Official filing metadata
- Filer (as printed)
- Hon. Kathy Manning
- Office (as printed)
- NC06
- Chamber
- House
- Filing type
- ptr
- Filing date
- Feb 6, 2024
- Filing year
- 2024
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 93
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 3937
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 93
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | SP | Abbott Laboratories (ABT) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | ABT | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | ABT0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | SP | Abbott Laboratories (ABT) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | ABT | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | ABT0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 3 | SP | AbbVie Inc. (ABBV) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | ABBV | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | ABBV0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | SP | Abdiel Qualified Onshore Partners, LP [HN] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust | description: Hedge Fund. Fund manager letter on file with the Committee on Ethics. | — | P | 02/01/2024 | 02/02/2024 | $500,001 - $1,000,000 | 1.00 | —0.00 | BuyBuy | Spouse | Feb 1, 2024 | $500,001 - $1,000,000mid $750K | Other | not modelled |
| 5 | SP | Accenture plc Class A Ordinary Shares (ACN) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | ACN | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | ACN0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | SP | Accenture plc Class A Ordinary Shares (ACN) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | ACN | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | ACN0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | SP | Accenture plc Class A Ordinary Shares (ACN) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | ACN | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | ACN0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | SP | Alphabet Inc. - Class A (GOOGL) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | GOOGL | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | GOOGL0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 9 | SP | Alphabet Inc. - Class A (GOOGL) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | GOOGL | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | GOOGL0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | SP | Alphabet Inc. - Class A (GOOGL) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | GOOGL | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | GOOGL0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | SP | Alphabet Inc. - Class C Capital Stock (GOOG) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | GOOG | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | GOOG0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | SP | Alphabet Inc. - Class C Capital Stock (GOOG) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | GOOG | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | GOOG0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | SP | Amgen Inc. (AMGN) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | AMGN | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | AMGN0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | SP | Aon plc Class A Ordinary Shares (AON) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | AON | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | AON0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | SP | Aon plc Class A Ordinary Shares (AON) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | AON | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | AON0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 16 | SP | Aon plc Class A Ordinary Shares (AON) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | AON | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | AON0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | SP | Apple Inc. (AAPL) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | AAPL | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | AAPL0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 18 | SP | Apple Inc. (AAPL) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | AAPL | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | AAPL0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 19 | SP | Apple Inc. (AAPL) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | AAPL | S (partial) | 01/23/2024 | 02/02/2024 | $15,001 - $50,000 | 1.00 | AAPL0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 20 | SP | Caterpillar, Inc. (CAT) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | CAT | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | CAT0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 21 | SP | Caterpillar, Inc. (CAT) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | CAT | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | CAT0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 22 | SP | Caterpillar, Inc. (CAT) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | CAT | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | CAT0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 23 | SP | Chubb Limited (CB) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | CB | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | CB0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 24 | SP | Citizens Financial Group, Inc. (CFG) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | CFG | P | 01/23/2024 | 02/02/2024 | $15,001 - $50,000 | 1.00 | CFG0.98 | BuyBuy | Spouse | Jan 23, 2024 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 25 | SP | Citizens Financial Group, Inc. (CFG) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | CFG | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | CFG0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 26 | SP | Citizens Financial Group, Inc. (CFG) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | CFG | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | CFG0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 27 | SP | CME Group Inc. - Class A (CME) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | CME | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | CME0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 28 | SP | Costco Wholesale Corporation (COST) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | COST | P | 01/23/2024 | 02/02/2024 | $15,001 - $50,000 | 1.00 | COST0.98 | BuyBuy | Spouse | Jan 23, 2024 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 29 | SP | Costco Wholesale Corporation (COST) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | COST | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | COST0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | SP | Costco Wholesale Corporation (COST) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | COST | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | COST0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 31 | SP | Echo Street GoodCo Select, LP [HN] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust | description: Hedge Fund. Fund manager letter on file with the Committee on Ethics. | — | S (partial) | 01/05/2024 | 02/02/2024 | $500,001 - $1,000,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Jan 5, 2024 | $500,001 - $1,000,000mid $750K | Other | not modelled |
| 32 | SP | Echo Street GoodCo Select, LP [HN] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust | description: Hedge Fund. Fund manager letter on file with the Committee on Ethics. | — | S | 01/16/2024 | 02/02/2024 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Spouse | Jan 16, 2024 | $15,001 - $50,000mid $32.5K | Other | not modelled |
| 33 | SP | General Mills, Inc. (GIS) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | GIS | S | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | GIS0.98 | SellSell | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 34 | SP | General Mills, Inc. (GIS) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | GIS | S | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | GIS0.98 | SellSell | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 35 | SP | General Mills, Inc. (GIS) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | GIS | S | 01/23/2024 | 02/02/2024 | $15,001 - $50,000 | 1.00 | GIS0.98 | SellSell | Spouse | Jan 23, 2024 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 36 | SP | Intuit Inc. (INTU) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | INTU | S (partial) | 01/23/2024 | 02/02/2024 | $15,001 - $50,000 | 1.00 | INTU0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 37 | SP | Intuit Inc. (INTU) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | INTU | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | INTU0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 38 | SP | Intuit Inc. (INTU) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | INTU | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | INTU0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 39 | SP | Johnson & Johnson (JNJ) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | JNJ | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | JNJ0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 40 | SP | JP Morgan Chase & Co. (JPM) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | JPM | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | JPM0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 41 | SP | JP Morgan Chase & Co. (JPM) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | JPM | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | JPM0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 42 | SP | Lam Research Corporation (LRCX) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | LRCX | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | LRCX0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 43 | SP | Lam Research Corporation (LRCX) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | LRCX | S (partial) | 01/23/2024 | 02/02/2024 | $15,001 - $50,000 | 1.00 | LRCX0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 44 | SP | Lam Research Corporation (LRCX) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | LRCX | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | LRCX0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 45 | SP | Lockheed Martin Corporation (LMT) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | LMT | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | LMT0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 46 | SP | Lockheed Martin Corporation (LMT) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | LMT | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | LMT0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 47 | SP | Mastercard Incorporated (MA) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | MA | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | MA0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 48 | SP | Mastercard Incorporated (MA) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | MA | P | 01/23/2024 | 02/02/2024 | $15,001 - $50,000 | 1.00 | MA0.98 | BuyBuy | Spouse | Jan 23, 2024 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 49 | SP | Mastercard Incorporated (MA) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | MA | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | MA0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 50 | SP | Medtronic plc. Ordinary Shares (MDT) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | MDT | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | MDT0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 51 | SP | Medtronic plc. Ordinary Shares (MDT) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | MDT | P | 01/23/2024 | 02/02/2024 | $15,001 - $50,000 | 1.00 | MDT0.98 | BuyBuy | Spouse | Jan 23, 2024 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 52 | SP | Medtronic plc. Ordinary Shares (MDT) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | MDT | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | MDT0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 53 | SP | Merck & Company, Inc. Common Stock (MRK) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | MRK | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | MRK0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 54 | SP | Merck & Company, Inc. Common Stock (MRK) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | MRK | P | 01/23/2024 | 02/02/2024 | $15,001 - $50,000 | 1.00 | MRK0.98 | BuyBuy | Spouse | Jan 23, 2024 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 55 | SP | Merck & Company, Inc. Common Stock (MRK) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | MRK | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | MRK0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 56 | SP | Micron Technology, Inc. (MU) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | MU | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | MU0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 57 | SP | Micron Technology, Inc. (MU) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | MU | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | MU0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 58 | SP | Micron Technology, Inc. (MU) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | MU | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | MU0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 59 | SP | Microsoft Corporation (MSFT) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | MSFT | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | MSFT0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 60 | SP | Microsoft Corporation (MSFT) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | MSFT | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | MSFT0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 61 | SP | Microsoft Corporation (MSFT) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | MSFT | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | MSFT0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 62 | SP | MSCI Inc. (MSCI) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | MSCI | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | MSCI0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 63 | SP | MSCI Inc. (MSCI) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | MSCI | P | 01/23/2024 | 02/02/2024 | $15,001 - $50,000 | 1.00 | MSCI0.98 | BuyBuy | Spouse | Jan 23, 2024 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 64 | SP | MSCI Inc. (MSCI) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | MSCI | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | MSCI0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 65 | SP | Nike, Inc. (NKE) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | NKE | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | NKE0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 66 | SP | Nike, Inc. (NKE) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | NKE | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | NKE0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 67 | SP | Nike, Inc. (NKE) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | NKE | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | NKE0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 68 | SP | Packaging Corporation of America (PKG) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | PKG | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | PKG0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 69 | SP | Procter & Gamble Company (PG) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | PG | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | PG0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 70 | SP | Procter & Gamble Company (PG) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | PG | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | PG0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 71 | SP | Procter & Gamble Company (PG) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | PG | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | PG0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 72 | SP | QUALCOMM Incorporated (QCOM) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | QCOM | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | QCOM0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 73 | SP | QUALCOMM Incorporated (QCOM) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | QCOM | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | QCOM0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 74 | SP | Salesforce, Inc. (CRM) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | CRM | P | 01/23/2024 | 02/02/2024 | $15,001 - $50,000 | 1.00 | CRM0.98 | BuyBuy | Spouse | Jan 23, 2024 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 75 | SP | Salesforce, Inc. (CRM) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | CRM | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | CRM0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 76 | SP | Salesforce, Inc. (CRM) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | CRM | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | CRM0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 77 | SP | SB Venture Select Fund LP [HN] filing_status: New | subholding_of: The 2021 Kathy Manning Irrevocable GST Trust FBO Randall Kaplan | description: Private Equity fund. Fund manager letter on file with the Committee on Ethics. | — | P | 01/08/2024 | 01/08/2024 | $100,001 - $250,000 | 1.00 | —0.00 | BuyBuy | Spouse | Jan 8, 2024 | $100,001 - $250,000mid $175K | Other | not modelled |
| 78 | SP | Seven Bridges Energy Opportunities Fund III LP [HN] filing_status: New | subholding_of: The 2021 Kathy Manning Irrevocable GST Trust FBO Randall Kaplan | description: Private Equity fund. Fund manager letter on file with the Committee on Ethics. | — | P | 01/08/2024 | 01/08/2024 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Spouse | Jan 8, 2024 | $15,001 - $50,000mid $32.5K | Other | not modelled |
| 79 | SP | Seven Bridges Long/Short Equity Fund Ltd. [HN] filing_status: New | subholding_of: RRK Charitable Trust U/A 11/28/00 #2 | description: Hedge Fund. Fund manager letter on file with the Committee on Ethics. | — | S (partial) | 01/29/2024 | 02/02/2024 | $250,001 - $500,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Jan 29, 2024 | $250,001 - $500,000mid $375K | Other | not modelled |
| 80 | SP | Seven Bridges Long/Short Equity Fund Series [HN] filing_status: New | subholding_of: 2021 Kathy E. Manning Irrevocable GST Trust FBO Randall R Kaplan & Descendants > Randall Robert Kaplan Alaska LLC | description: Hedge Fund. Fund manager letter on file with the Committee on Ethics. | — | S (partial) | 01/29/2024 | 02/02/2024 | Spouse/DC Over $1,000,000 | 1.00 | —0.00 | PartialPartial sale | Spouse | Jan 29, 2024 | Over $1,000,000mid $1M | Other | Reviewnot modelled |
| 81 | SP | Seven Bridges Multi-Strategy Fund Ltd. [HN] filing_status: New | subholding_of: RRK Charitable Trust U/A 11/28/00 #2 | description: Investment Company. Fund manager letter on file with the Committee on Ethics. | — | P | 02/01/2024 | 02/02/2024 | $250,001 - $500,000 | 1.00 | —0.00 | BuyBuy | Spouse | Feb 1, 2024 | $250,001 - $500,000mid $375K | Other | not modelled |
| 82 | SP | Seven Bridges Private Equity Opportunities Fund III LP [HN] filing_status: New | subholding_of: The 2021 Kathy Manning Irrevocable GST Trust FBO Randall Kaplan | description: Private Equity fund. Fund manager letter on file with the Committee on Ethics. | — | P | 01/08/2024 | 01/08/2024 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Spouse | Jan 8, 2024 | $15,001 - $50,000mid $32.5K | Other | not modelled |
| 83 | SP | Starbucks Corporation (SBUX) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | SBUX | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | SBUX0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 84 | SP | Starbucks Corporation (SBUX) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | SBUX | S | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | SBUX0.98 | SellSell | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 85 | SP | Starbucks Corporation (SBUX) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | SBUX | S | 01/23/2024 | 02/02/2024 | $15,001 - $50,000 | 1.00 | SBUX0.98 | SellSell | Spouse | Jan 23, 2024 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 86 | SP | Sysco Corporation (SYY) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | SYY | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | SYY0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 87 | SP | Sysco Corporation (SYY) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | SYY | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | SYY0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 88 | SP | TJX Companies, Inc. (TJX) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | TJX | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | TJX0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 89 | SP | TJX Companies, Inc. (TJX) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | TJX | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | TJX0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 90 | SP | TJX Companies, Inc. (TJX) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #2 | TJX | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | TJX0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 91 | SP | Visa Inc. (V) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | V | S (partial) | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | V0.98 | PartialPartial sale | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 92 | SP | Walmart Inc. (WMT) [ST] filing_status: New | subholding_of: Kathy Manning GST FBO Randall Kaplan > ManKap Family LLC > MV Capital - Brokerage #2 | WMT | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | WMT0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |
| 93 | SP | Walmart Inc. (WMT) [ST] filing_status: New | subholding_of: MV Capital - GST Exempt Trust #2 | WMT | P | 01/23/2024 | 02/02/2024 | $1,001 - $15,000 | 1.00 | WMT0.98 | BuyBuy | Spouse | Jan 23, 2024 | $1,001 - $15,000mid $8K | Stock | modelled |