Eli Lilly and Company (LLY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | LLY | P | 09/21/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | LLY0.98 | BuyBuy | Joint | Sep 21, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 16 | JT | Eli Lilly and Company (LLY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | LLY | P | 09/12/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | LLY0.98 | BuyBuy | Joint | Sep 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | JT | Endava plc American Depositary Shares (DAVA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | DAVA | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | DAVA0.98 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 18 | JT | ENN Energy Holdings Ltd Unsponsored ADR (XNGSY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | XNGSY | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | XNGSY0.98 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 19 | JT | Exact Sciences Corporation (EXAS) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | EXAS | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | —0.60 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 20 | JT | Fanuc Corporation Unsponsored ADR (FANUY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | FANUY | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | FANUY0.98 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 21 | JT | Fidelity National Information Services, Inc. (FIS) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | FIS | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | FIS0.98 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 22 | JT | First Solar, Inc. (FSLR) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | FSLR | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | FSLR0.98 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 23 | JT | Fomento Economico Mexicano S.A.B. de C.V. (FMX) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | FMX | S (partial) | 09/12/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | FMX0.98 | PartialPartial sale | Joint | Sep 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 24 | JT | Fox Factory Holding Corp. (FOXF) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | FOXF | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | FOXF0.98 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 25 | JT | Genmab A/S - American Depositary Shares (GMAB) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | GMAB | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | GMAB0.98 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 26 | JT | Intapp, Inc. (INTA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | INTA | P | 09/18/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | INTA0.98 | BuyBuy | Joint | Sep 18, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 27 | JT | Integra LifeSciences Holdings Corporation (IART) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | IART | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | IART0.98 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 28 | JT | L'Oreal Co. American Depositary Shares (LRLCY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | LRLCY | P | 09/12/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | LRLCY0.98 | BuyBuy | Joint | Sep 12, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 29 | JT | Mastercard Incorporated (MA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MA | P | 09/07/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | MA0.98 | BuyBuy | Joint | Sep 7, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | JT | Mastercard Incorporated (MA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MA | P | 09/22/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | MA0.98 | BuyBuy | Joint | Sep 22, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 31 | JT | Moderna, Inc. (MRNA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | MRNA | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | MRNA0.98 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 32 | JT | NITORI HOLDINGS CO U/ADR (NCLTY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | NCLTY | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | NCLTY0.98 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 33 | JT | Northrop Grumman Corporation (NOC) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | NOC | P | 09/26/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | NOC0.98 | BuyBuy | Joint | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 34 | JT | Novozymes A/S Unsponsored American Depositary Receipt (NVZMY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | NVZMY | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | NVZMY0.98 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 35 | JT | NVIDIA Corporation (NVDA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | NVDA | S (partial) | 09/11/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | NVDA0.98 | PartialPartial sale | Joint | Sep 11, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 36 | JT | Phreesia, Inc. (PHR) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | PHR | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | PHR0.98 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 37 | JT | Ping An Insurance (PNGAY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | PNGAY | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | PNGAY0.98 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 38 | JT | RBC Bearings Incorporated (RBC) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | RBC | S (partial) | 09/06/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | RBC0.98 | PartialPartial sale | Joint | Sep 6, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 39 | JT | SHIMANO INC UNSP/ADR (SMNNY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SMNNY | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | SMNNY0.98 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 40 | JT | Shionogi & Co Ltd Unsponsored ADR (SGIOY) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SGIOY | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | SGIOY0.98 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 41 | JT | Shoals Technologies Group, Inc. - Class A (SHLS) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SHLS | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | SHLS0.98 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 42 | JT | Silgan Holdings Inc. (SLGN) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SLGN | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | SLGN0.98 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 43 | JT | Starbucks Corporation (SBUX) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SBUX | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | SBUX0.98 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 44 | JT | Target Corporation (TGT) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | TGT | S | 09/26/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | TGT0.98 | SellSell | Joint | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 45 | JT | Tesla, Inc. (TSLA) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | TSLA | P | 09/22/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | TSLA0.98 | BuyBuy | Joint | Sep 22, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 46 | JT | The Shyft Group, Inc. (SHYF) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | SHYF | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 47 | JT | Thoughtworks Holding, Inc. (TWKS) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | TWKS | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 48 | JT | Utz Brands Inc Class A (UTZ) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | UTZ | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | UTZ0.98 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 49 | JT | Veracyte, Inc. (VCYT) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | VCYT | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | VCYT0.98 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 50 | JT | Veritex Holdings, Inc. (VBTX) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | VBTX | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | —0.83 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 51 | JT | Veritex Holdings, Inc. (VBTX) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | VBTX | S | 09/18/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | —0.83 | SellSell | Joint | Sep 18, 2023 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 52 | JT | Verizon Communications Inc. (VZ) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | VZ | S | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | VZ0.98 | SellSell | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 53 | JT | Viavi Solutions Inc. (VIAV) [ST] filing_status: New | subholding_of: Morgan Stanley - Select UMA Account # 1 | VIAV | S (partial) | 09/15/2023 | 10/11/2023 | $1,001 - $15,000 | 1.00 | VIAV0.98 | PartialPartial sale | Joint | Sep 15, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |