Official filing metadata
- Filer (as printed)
- Hon. Kathy Manning
- Office (as printed)
- NC06
- Chamber
- House
- Filing type
- ptr
- Filing date
- Sep 14, 2022
- Filing year
- 2022
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 79
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 3001
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 79
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | SP | Alphabet Inc. - Class A (GOOGL) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | GOOGL | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | GOOGL0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | SP | Alphabet Inc. - Class C Capital Stock (GOOG) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | GOOG | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | GOOG0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 3 | JT | Altria Group, Inc. (MO) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | MO | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | MO0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | SP | Amazon.com, Inc. (AMZN) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | AMZN | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | AMZN0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | JT | Amcor plc Ordinary Shares (AMCR) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | AMCR | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | AMCR0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | JT | American International Group, Inc. New (AIG) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | AIG | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | AIG0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | JT | Ameriprise Financial, Inc. (AMP) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | AMP | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | AMP0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | JT | Amgen Inc. (AMGN) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | AMGN | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | AMGN0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 9 | JT | APA Corporation (APA) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | APA | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | APA0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | SP | Apple Inc. (AAPL) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | AAPL | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | AAPL0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | SP | AT&T Inc. (T) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | T | S | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | T0.98 | SellSell | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | JT | AT&T Inc. (T) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | T | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | T0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | JT | AutoZone, Inc. (AZO) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | AZO | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | AZO0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | JT | Bank of America Corporation (BAC) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | BAC | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | BAC0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | SP | Bank of America Corporation (BAC) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | BAC | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | BAC0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 16 | SP | Berkshire Hathaway Inc. New (BRK.B) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | BRK.B | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | BRK-B0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | JT | Best Buy Co., Inc. (BBY) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | BBY | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | BBY0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 18 | JT | Biogen Inc. (BIIB) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | BIIB | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | BIIB0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 19 | JT | Boston Properties, Inc. (BXP) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | BXP | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | BXP0.95 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 20 | SP | Broadcom Inc. (AVGO) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | AVGO | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | AVGO0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 21 | JT | Builders FirstSource, Inc. (BLDR) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | BLDR | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | BLDR0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 22 | JT | Capital One Financial Corporation (COF) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | COF | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | COF0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 23 | JT | Cardinal Health, Inc. (CAH) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | CAH | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | CAH0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 24 | JT | Celanese Corporation Celanese Corporation (CE) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | CE | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | CE0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 25 | JT | Charter Communications, Inc. - Class A (CHTR) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | CHTR | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | CHTR0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 26 | SP | Chevron Corporation (CVX) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | CVX | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | CVX0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 27 | JT | Citigroup, Inc. (C) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | C | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | C0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 28 | JT | Comerica Incorporated (CMA) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | CMA | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 29 | SP | Costco Wholesale Corporation (COST) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | COST | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | COST0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | JT | Crown Holdings, Inc. (CCK) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | CCK | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | CCK0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 31 | JT | Darden Restaurants, Inc. (DRI) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | DRI | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | DRI0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 32 | JT | Devon Energy Corporation (DVN) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | DVN | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | DVN0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 33 | JT | Discover Financial Services (DFS) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | DFS | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 34 | JT | Domino's Pizza Inc (DPZ) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | DPZ | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | DPZ0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 35 | JT | Eastman Chemical Company (EMN) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | EMN | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | EMN0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 36 | SP | Exxon Mobil Corporation (XOM) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | XOM | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | XOM0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 37 | JT | Fair Isaac Corproation (FICO) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | FICO | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | FICO0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 38 | JT | Gartner, Inc. (IT) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | IT | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | IT0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 39 | JT | HCA Healthcare, Inc. (HCA) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | HCA | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | HCA0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 40 | SP | Home Depot, Inc. (HD) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | HD | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | HD0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 41 | JT | Host Hotels (HST) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | HST | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | HST0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 42 | JT | HP Inc. (HPQ) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | HPQ | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | HPQ0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 43 | JT | International Paper Company (IP) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | IP | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | IP0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 44 | SP | Johnson & Johnson (JNJ) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | JNJ | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | JNJ0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 45 | JT | KeyCorp (KEY) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | KEY | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | KEY0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 46 | JT | Kinder Morgan, Inc. (KMI) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | KMI | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | KMI0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 47 | JT | L3Harris Technologies, Inc. (LHX) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | LHX | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | LHX0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 48 | JT | Liberty Global plc - Class C Ordinary Shares (LBTYK) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | LBTYK | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | LBTYK0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 49 | JT | Loews Corporation (L) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | L | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | L0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 50 | JT | Lowe's Companies, Inc. (LOW) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | LOW | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | LOW0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 51 | JT | Lumen Technologies, Inc. (LUMN) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | LUMN | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | LUMN0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 52 | JT | Marathon Oil Corporation (MRO) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | MRO | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 53 | JT | Marathon Petroleum Corporation (MPC) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | MPC | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | MPC0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 54 | JT | Masco Corporation (MAS) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | MAS | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | MAS0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 55 | JT | McKesson Corporation (MCK) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | MCK | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | MCK0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 56 | SP | Merck & Company, Inc. Common Stock (MRK) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | MRK | S (partial) | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | MRK0.98 | PartialPartial sale | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 57 | SP | Meta Platforms, Inc. - Class A (META) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | META | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | META0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 58 | JT | MetLife, Inc. (MET) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | MET | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | MET0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 59 | SP | Microsoft Corporation (MSFT) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | MSFT | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | MSFT0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 60 | JT | Northrop Grumman Corporation (NOC) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | NOC | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | NOC0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 61 | SP | NVIDIA Corporation (NVDA) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | NVDA | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | NVDA0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 62 | JT | NVR, Inc. (NVR) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | NVR | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | NVR0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 63 | JT | Oracle Corporation (ORCL) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | ORCL | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | ORCL0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 64 | SP | Pepsico, Inc. (PEP) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | PEP | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | PEP0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 65 | SP | Pfizer, Inc. (PFE) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | PFE | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | PFE0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 66 | SP | Procter & Gamble Company (PG) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | PG | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | PG0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 67 | JT | Prudential Financial, Inc. (PRU) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | PRU | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | PRU0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 68 | JT | PulteGroup, Inc. (PHM) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | PHM | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | PHM0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 69 | JT | Quest Diagnostics Incorporated (DGX) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | DGX | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | DGX0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 70 | JT | Regency Centers Corporation (REG) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | REG | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | REG0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 71 | JT | Simon Property Group, Inc. (SPG) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | SPG | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | SPG0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 72 | JT | Synchrony Financial (SYF) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | SYF | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | SYF0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 73 | SP | Tesla, Inc. (TSLA) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | TSLA | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | TSLA0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 74 | JT | The Bank of New York Mellon Corporation (BK) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | BK | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | BNY0.95 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 75 | JT | Union Pacific Corporation (UNP) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | UNP | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | UNP0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 76 | SP | UnitedHealth Group Incorporated Common Stock (UNH) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | UNH | P | 08/05/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | UNH0.98 | BuyBuy | Spouse | Aug 5, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 77 | JT | Wells Fargo & Company (WFC) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | WFC | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | WFC0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 78 | JT | Weyerhaeuser Company (WY) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | WY | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | WY0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 79 | JT | Whirlpool Corporation (WHR) [ST] filing_status: New | subholding_of: Charles Schwab - O'Shaughnessy Asset Management | WHR | S | 08/03/2022 | 09/06/2022 | $1,001 - $15,000 | 1.00 | WHR0.98 | SellSell | Joint | Aug 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |