Official filing metadata
- Filer (as printed)
- Hon. Cindy Axne
- Office (as printed)
- IA03
- Chamber
- House
- Filing type
- ptr
- Filing date
- Oct 8, 2021
- Filing year
- 2021
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 159
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 1897
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 159
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | 3M Company (MMM) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | MMM | S | 11/22/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MMM0.98 | SellSell | Self | Nov 22, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | SP | 3M Company (MMM) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | MMM | S | 11/22/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MMM0.98 | SellSell | Spouse | Nov 22, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 3 | SP | 3M Company (MMM) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | MMM | S | 11/22/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MMM0.98 | SellSell | Spouse | Nov 22, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | SP | Alphabet Inc. - Class C Capital Stock (gOOg) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | S (partial) | 04/17/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | GOOGL0.95 | PartialPartial sale | Spouse | Apr 17, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | SP | Alphabet Inc. - Class C Capital Stock (gOOg) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | P | 05/31/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | GOOGL0.95 | BuyBuy | Spouse | May 31, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | SP | Alphabet Inc. - Class C Capital Stock (gOOg) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | S (partial) | 04/17/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | GOOGL0.95 | PartialPartial sale | Spouse | Apr 17, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | SP | Alphabet Inc. - Class C Capital Stock (gOOg) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 05/31/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | GOOGL0.95 | BuyBuy | Spouse | May 31, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | — | Alphabet Inc. - Class C Capital Stock (gOOg) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | S (partial) | 04/17/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | GOOGL0.95 | PartialPartial sale | Self | Apr 17, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 9 | — | Alphabet Inc. - Class C Capital Stock (gOOg) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | P | 05/31/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | GOOGL0.95 | BuyBuy | Self | May 31, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | — | Amazon.com, Inc. (AMZN) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | AMZN | P | 06/10/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | AMZN0.98 | BuyBuy | Self | Jun 10, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | — | Amazon.com, Inc. (AMZN) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | AMZN | P | 08/20/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | AMZN0.98 | BuyBuy | Self | Aug 20, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | SP | Amazon.com, Inc. (AMZN) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | AMZN | P | 06/10/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | AMZN0.98 | BuyBuy | Spouse | Jun 10, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | SP | Amazon.com, Inc. (AMZN) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | AMZN | P | 08/20/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | AMZN0.98 | BuyBuy | Spouse | Aug 20, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | SP | Amazon.com, Inc. (AMZN) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | AMZN | P | 06/10/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | AMZN0.98 | BuyBuy | Spouse | Jun 10, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | SP | American Tower Corporation (AMT) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | AMT | P | 12/10/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | AMT0.98 | BuyBuy | Spouse | Dec 10, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 16 | SP | Arch Capital group Ltd. (ACgL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 12/15/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | ACGL0.95 | BuyBuy | Spouse | Dec 15, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | SP | AutoZone, Inc. (AZO) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | AZO | P | 01/20/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | AZO0.98 | BuyBuy | Spouse | Jan 20, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 18 | SP | AutoZone, Inc. (AZO) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | AZO | P | 12/30/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | AZO0.98 | BuyBuy | Spouse | Dec 30, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 19 | — | AutoZone, Inc. (AZO) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | AZO | P | 12/30/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | AZO0.98 | BuyBuy | Self | Dec 30, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 20 | SP | AutoZone, Inc. (AZO) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | AZO | P | 12/30/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | AZO0.98 | BuyBuy | Spouse | Dec 30, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 21 | SP | becton, dickinson and Company (bdX) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 04/23/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.90 | BuyBuy | Spouse | Apr 23, 2019 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 22 | — | becton, dickinson and Company (bdX) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | P | 04/23/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.90 | BuyBuy | Self | Apr 23, 2019 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 23 | — | becton, dickinson and Company (bdX) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | S | 03/09/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.90 | SellSell | Self | Mar 9, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 24 | SP | becton, dickinson and Company (bdX) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | S | 03/09/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.90 | SellSell | Spouse | Mar 9, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 25 | SP | becton, dickinson and Company (bdX) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | P | 04/23/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.90 | BuyBuy | Spouse | Apr 23, 2019 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 26 | SP | becton, dickinson and Company (bdX) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | S | 03/09/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.90 | SellSell | Spouse | Mar 9, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 27 | SP | berkshire Hathaway Inc. New (bRK.b) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 02/13/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | BRK-B0.95 | BuyBuy | Spouse | Feb 13, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 28 | SP | berkshire Hathaway Inc. New (bRK.b) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 07/13/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | BRK-B0.95 | BuyBuy | Spouse | Jul 13, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 29 | — | berkshire Hathaway Inc. New (bRK.b) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | P | 04/23/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | BRK-B0.95 | BuyBuy | Self | Apr 23, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | SP | berkshire Hathaway Inc. New (bRK.b) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 02/15/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | BRK-B0.95 | BuyBuy | Spouse | Feb 15, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 31 | — | biglari Holdings Inc. Class b (bH) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | S | 02/28/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.90 | SellSell | Self | Feb 28, 2019 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 32 | SP | biglari Holdings Inc. Class b (bH) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | S | 03/04/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.90 | SellSell | Spouse | Mar 4, 2019 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 33 | SP | brown Forman Inc Class b (bF.b) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | P | 02/15/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.90 | BuyBuy | Spouse | Feb 15, 2019 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 34 | — | brown Forman Inc Class b (bF.b) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | P | 02/15/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.90 | BuyBuy | Self | Feb 15, 2019 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 35 | SP | brown Forman Inc Class b (bF.b) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 02/15/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.90 | BuyBuy | Spouse | Feb 15, 2019 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 36 | — | CarMax Inc (KMX) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | KMX | S | 04/01/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | KMX0.98 | SellSell | Self | Apr 1, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 37 | — | CarMax Inc (KMX) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | KMX | S (partial) | 03/27/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | KMX0.98 | PartialPartial sale | Self | Mar 27, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 38 | SP | CarMax Inc (KMX) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | KMX | S | 04/01/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | KMX0.98 | SellSell | Spouse | Apr 1, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 39 | SP | Cerner Corporation (CERN) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | CERN | S | 02/27/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Spouse | Feb 27, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 40 | SP | Cerner Corporation (CERN) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | CERN | S | 02/27/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Spouse | Feb 27, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 41 | — | Cerner Corporation (CERN) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | CERN | S | 02/27/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Feb 27, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 42 | — | Church & dwight Company, Inc. (CHd) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | P | 08/27/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | CHD0.95 | BuyBuy | Self | Aug 27, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 43 | SP | Church & dwight Company, Inc. (CHd) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 06/11/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | CHD0.95 | BuyBuy | Spouse | Jun 11, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 44 | SP | Church & dwight Company, Inc. (CHd) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | P | 08/27/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | CHD0.95 | BuyBuy | Spouse | Aug 27, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 45 | SP | Colgate-Palmolive Company (CL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | CL | P | 12/31/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | CL0.98 | BuyBuy | Spouse | Dec 31, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 46 | SP | Covetrus, Inc. (CVET) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | CVET | P | 02/08/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Spouse | Feb 8, 2019 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 47 | — | Covetrus, Inc. (CVET) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | CVET | P | 02/06/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Self | Feb 6, 2019 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 48 | SP | Covetrus, Inc. (CVET) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | CVET | P | 02/06/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Spouse | Feb 6, 2019 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 49 | SP | dollar Tree, Inc. (dLTR) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | S (partial) | 03/06/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | DLTR0.95 | PartialPartial sale | Spouse | Mar 6, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 50 | SP | dollar Tree, Inc. (dLTR) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | S | 03/09/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | DLTR0.95 | SellSell | Spouse | Mar 9, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 51 | SP | dollar Tree, Inc. (dLTR) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | S | 03/09/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | DLTR0.95 | SellSell | Spouse | Mar 9, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 52 | — | dollar Tree, Inc. (dLTR) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | S | 03/09/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | DLTR0.95 | SellSell | Self | Mar 9, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 53 | — | dow Inc. (dOW) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | S | 05/10/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | DOW0.95 | SellSell | Self | May 10, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 54 | SP | dow Inc. (dOW) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | S | 05/10/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | DOW0.95 | SellSell | Spouse | May 10, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 55 | — | dow Inc. (dOW) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA d ESCRIPTION : Received shares of dow Inc. (dOW) in exchange for dowduPont Inc. (dWdP) as as a result of a merger. | — | E | 03/21/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | DOW0.95 | ExchangeExchange | Self | Mar 21, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 56 | SP | dow Inc. (dOW) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA d ESCRIPTION : Received shares of dow Inc. (dOW) in exchange for dowduPont Inc. (dWdP) as as a result of a merger. | — | E | 03/21/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | DOW0.95 | ExchangeExchange | Spouse | Mar 21, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 57 | — | duPont de Nemours, Inc. (dd) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA d ESCRIPTION : Received shares of duPont de Nemours, Inc. (dd) in exchange for dowduPont Inc. (dWdP) as as a result of a merger. | — | E | 06/03/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | DD0.95 | ExchangeExchange | Self | Jun 3, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 58 | SP | duPont de Nemours, Inc. (dd) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K d ESCRIPTION : Received shares of duPont de Nemours, Inc. (dd) in exchange for dowduPont Inc. (dWdP) as as a result of a merger. | — | E | 06/03/2019 | 10/07/2021 | $1,001 - $15,000 | 1.00 | DD0.95 | ExchangeExchange | Spouse | Jun 3, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 59 | SP | duPont de Nemours, Inc. (dd) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA d ESCRIPTION : Received shares of duPont de Nemours, Inc. (dd) in exchange for dowduPont Inc. (dWdP) as as a result of a merger. | — | E | 06/03/2019 | 10/07/2021 | $1,001 - $15,000 | 1.00 | DD0.95 | ExchangeExchange | Spouse | Jun 3, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 60 | SP | duPont de Nemours, Inc. (dd) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | S | 11/22/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | DD0.95 | SellSell | Spouse | Nov 22, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 61 | — | duPont de Nemours, Inc. (dd) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | S | 11/22/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | DD0.95 | SellSell | Self | Nov 22, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 62 | SP | duPont de Nemours, Inc. (dd) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | S | 11/22/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | DD0.95 | SellSell | Spouse | Nov 22, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 63 | SP | Enstar group Limited - Ordinary Shares (ESgR) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | S | 05/21/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Spouse | May 21, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 64 | — | Enstar group Limited - Ordinary Shares (ESgR) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | S | 05/20/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | May 20, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 65 | SP | Enstar group Limited - Ordinary Shares (ESgR) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | S | 05/21/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Spouse | May 21, 2019 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 66 | JT | Facebook, Inc. - Class A (Fb) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy and John Axne Joint Account | — | S | 06/24/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | META0.92 | SellSell | Joint | Jun 24, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 67 | SP | Facebook, Inc. - Class A (Fb) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | S | 06/24/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | META0.92 | SellSell | Spouse | Jun 24, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 68 | — | Facebook, Inc. - Class A (Fb) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | P | 01/18/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | META0.92 | BuyBuy | Self | Jan 18, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 69 | SP | Facebook, Inc. - Class A (Fb) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 01/18/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | META0.92 | BuyBuy | Spouse | Jan 18, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 70 | — | Facebook, Inc. - Class A (Fb) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | S | 06/24/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | META0.92 | SellSell | Self | Jun 24, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 71 | SP | Facebook, Inc. - Class A (Fb) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | S | 06/24/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | META0.92 | SellSell | Spouse | Jun 24, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 72 | — | Fairfax Financial Holdings Ltd Ordinary Shares (FRFHF) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | FRFHF | S | 01/28/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | FRFHF0.98 | SellSell | Self | Jan 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 73 | SP | Fairfax Financial Holdings Ltd Ordinary Shares (FRFHF) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | FRFHF | S | 01/28/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | FRFHF0.98 | SellSell | Spouse | Jan 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 74 | SP | Illinois Tool Works Inc. (ITW) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | ITW | S | 03/11/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | ITW0.98 | SellSell | Spouse | Mar 11, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 75 | — | Illinois Tool Works Inc. (ITW) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | ITW | S | 03/23/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | ITW0.98 | SellSell | Self | Mar 23, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 76 | — | Illinois Tool Works Inc. (ITW) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | ITW | S (partial) | 03/11/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | ITW0.98 | PartialPartial sale | Self | Mar 11, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 77 | SP | Jefferies Financial group Inc. (JEF) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | JEF | P | 02/04/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | JEF0.98 | BuyBuy | Spouse | Feb 4, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 78 | SP | Johnson & Johnson (JNJ) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | JNJ | P | 07/18/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | JNJ0.98 | BuyBuy | Spouse | Jul 18, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 79 | SP | Johnson & Johnson (JNJ) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | JNJ | P | 12/31/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | JNJ0.98 | BuyBuy | Spouse | Dec 31, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 80 | — | Johnson & Johnson (JNJ) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | JNJ | P | 07/18/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | JNJ0.98 | BuyBuy | Self | Jul 18, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 81 | SP | Johnson & Johnson (JNJ) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | JNJ | P | 02/13/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | JNJ0.98 | BuyBuy | Spouse | Feb 13, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 82 | SP | Johnson & Johnson (JNJ) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | JNJ | P | 07/18/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | JNJ0.98 | BuyBuy | Spouse | Jul 18, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 83 | SP | Johnson & Johnson (JNJ) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | JNJ | S (partial) | 04/21/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | JNJ0.98 | PartialPartial sale | Spouse | Apr 21, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 84 | SP | Johnson & Johnson (JNJ) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | JNJ | P | 02/13/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | JNJ0.98 | BuyBuy | Spouse | Feb 13, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 85 | SP | JP Morgan Chase & Co. (JPM) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | JPM | P | 03/13/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | JPM0.98 | BuyBuy | Spouse | Mar 13, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 86 | — | JP Morgan Chase & Co. (JPM) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | JPM | P | 03/13/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | JPM0.98 | BuyBuy | Self | Mar 13, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 87 | SP | JP Morgan Chase & Co. (JPM) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | JPM | P | 03/13/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | JPM0.98 | BuyBuy | Spouse | Mar 13, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 88 | SP | Keysight Technologies Inc. (KEYS) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | KEYS | P | 06/11/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | KEYS0.98 | BuyBuy | Spouse | Jun 11, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 89 | SP | Liberty broadband Corporation - Class A (LbRdA) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 12/30/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | LBRDK0.95 | BuyBuy | Spouse | Dec 30, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 90 | SP | Liberty broadband Corporation - Class A (LbRdA) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 04/08/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | LBRDK0.95 | BuyBuy | Spouse | Apr 8, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 91 | SP | Liberty broadband Corporation PFd 5%; due 3/14/2039 [CS] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K d ESCRIPTION : Preferred security | — | P | 09/17/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.90 | BuyBuy | Spouse | Sep 17, 2021 | $1,001 - $15,000mid $8K | Bond | Reviewnot modelled |
| 92 | — | Liberty broadband Corporation PFd 5%; due 3/14/2039 [CS] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA d ESCRIPTION : Preferred security | — | P | 09/17/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.90 | BuyBuy | Self | Sep 17, 2021 | $1,001 - $15,000mid $8K | Bond | Reviewnot modelled |
| 93 | SP | Liberty broadband Corporation PFd 5%; due 3/14/2039 [CS] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA d ESCRIPTION : Preferred security | — | P | 09/17/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.90 | BuyBuy | Spouse | Sep 17, 2021 | $1,001 - $15,000mid $8K | Bond | Reviewnot modelled |
| 94 | SP | Lockheed Martin Corporation (LMT) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | LMT | P | 01/20/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | LMT0.98 | BuyBuy | Spouse | Jan 20, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 95 | SP | Markel Corporation (MKL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | MKL | P | 12/31/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MKL0.98 | BuyBuy | Spouse | Dec 31, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 96 | SP | Markel Corporation (MKL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | MKL | S (partial) | 08/30/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MKL0.98 | PartialPartial sale | Spouse | Aug 30, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 97 | SP | Markel Corporation (MKL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | MKL | P | 04/11/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MKL0.98 | BuyBuy | Spouse | Apr 11, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 98 | — | Markel Corporation (MKL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | MKL | S (partial) | 08/27/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MKL0.98 | PartialPartial sale | Self | Aug 27, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 99 | — | Markel Corporation (MKL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | MKL | P | 04/23/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MKL0.98 | BuyBuy | Self | Apr 23, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 100 | — | Markel Corporation (MKL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | MKL | P | 04/11/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MKL0.98 | BuyBuy | Self | Apr 11, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 101 | SP | Markel Corporation (MKL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | MKL | P | 04/11/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MKL0.98 | BuyBuy | Spouse | Apr 11, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 102 | SP | Markel Corporation (MKL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | MKL | S (partial) | 08/27/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MKL0.98 | PartialPartial sale | Spouse | Aug 27, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 103 | — | Mastercard Incorporated (MA) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | MA | P | 04/22/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MA0.98 | BuyBuy | Self | Apr 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 104 | — | Mastercard Incorporated (MA) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | MA | P | 03/19/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MA0.98 | BuyBuy | Self | Mar 19, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 105 | SP | Mastercard Incorporated (MA) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | MA | P | 04/22/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MA0.98 | BuyBuy | Spouse | Apr 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 106 | SP | Mastercard Incorporated (MA) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | MA | P | 10/28/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MA0.98 | BuyBuy | Spouse | Oct 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 107 | SP | Mastercard Incorporated (MA) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | MA | P | 03/19/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MA0.98 | BuyBuy | Spouse | Mar 19, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 108 | SP | Mastercard Incorporated (MA) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | MA | P | 06/25/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | MA0.98 | BuyBuy | Spouse | Jun 25, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 109 | SP | O'Reilly Automotive, Inc. (ORLY) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | ORLY | P | 12/10/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | ORLY0.98 | BuyBuy | Spouse | Dec 10, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 110 | SP | Post Holdings, Inc. (POST) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | POST | P | 09/11/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | POST0.98 | BuyBuy | Spouse | Sep 11, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 111 | — | Post Holdings, Inc. (POST) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | POST | P | 09/11/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | POST0.98 | BuyBuy | Self | Sep 11, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 112 | SP | Post Holdings, Inc. (POST) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | POST | P | 09/11/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | POST0.98 | BuyBuy | Spouse | Sep 11, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 113 | — | Progressive Corporation (PgR) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | P | 06/25/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | PGR0.95 | BuyBuy | Self | Jun 25, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 114 | SP | Progressive Corporation (PgR) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 11/06/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | PGR0.95 | BuyBuy | Spouse | Nov 6, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 115 | SP | Progressive Corporation (PgR) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 12/10/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | PGR0.95 | BuyBuy | Spouse | Dec 10, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 116 | SP | Progressive Corporation (PgR) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 01/20/2021 | 09/27/2021 | $1,001 - $15,000 | 1.00 | PGR0.95 | BuyBuy | Spouse | Jan 20, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 117 | SP | Progressive Corporation (PgR) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | P | 11/06/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | PGR0.95 | BuyBuy | Spouse | Nov 6, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 118 | SP | SS&C Technologies Holdings, Inc. (SSNC) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | SSNC | S | 03/12/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SSNC0.98 | SellSell | Spouse | Mar 12, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 119 | SP | SS&C Technologies Holdings, Inc. (SSNC) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | SSNC | P | 08/08/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SSNC0.98 | BuyBuy | Spouse | Aug 8, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 120 | SP | SS&C Technologies Holdings, Inc. (SSNC) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | SSNC | S | 03/12/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SSNC0.98 | SellSell | Spouse | Mar 12, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 121 | SP | SS&C Technologies Holdings, Inc. (SSNC) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | SSNC | P | 08/08/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SSNC0.98 | BuyBuy | Spouse | Aug 8, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 122 | — | SS&C Technologies Holdings, Inc. (SSNC) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | SSNC | S | 03/12/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SSNC0.98 | SellSell | Self | Mar 12, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 123 | — | SS&C Technologies Holdings, Inc. (SSNC) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | SSNC | P | 08/08/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SSNC0.98 | BuyBuy | Self | Aug 8, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 124 | — | SS&C Technologies Holdings, Inc. (SSNC) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | SSNC | P | 09/06/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SSNC0.98 | BuyBuy | Self | Sep 6, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 125 | — | Starbucks Corporation (SbuX) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | P | 03/30/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SBUX0.95 | BuyBuy | Self | Mar 30, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 126 | — | Starbucks Corporation (SbuX) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | P | 06/22/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SBUX0.95 | BuyBuy | Self | Jun 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 127 | SP | Starbucks Corporation (SbuX) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 03/30/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SBUX0.95 | BuyBuy | Spouse | Mar 30, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 128 | SP | Starbucks Corporation (SbuX) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 06/22/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SBUX0.95 | BuyBuy | Spouse | Jun 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 129 | SP | Starbucks Corporation (SbuX) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | P | 03/30/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SBUX0.95 | BuyBuy | Spouse | Mar 30, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 130 | SP | Stryker Corporation (SYK) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | SYK | P | 07/13/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SYK0.98 | BuyBuy | Spouse | Jul 13, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 131 | — | Stryker Corporation (SYK) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | SYK | P | 07/17/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SYK0.98 | BuyBuy | Self | Jul 17, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 132 | SP | Stryker Corporation (SYK) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | SYK | P | 12/31/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SYK0.98 | BuyBuy | Spouse | Dec 31, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 133 | SP | Stryker Corporation (SYK) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | SYK | P | 