Official filing metadata
- Filer (as printed)
- Hon. John Rutherford
- Office (as printed)
- FL04
- Chamber
- House
- Filing type
- ptr
- Filing date
- Apr 19, 2022
- Filing year
- 2022
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 83
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 3096
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 83
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | 3i Group Plc Unsponsored ADR (TGOPY) [ST] filing_status: New | subholding_of: Westend ETF | TGOPY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | TGOPY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | — | AB Volvo Class B American Depositary Receipts (VOLVY) [ST] filing_status: New | subholding_of: Westend ETF | VOLVY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | VLVLY0.95 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 3 | — | AbbVie Inc. (ABBV) [ST] filing_status: New | subholding_of: Westend ETF | ABBV | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | ABBV0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | — | Altria Group, Inc. (MO) [ST] filing_status: New | subholding_of: Westend ETF | MO | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | MO0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | — | Arthur J. Gallagher & Co. (AJG) [ST] filing_status: New | subholding_of: Westend ETF | AJG | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | AJG0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | — | ASE Technology Holding Co., Ltd. American Depositary Shares (ASX) [ST] filing_status: New | subholding_of: Westend ETF | ASX | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | ASX0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | — | BCE, Inc. (BCE) [ST] filing_status: New | subholding_of: Westend ETF | BCE | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | BCE0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | — | BlackRock, Inc. (BLK) [ST] filing_status: New | subholding_of: Westend ETF | BLK | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | BLK0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 9 | — | BNP Paribas American Depositary Shares (BNPQY) [ST] filing_status: New | subholding_of: Westend ETF | BNPQY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | BNPQY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | — | Bristol-Myers Squibb Company (BMY) [ST] filing_status: New | subholding_of: Westend ETF | BMY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | BMY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | — | British American Tobacco Industries, p.l.c. Common Stock ADR (BTI) [ST] filing_status: New | subholding_of: Westend ETF | BTI | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | BTI0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | — | Britvic plc Sponsored ADR (BTVCY) [ST] filing_status: New | subholding_of: Westend ETF | BTVCY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 13 | — | Broadcom Inc. (AVGO) [ST] filing_status: New | subholding_of: Westend ETF | AVGO | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | AVGO0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | — | Caterpillar, Inc. (CAT) [ST] filing_status: New | subholding_of: Westend ETF | CAT | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | CAT0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | — | Celanese Corporation Celanese Corporation (CE) [ST] filing_status: New | subholding_of: Westend ETF | CE | S | 03/16/2022 | 03/16/2022 | $15,001 - $50,000 | 1.00 | CE0.98 | SellSell | Self | Mar 16, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 16 | — | Chevron Corporation (CVX) [ST] filing_status: New | subholding_of: Westend ETF | CVX | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | CVX0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | — | Compagnie de Saint Gobain Unsponsored ADR (CODYY) [ST] filing_status: New | subholding_of: Westend ETF | CODYY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | —0.90 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 18 | — | Crown Castle International Corp. (CCI) [ST] filing_status: New | subholding_of: Westend ETF | CCI | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | CCI0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 19 | — | CVS Health Corporation (CVS) [ST] filing_status: New | subholding_of: Westend ETF | CVS | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | CVS0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 20 | — | Deutsche Post AG Sponsored ADR (DPSGY) [ST] filing_status: New | subholding_of: Westend ETF | DPSGY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 21 | — | Deutsche Telekom AG (DTEGY) [ST] filing_status: New | subholding_of: Westend ETF | DTEGY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | DTEGY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 22 | — | DNB ASA SPONSORED ADR Representing 10 (DNHBY) [ST] filing_status: New | subholding_of: Westend ETF | DNHBY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 23 | — | Dow Inc. (DOW) [ST] filing_status: New | subholding_of: Westend ETF | DOW | S | 03/23/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | DOW0.98 | SellSell | Self | Mar 23, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 24 | — | Eastman Chemical Company (EMN) [ST] filing_status: New | subholding_of: Westend ETF | EMN | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | EMN0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 25 | — | Enel Societa Per Azioni Unsponsored ADR (ENLAY) [ST] filing_status: New | subholding_of: Westend ETF | ENLAY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | ENLAY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 26 | — | Evergy, Inc. (EVRG) [ST] filing_status: New | subholding_of: Westend ETF | EVRG | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | EVRG0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 27 | — | Exxon Mobil Corporation (XOM) [ST] filing_status: New | subholding_of: Westend ETF | XOM | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | XOM0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 28 | — | Fifth Third Bancorp (FITB) [ST] filing_status: New | subholding_of: Westend ETF | FITB | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | FITB0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 29 | — | FNF Group of Fidelity National Financial, Inc. (FNF) [ST] filing_status: New | subholding_of: Westend ETF | FNF | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | FNF0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | — | General Dynamics Corporation (GD) [ST] filing_status: New | subholding_of: Westend ETF | GD | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | GD0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 31 | — | Healthpeak Properties, Inc. (PEAK) [ST] filing_status: New | subholding_of: Westend ETF | PEAK | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | DOC0.95 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 32 | — | Home Depot, Inc. (HD) [ST] filing_status: New | subholding_of: Westend ETF | HD | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | HD0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 33 | — | HP Inc. (HPQ) [ST] filing_status: New | subholding_of: Westend ETF | HPQ | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | HPQ0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 34 | — | Iberdrola Sa Sponsored ADR (IBDRY) [ST] filing_status: New | subholding_of: Westend ETF | IBDRY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | IBDRY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 35 | — | Intel Corporation (INTC) [ST] filing_status: New | subholding_of: Westend ETF | INTC | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | INTC0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 36 | — | Johnson & Johnson (JNJ) [ST] filing_status: New | subholding_of: Westend ETF | JNJ | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | JNJ0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 37 | — | KeyCorp (KEY) [ST] filing_status: New | subholding_of: Westend ETF | KEY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | KEY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 38 | — | Kinder Morgan, Inc. (KMI) [ST] filing_status: New | subholding_of: Westend ETF | KMI | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | KMI0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 39 | — | McDonald's Corporation (MCD) [ST] filing_status: New | subholding_of: Westend ETF | MCD | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | MCD0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 40 | — | Medtronic plc. Ordinary Shares (MDT) [ST] filing_status: New | subholding_of: Westend ETF | MDT | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | MDT0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 41 | — | Merck & Company, Inc. Common Stock (MRK) [ST] filing_status: New | subholding_of: Westend ETF | MRK | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | MRK0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 42 | — | MetLife, Inc. (MET) [ST] filing_status: New | subholding_of: Westend ETF | MET | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | MET0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 43 | — | Michelin Compagnie Generale des Etablissements Michelin Unsponsored ADR representing Nom Shares (MGDDY) [ST] filing_status: New | subholding_of: Westend ETF | MGDDY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | MGDDY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 44 | — | Mondelez International, Inc. - Class A (MDLZ) [ST] filing_status: New | subholding_of: Westend ETF | MDLZ | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | MDLZ0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 45 | — | Muenchener Re Group AG Unsponsored ADR (MURGY) [ST] filing_status: New | subholding_of: Westend ETF | MURGY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | MURGY0.95 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 46 | — | Nestle SA Sponsored ADR representing Registered Shares Series B (NSRGY) [ST] filing_status: New | subholding_of: Westend ETF | NSRGY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | NSRGY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 47 | — | Nippon Telegraph and Telephone Corporation (NTT) [ST] filing_status: New | subholding_of: Westend ETF | NTT | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | NTTYY0.92 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 48 | — | NN Group NV Ordinary Shares (NNGPF) [ST] filing_status: New | subholding_of: Westend ETF | NNGPF | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | NNGRY0.92 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 49 | — | Novartis AG (NVS) [ST] filing_status: New | subholding_of: Westend ETF | NVS | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | NVS0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 50 | — | Pepsico, Inc. (PEP) [ST] filing_status: New | subholding_of: Westend ETF | PEP | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | PEP0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 51 | — | Persimmon Plc Unsponsored ADR (PSMMY) [ST] filing_status: New | subholding_of: Westend ETF | PSMMY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | PSMMY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 52 | — | Philip Morris International Inc (PM) [ST] filing_status: New | subholding_of: Westend ETF | PM | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | PM0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 53 | — | PNC Financial Services Group, Inc. (PNC) [ST] filing_status: New | subholding_of: Westend ETF | PNC | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | PNC0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 54 | — | Power Corp of Canada Ordinary Shares (PWCDF) [ST] filing_status: New | subholding_of: Westend ETF | PWCDF | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | PWCDF0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 55 | — | Procter & Gamble Company (PG) [ST] filing_status: New | subholding_of: Westend ETF | PG | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | PG0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 56 | — | ProLogis, Inc. (PLD) [ST] filing_status: New | subholding_of: Westend ETF | PLD | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | PLD0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 57 | — | Prudential Financial, Inc. (PRU) [ST] filing_status: New | subholding_of: Westend ETF | PRU | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | PRU0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 58 | — | Public Service Enterprise Group Incorporated (PEG) [ST] filing_status: New | subholding_of: Westend ETF | PEG | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | PEG0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 59 | — | Raytheon Technologies Corporation (RTX) [ST] filing_status: New | subholding_of: Westend ETF | RTX | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | RTX0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 60 | — | Rio Tinto Plc (RIO) [ST] filing_status: New | subholding_of: Westend ETF | RIO | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | RIO0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 61 | — | Roche Holdings AG Basel American Depositary Shares (RHHBY) [ST] filing_status: New | subholding_of: Westend ETF | RHHBY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | RHHBY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 62 | — | Sanofi - American Depositary Shares (SNY) [ST] filing_status: New | subholding_of: Westend ETF | SNY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | SNY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 63 | — | Siemens AG American Depositary Shares (SIEGY) [ST] filing_status: New | subholding_of: Westend ETF | SIEGY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | SIEGY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 64 | — | Smurfit Kappa Group Plc American Depositary Shares (SMFKY) [ST] filing_status: New | subholding_of: Westend ETF | SMFKY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 65 | — | Softbank Corp Unsponsored ADR (SFTBY) [ST] filing_status: New | subholding_of: Westend ETF | SFTBY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | SFTBY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 66 | — | Sonic Healthcare Ltd Unsponsored ADR (SKHCY) [ST] filing_status: New | subholding_of: Westend ETF | SKHCY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | —0.90 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 67 | — | Southern Company (SO) [ST] filing_status: New | subholding_of: Westend ETF | SO | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | SO0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 68 | — | Svenska Handelsbanken Unsponsored ADR representing A Shares (SVNLY) [ST] filing_status: New | subholding_of: Westend ETF | SVNLY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | SVNLY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 69 | — | Tesco Plc Ord American Depositary Shares (TSCDY) [ST] filing_status: New | subholding_of: Westend ETF | TSCDY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | TSCDY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 70 | — | The Bank of New York Mellon Corporation (BK) [ST] filing_status: New | subholding_of: Westend ETF | BK | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | BNY0.95 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 71 | — | Tokio Marine Holdings, Inc. Sponsored ADR (TKOMY) [ST] filing_status: New | subholding_of: Westend ETF | TKOMY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | TKOMY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 72 | — | TotalEnergies SE (TTE) [ST] filing_status: New | subholding_of: Westend ETF | TTE | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | TTE0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 73 | — | Toyota Motor Corporation (TM) [ST] filing_status: New | subholding_of: Westend ETF | TM | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | TM0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 74 | — | Truist Financial Corporation (TFC) [ST] filing_status: New | subholding_of: Westend ETF | TFC | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | TFC0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 75 | — | Tyson Foods, Inc. (TSN) [ST] filing_status: New | subholding_of: Westend ETF | TSN | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | TSN0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 76 | — | UGI Corporation (UGI) [ST] filing_status: New | subholding_of: Westend ETF | UGI | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | UGI0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 77 | — | United Overseas Bk Singapore American Depositary Shares (UOVEY) [ST] filing_status: New | subholding_of: Westend ETF | UOVEY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | UOVEY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 78 | — | Upm Kymmene Corp Ordinary Shares (UPMKF) [ST] filing_status: New | subholding_of: Westend ETF | UPMKF | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | —0.90 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 79 | — | VALE S.A. American Depositary Shares Each Representing one common share (VALE) [ST] filing_status: New | subholding_of: Westend ETF | VALE | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | VALE0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 80 | — | Verizon Communications Inc. (VZ) [ST] filing_status: New | subholding_of: Westend ETF | VZ | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | VZ0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 81 | — | W. P. Carey Inc. REIT (WPC) [ST] filing_status: New | subholding_of: Westend ETF | WPC | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | WPC0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 82 | — | Walmart Inc. (WMT) [ST] filing_status: New | subholding_of: Westend ETF | WMT | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | WMT0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 83 | — | Zurich Insurance Group Limited Sponsored American Depositary Shares (ZURVY) [ST] filing_status: New | subholding_of: Westend ETF | ZURVY | S | 03/16/2022 | 03/16/2022 | $1,001 - $15,000 | 1.00 | ZURVY0.98 | SellSell | Self | Mar 16, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |