Official filing metadata
- Filer (as printed)
- Hon. Kathy Manning
- Office (as printed)
- NC06
- Chamber
- House
- Filing type
- ptr
- Filing date
- Nov 10, 2022
- Filing year
- 2022
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 55
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 3003
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 55
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | SP | 3M Company (MMM) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | MMM | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | MMM0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | SP | Accenture plc Class A Ordinary Shares (ACN) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | ACN | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | ACN0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 3 | SP | Adobe Inc. (ADBE) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | ADBE | S | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | ADBE0.98 | SellSell | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | SP | Alphabet Inc. - Class A (GOOGL) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | GOOGL | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | GOOGL0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | SP | Amazon.com, Inc. (AMZN) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | AMZN | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | AMZN0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | SP | Ameren Corporation (AEE) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | AEE | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | AEE0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | SP | American Electric Power Company, Inc. (AEP) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | AEP | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | AEP0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | SP | American Tower Corporation (AMT) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | AMT | S | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | AMT0.98 | SellSell | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 9 | SP | Amgen Inc. (AMGN) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | AMGN | S | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | AMGN0.98 | SellSell | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | SP | Apple Inc. (AAPL) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | AAPL | S (partial) | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | AAPL0.98 | PartialPartial sale | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | SP | Applied Materials, Inc. (AMAT) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | AMAT | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | AMAT0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | SP | AT&T Inc. (T) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | T | S | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | T0.98 | SellSell | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | SP | Bank of America Corporation (BAC) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | BAC | S (partial) | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | BAC0.98 | PartialPartial sale | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | SP | Berkshire Hathaway Inc. New (BRK.B) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | BRK.B | S (partial) | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | BRK-B0.98 | PartialPartial sale | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | SP | BlackRock, Inc. (BLK) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | BLK | S | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | BLK0.98 | SellSell | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 16 | SP | Broadcom Corporation - Class A (BRCM) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | BRCM | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | AVGO0.95 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 17 | SP | Cisco Systems, Inc. (CSCO) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | CSCO | S (partial) | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | CSCO0.98 | PartialPartial sale | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 18 | SP | Coca-Cola Company (KO) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | KO | S (partial) | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | KO0.98 | PartialPartial sale | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 19 | SP | Comcast Corporation - Class A (CMCSA) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | CMCSA | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | CMCSA0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 20 | SP | Costco Wholesale Corporation (COST) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | COST | S (partial) | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | COST0.98 | PartialPartial sale | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 21 | SP | Echo Street GoodCo Select, LP [HN] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust | description: Hedge Fund. Fund manager letter on file with the Committee on Ethics. | — | P | 11/01/2022 | 11/01/2022 | $100,001 - $250,000 | 1.00 | —0.00 | BuyBuy | Spouse | Nov 1, 2022 | $100,001 - $250,000mid $175K | Other | not modelled |
| 22 | SP | Equinix, Inc. (EQIX) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | EQIX | S | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | EQIX0.98 | SellSell | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 23 | SP | Estee Lauder Companies, Inc. (EL) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | EL | S | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | EL0.98 | SellSell | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 24 | SP | FedEx Corporation (FDX) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | FDX | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | FDX0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 25 | SP | Home Depot, Inc. (HD) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | HD | S (partial) | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | HD0.98 | PartialPartial sale | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 26 | SP | Intel Corporation (INTC) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | INTC | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | INTC0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 27 | SP | Intuit Inc. (INTU) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | INTU | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | INTU0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 28 | SP | Intuitive Surgical, Inc. (ISRG) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | ISRG | S | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | ISRG0.98 | SellSell | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 29 | SP | Invitation Homes Inc. (INVH) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | INVH | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | INVH0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | SP | Johnson & Johnson (JNJ) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | JNJ | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | JNJ0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 31 | SP | Kimberly-Clark Corporation (KMB) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | KMB | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | KMB0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 32 | SP | Lam Research Corporation (LRCX) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | LRCX | S | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | LRCX0.98 | SellSell | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 33 | SP | Mastercard Incorporated (MA) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | MA | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | MA0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 34 | SP | McDonald's Corporation (MCD) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | MCD | S (partial) | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | MCD0.98 | PartialPartial sale | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 35 | SP | Medtronic plc. Ordinary Shares (MDT) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | MDT | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | MDT0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 36 | SP | Meta Platforms, Inc. - Class A (FB) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | FB | S (partial) | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | FB0.95 | PartialPartial sale | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 37 | SP | Microsoft Corporation (MSFT) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | MSFT | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | MSFT0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 38 | SP | Nike, Inc. (NKE) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | NKE | S | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | NKE0.98 | SellSell | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 39 | SP | NVIDIA Corporation (NVDA) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | NVDA | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | NVDA0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 40 | SP | Oracle Corporation (ORCL) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | ORCL | S | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | ORCL0.98 | SellSell | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 41 | SP | Pfizer, Inc. (PFE) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | PFE | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | PFE0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 42 | SP | PPL Corporation (PPL) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | PPL | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | PPL0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 43 | SP | Procter & Gamble Company (PG) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | PG | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | PG0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 44 | SP | QUALCOMM Incorporated (QCOM) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | QCOM | S | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | QCOM0.98 | SellSell | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 45 | SP | Raytheon Company (RTN) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | RTN | S | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | RTX0.92 | SellSell | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 46 | SP | S&P Global Inc. (SPGI) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | SPGI | S | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | SPGI0.98 | SellSell | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 47 | SP | Salesforce, Inc. (CRM) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | CRM | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | CRM0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 48 | SP | Tesla, Inc. (TSLA) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | TSLA | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | TSLA0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 49 | SP | Texas Instruments Incorporated (TXN) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | TXN | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | TXN0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 50 | SP | Thermo Fisher Scientific Inc (TMO) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | TMO | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | TMO0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 51 | SP | United Parcel Service, Inc. (UPS) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | UPS | S | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | UPS0.98 | SellSell | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 52 | SP | UnitedHealth Group Incorporated Common Stock (UNH) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | UNH | S (partial) | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | UNH0.98 | PartialPartial sale | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 53 | SP | Verizon Communications Inc. (VZ) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | VZ | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | VZ0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 54 | SP | Visa Inc. (V) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | V | S (partial) | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | V0.98 | PartialPartial sale | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 55 | SP | Welltower Inc. (WELL) [ST] filing_status: New | subholding_of: The 2011 Randall R. Kaplan Living Trust > MV Capital - Brokerage #3 | WELL | P | 10/12/2022 | 11/04/2022 | $1,001 - $15,000 | 1.00 | WELL0.98 | BuyBuy | Spouse | Oct 12, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |