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20017924Parsed

DKatherine M. Clark · House · ptr · filed Dec 28, 2020

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Official filing metadata

Filer (as printed): Hon. Katherine M. Clark
Office (as printed): MA05
Chamber: House
Filing type: ptr
Filing date: Dec 28, 2020
Filing year: 2020
Document format: pdf

Processing (ours)

Status: Parsed
Rows parsed: 76
Parser version: house_pdf_v1
Fetched: Sep 9, 2026
Parsed: Sep 9, 2026
Internal id: 1238

row 45: stray text in ['cap']: gfedc

Reading this page

The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.

When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.

Rows · 76

Left: official, as printed · Right: normalized

Raw filing rows beside their normalized interpretation
Official · as printed in the filing									Normalized · our interpretation
#	Owner	Asset	Ticker	Type	Tx date	Notified	Amount	Conf.	Ticker	Type	Owner	Tx date	Amount	Class	Flags
1	SP	Abb ltd (Abb) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	P	11/10/2020	12/28/2020	$1,001 - $15,000	1.00	ABBNY0.95	BuyBuy	Spouse	Nov 10, 2020	$1,001 - $15,000mid $8K	Stock	modelled
2	SP	Abb ltd (Abb) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	ABBNY0.95	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
3	SP	Abbott laboratories (AbT) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	ABT0.95	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
4	SP	Abbott laboratories (AbT) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	S	11/10/2020	12/28/2020	$1,001 - $15,000	1.00	ABT0.95	SellSell	Spouse	Nov 10, 2020	$1,001 - $15,000mid $8K	Stock	modelled
5	SP	Alphabet Inc. - Class A (gOOgl) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	S (partial)	11/10/2020	12/28/2020	$1,001 - $15,000	1.00	GOOGL0.95	PartialPartial sale	Spouse	Nov 10, 2020	$1,001 - $15,000mid $8K	Stock	modelled
6	SP	Apple Inc. (AAPl) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	S	11/10/2020	12/28/2020	$1,001 - $15,000	1.00	AAPL0.95	SellSell	Spouse	Nov 10, 2020	$1,001 - $15,000mid $8K	Stock	modelled
7	SP	Apple Inc. (AAPl) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	AAPL0.95	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
8	SP	blackRock, Inc. (blK) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	BLK0.95	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
9	SP	blackRock, Inc. (blK) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	BLK0.95	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
10	SP	Coca-Cola European Partners plc Ordinary Shares (CCEP) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	CCEP	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	CCEP0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
11	SP	Coca-Cola European Partners plc Ordinary Shares (CCEP) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	CCEP	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	CCEP0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
12	SP	Costco Wholesale Corporation (COST) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	COST	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	COST0.98	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
13	SP	Costco Wholesale Corporation (COST) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	COST	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	COST0.98	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
14	SP	Edwards lifesciences Corporation (EW) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	EW	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	EW0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
15	SP	Edwards lifesciences Corporation (EW) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	EW	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	EW0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
16	SP	Elanco Animal Health Incorporated (ElAN) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	ELAN0.95	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
17	SP	Elanco Animal Health Incorporated (ElAN) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	ELAN0.95	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
18	SP	Fidelity National Information Services, Inc. (FIS) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	FIS	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	FIS0.98	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
19	SP	Fidelity National Information Services, Inc. (FIS) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	FIS	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	FIS0.98	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
20	SP	First Solar, Inc. (FSlR) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	FSLR0.95	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
21	SP	First Solar, Inc. (FSlR) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	FSLR0.95	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
22	SP	FlIR Systems, Inc. (FlIR) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	—0.00	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	not modelled
23	SP	FlIR Systems, Inc. (FlIR) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	—0.00	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	not modelled
24	SP	glaxoSmithKline PlC (gSK) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	—0.00	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	not modelled
25	SP	glaxoSmithKline PlC (gSK) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	—0.00	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	not modelled
26	SP	Hologic, Inc. (HOlX) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	—0.00	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	not modelled
27	SP	Hologic, Inc. (HOlX) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	—0.00	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	not modelled
28	SP	Intel Corporation (INTC) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	INTC	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	INTC0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
29	SP	Intel Corporation (INTC) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	INTC	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	INTC0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
30	SP	Invitation Homes Inc. (INVH) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	INVH	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	INVH0.98	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
31	SP	Invitation Homes Inc. (INVH) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	INVH	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	INVH0.98	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
32	SP	Iron Mountain Incorporated (IRM) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	IRM	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	IRM0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
33	SP	Iron Mountain Incorporated (IRM) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	IRM	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	IRM0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
34	SP	JP Morgan Chase & Co. (JPM) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	JPM	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	JPM0.98	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
35	SP	JP Morgan Chase & Co. (JPM) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	JPM	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	JPM0.98	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
36	SP	Koninklijke Philips N.V. NY Registry Shares (PHg) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	—0.83	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	Reviewnot modelled
37	SP	Koninklijke Philips N.V. NY Registry Shares (PHg) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	—0.83	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	Reviewnot modelled
38	SP	l3Harris Technologies, Inc. (lHX) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	LHX0.95	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
39	SP	l3Harris Technologies, Inc. (lHX) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	LHX0.95	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
40	SP	Mastercard Incorporated (MA) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	MA	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	MA0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
41	SP	Mastercard Incorporated (MA) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	MA	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	MA0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
42	SP	Medtronic plc. Ordinary Shares (MdT) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	MDT0.95	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
43	SP	Medtronic plc. Ordinary Shares (MdT) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	MDT0.95	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
44	SP	National grid Transco, PlC National grid PlC (Ngg) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	—0.00	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	not modelled
45	SP	National grid Transco, PlC National grid PlC (Ngg) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	0.70	—0.00	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	Reviewnot modelled
46	SP	Novo Nordisk A/S (NVO) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	NVO	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	NVO0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
47	SP	Novo Nordisk A/S (NVO) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	NVO	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	NVO0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
48	SP	Oracle Corporation (ORCl) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	ORCL0.95	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
49	SP	Oracle Corporation (ORCl) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	ORCL0.95	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
50	SP	Orange (ORAN) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	ORAN	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	FNCTF0.95	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
51	SP	Orange (ORAN) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	ORAN	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	FNCTF0.95	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
52	SP	Pepsico, Inc. (PEP) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	PEP	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	PEP0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
53	SP	Pepsico, Inc. (PEP) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	PEP	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	PEP0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
54	SP	S&P global Inc. (SPgI) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	SPGI0.95	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
55	SP	S&P global Inc. (SPgI) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	SPGI0.95	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
56	SP	SAP SE AdS (SAP) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	SAP	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	SAP0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
57	SP	SAP SE AdS (SAP) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	SAP	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	SAP0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
58	SP	Skechers u.S.A., Inc. (SKX) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	SKX	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	—0.60	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	Reviewnot modelled
59	SP	Skechers u.S.A., Inc. (SKX) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	SKX	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	—0.60	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	Reviewnot modelled
60	SP	Sony Corporation (SNE) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	SNE	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	SONY0.95	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
61	SP	Sony Corporation (SNE) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	SNE	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	SONY0.95	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
62	SP	Starbucks Corporation (SbuX) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	SBUX0.95	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
63	SP	Starbucks Corporation (SbuX) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	SBUX0.95	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
64	SP	State Street Corporation (STT) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	STT	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	STT0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
65	SP	State Street Corporation (STT) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	STT	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	STT0.98	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
66	SP	Taiwan Semiconductor Manufacturing Company ltd. (TSM) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	TSM	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	TSM0.98	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
67	SP	ubS group Ag Registered Ordinary Shares (ubS) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	—0.00	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	not modelled
68	SP	ubS group Ag Registered Ordinary Shares (ubS) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	—0.00	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	not modelled
69	SP	union Pacific Corporation (uNP) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	UNP0.95	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
70	SP	union Pacific Corporation (uNP) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	UNP0.95	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
71	SP	Vanguard Materials ETF (VAW) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	VAW	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	VAW0.98	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Etf	modelled
72	SP	Vanguard Materials ETF (VAW) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	VAW	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	VAW0.98	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Etf	modelled
73	SP	Visa Inc. (V) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	V	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	V0.98	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
74	SP	Visa Inc. (V) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	V	S	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	V0.98	SellSell	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
75	SP	Xylem Inc. Common Stock New (XYl) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	XYL0.95	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled
76	SP	Xylem Inc. Common Stock New (XYl) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA	—	P	11/05/2020	12/28/2020	$1,001 - $15,000	1.00	XYL0.95	BuyBuy	Spouse	Nov 5, 2020	$1,001 - $15,000mid $8K	Stock	modelled