07/17/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | SYK0.98 | BuyBuy | Spouse | Jul 17, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 134 | — | The Kraft Heinz Company (KHC) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | KHC | S | 04/09/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | KHC0.98 | SellSell | Self | Apr 9, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 135 | — | unilever PLC (uL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | P | 01/28/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | UL0.95 | BuyBuy | Self | Jan 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 136 | SP | unilever PLC (uL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 01/28/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | UL0.95 | BuyBuy | Spouse | Jan 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 137 | — | unilever PLC (uL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | — | S | 12/16/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | UL0.95 | SellSell | Self | Dec 16, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 138 | SP | unilever PLC (uL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | S (partial) | 12/11/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | UL0.95 | PartialPartial sale | Spouse | Dec 11, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 139 | SP | unilever PLC (uL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | S | 12/16/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | UL0.95 | SellSell | Spouse | Dec 16, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 140 | SP | unilever PLC (uL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | P | 01/28/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | UL0.95 | BuyBuy | Spouse | Jan 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 141 | SP | unilever PLC (uL) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | — | S | 12/16/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | UL0.95 | SellSell | Spouse | Dec 16, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 142 | SP | unitedHealth group Incorporated Common Stock (uNH) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | — | P | 10/04/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | UNH0.95 | BuyBuy | Spouse | Oct 4, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 143 | SP | uS bancorp dep SHS PFd F Non- Cumulative Series F6.5% [CS] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K d ESCRIPTION : uS bancorp dEP SHS PFd F Non-Cumulative Series F6.5% debt Classification: Preferred Stock | — | P | 04/02/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Spouse | Apr 2, 2019 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 144 | — | uS bancorp dep SHS PFd F Non- Cumulative Series F6.5% [CS] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA d ESCRIPTION : uS bancorp dEP SHS PFd F Non-Cumulative Series F6.5% debt Classification: Preferred Stock | — | P | 04/02/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Apr 2, 2019 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 145 | SP | uS bancorp dep SHS PFd F Non- Cumulative Series F6.5% [CS] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA d ESCRIPTION : uS bancorp dEP SHS PFd F Non-Cumulative Series F6.5% debt Classification: Preferred Stock | — | P | 04/02/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Spouse | Apr 2, 2019 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 146 | SP | Visa Inc. (V) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | V | P | 10/28/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | V0.98 | BuyBuy | Spouse | Oct 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 147 | SP | Visa Inc. (V) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | V | P | 06/25/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | V0.98 | BuyBuy | Spouse | Jun 25, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 148 | SP | Visa Inc. (V) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | V | P | 03/19/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | V0.98 | BuyBuy | Spouse | Mar 19, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 149 | — | Visa Inc. (V) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | V | P | 03/19/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | V0.98 | BuyBuy | Self | Mar 19, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 150 | — | Visa Inc. (V) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | V | P | 11/23/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | V0.98 | BuyBuy | Self | Nov 23, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 151 | — | Visa Inc. (V) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | V | P | 04/22/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | V0.98 | BuyBuy | Self | Apr 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 152 | SP | Visa Inc. (V) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | V | P | 11/23/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | V0.98 | BuyBuy | Spouse | Nov 23, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 153 | SP | Wells Fargo & Company (WFC) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | WFC | S | 12/24/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | WFC0.98 | SellSell | Spouse | Dec 24, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 154 | — | Wells Fargo & Company (WFC) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | WFC | S | 12/24/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | WFC0.98 | SellSell | Self | Dec 24, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 155 | SP | Wells Fargo & Company (WFC) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | WFC | P | 09/09/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | WFC0.98 | BuyBuy | Spouse | Sep 9, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 156 | — | Wells Fargo & Company (WFC) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Cindy Axne IRA | WFC | P | 09/09/2019 | 09/27/2021 | $1,001 - $15,000 | 1.00 | WFC0.98 | BuyBuy | Self | Sep 9, 2019 | $1,001 - $15,000mid $8K | Stock | modelled |
| 157 | SP | Wells Fargo & Company (WFC) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | WFC | P | 02/13/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | WFC0.98 | BuyBuy | Spouse | Feb 13, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 158 | SP | Wells Fargo & Company (WFC) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : Creation Agents LLC 401K | WFC | S | 12/24/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | WFC0.98 | SellSell | Spouse | Dec 24, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 159 | SP | Wells Fargo & Company (WFC) [ST] other: F ILINg S TATuS : New S ubHOLdINg O F : John Axne IRA | WFC | P | 02/13/2020 | 09/27/2021 | $1,001 - $15,000 | 1.00 | WFC0.98 | BuyBuy | Spouse | Feb 13, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |