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8219876ParsedOCR

DRo Khanna · House · ptr · filed Aug 7, 2023

Official filing metadata

Filer (as printed)
Hon. Rohit Khanna
Office (as printed)
CA17
Chamber
House
Filing type
ptr
Filing date
Aug 7, 2023
Filing year
2023
Document format
pdf_image

Processing (ours)

Status
Parsed
Rows parsed
194
Parser version
ocr_grid_v1
Fetched
Sep 9, 2026
Parsed
Sep 14, 2026
Internal id
3444

REVIEW OCR 13p, rotation [90]: 194 rows from 12 data pages, 1 pages unread

Reading this page

This filing is a scanned image. The left half of each row below is our OCR reading of it: text read from the page and the box marked in each column. Each row carries a confidence and, where the reading may be wrong, the reason. Check the official document before relying on a row. The right half is our normalized interpretation.

When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.

Rows · 194

Left: OCR reading of the scan · Right: normalized
Raw filing rows beside their normalized interpretation
Read from the scan by OCR · check the documentNormalized · our interpretation
#OwnerAssetTickerTypeTx dateNotifiedAmountConf.TickerTypeOwnerTx dateAmountClassFlags
1DCUBER TECHNOIOGIES INC—P07/17/202308/01/2023$1,001 - $15,0000.97—0.85BuyBuyDependentJul 17, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
2DCIAUTODESK INC DELAWARE—S (partial)07/17/202308/01/2023$1,001 - $15,0000.97—0.00PartialPartial saleDependentJul 17, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
3DCUNITEDHEALTH GP INC—P07/18/202308/01/2023$1,001 - $15,0000.97—0.90BuyBuyDependentJul 18, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
4DCVERISK ANALYTICS INC COM—S (partial)07/18/202308/01/2023$1,001 - $15,0000.97—0.90PartialPartial saleDependentJul 18, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
5DCUBER TECHNOLOGIES INC—P07/21/202308/01/2023$1,001 - $15,0000.97UBER0.95BuyBuyDependentJul 21, 2023$1,001 - $15,000mid $8KStockmodelled
6?AUTODESK INC DELAWARE
OCR: owner unreadable
—S (partial)07/21/202308/01/2023$1,001 - $15,0000.60—0.90PartialPartial saleUnknownJul 21, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
7DCAUTODESK INC DELAWARE—S (partial)07/27/202308/01/2023$1,001 - $15,0000.97—0.90PartialPartial saleDependentJul 27, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
8DCHedge Fund Select: ELT Assoclates llC Commitment—P07/01/202308/01/2023$1,000,001 - $5,000,0000.96—0.00BuyBuyDependentJul 1, 2023$1,000,001 - $5,000,000mid $3MMutual fundnot modelled
9DC[ACCENTURE PLC CMN CLASS A—P07/07/2023—$15,001 - $50,0000.95—0.90BuyBuyDependentJul 7, 2023$15,001 - $50,000mid $32.5KStockReviewnot modelled
10?INTUITIVE SURGICAL, INC, CMN
OCR: owner unreadable
—P07/07/202308/01/2023$15,001 - $50,0000.60—0.90BuyBuyUnknownJul 7, 2023$15,001 - $50,000mid $32.5KStockReviewnot modelled
11DCDISCOVER FINANCIAL SERVICES HYBRID PERPETUAL USD—P07/03/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuyDependentJul 3, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
12DCALLSTATE CORPORATION COMMON STOCK—P07/13/202308/01/2023$1,001 - $15,0000.95ALL0.95BuyBuyDependentJul 13, 2023$1,001 - $15,000mid $8KStockmodelled
13DCSBA COMMUNICATIONS CORPORATION CMN—P07/17/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 17, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
14DCWEULS FARGO & COMPANY HYBRID PERPETUAL—P07/17/202308/01/2023$1,001 - $15,0000.96—0.00BuyBuyDependentJul 17, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
15DCSEMPRA ENERGY HYBRID PERPETUAL USD—P07/03/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuyDependentJul 3, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
16DCCATERPILLAR INC (DELAWARE) CMN—P07/07/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 7, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
17DCMORGAN STANLEY CMN—P07/07/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuyDependentJul 7, 2023$1,001 - $15,000mid $8KStocknot modelled
18DCM&T BANK CORPORATION HYBRID PERPETUAL—P07/06/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuyDependentJul 6, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
19DCALLSTATE CORPORATION COMMON STOCK—P07/14/202308/01/2023$1,001 - $15,0000.96ALL0.95BuyBuyDependentJul 14, 2023$1,001 - $15,000mid $8KStockmodelled
20?CALL/ODFL FLEX EURO PM 340 EXP 07/07/2023
OCR: owner unreadable
—P07/07/202308/01/2023$1,001 - $15,0000.60—0.00BuyBuyUnknownJul 7, 2023$1,001 - $15,000mid $8KOptionReviewnot modelled
21DCCALL/MRVL FLEX EURO PM 48 EXP 07/07/2023—P07/07/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuyDependentJul 7, 2023$1,001 - $15,000mid $8KOptionnot modelled
22DC[WALT DISNEY COMPANY (THE) CMN—S07/07/202308/01/2023$15,001 - $50,0000.97THE0.95SellSellDependentJul 7, 2023$15,001 - $50,000mid $32.5KStockReviewmodelled
23DCDC .. DANAHER CORPORATION CMN—S07/07/202308/01/2023$15,001 - $50,0000.97—0.00SellSellDependentJul 7, 2023$15,001 - $50,000mid $32.5KStocknot modelled
24DCDC MICROSOFT CORPORATION CMN—S (partial)07/18/202308/01/2023$1,001 - $15,0000.96—0.90PartialPartial saleDependentJul 18, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
25DCMICROSOFT CORPORATION CMN—S (partial)07/14/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleDependentJul 14, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
26DCOLD DOMINION FREIGHT LINE, INC CMN—S (partial)07/07/202308/01/2023$1,001 - $15,0000.96—0.90PartialPartial saleDependentJul 7, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
27DCPHINIA INC. CMN—S07/28/202308/01/2023$1,001 - $15,0000.95—0.90SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
28DCLinde plc cmn.—S (partial)07/07/202308/01/2023$1,001 - $15,0000.96—0.90PartialPartial saleDependentJul 7, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
29DCDC BAXTER INTERNATIONAL INC CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
30DCBAXTER INTERNATIONAL INC CMN—P07/31/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 31, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
31DCALLSTATE CORPORATION COMMON STOCK—P07/13/202308/01/2023$1,001 - $15,0000.96ALL0.95BuyBuyDependentJul 13, 2023$1,001 - $15,000mid $8KStockmodelled
32DCWALGREENS BOOTS ALANCE, INC. CMN—S (partial)07/28/202308/01/2023$1,001 - $15,0000.96—0.00PartialPartial saleDependentJul 28, 2023$1,001 - $15,000mid $8KStocknot modelled
33DCURBAN OUTFITTERS INC CMN—S (partial)07/18/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleDependentJul 18, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
34DCAXALTA COATING SYSTEMS LTD. CMN—S (partial)07/12/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleDependentJul 12, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
35DCIAXALTA COATING SYSTEMS LTD. CMN—S (partial)07/21/202308/01/2023$1,001 - $15,0000.96—0.00PartialPartial saleDependentJul 21, 2023$1,001 - $15,000mid $8KStocknot modelled
36DCBANK OF NEW YORK MELLON CORPOR HYBRID MTN 10/25/2028 USD—P07/05/202308/01/2023$1,001 - $15,0000.96—0.00BuyBuyDependentJul 5, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
37?VERIZON COMMUNICATIONS, INC. 4.329% 09/21/2028 USD
OCR: owner unreadable
—P07/05/202308/01/2023$1,001 - $15,0000.60—0.90BuyBuyUnknownJul 5, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
38DCT-MOBILE US, INC. CMN—P07/28/202308/01/2023$1,001 - $15,0000.96—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
39DCABBVIE INC CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
40DCINTUIT INC CMN—P07/20/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 20, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
41DCTRANE TECHNOLOGIES PUBUC UMI CMN—P07/28/202308/01/2023$1,001 - $15,0000.96—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
42DCSTATE STREET CORPORATION HYBRID 12/03/2029 USD—P07/05/202308/01/2023$1,001 - $15,0000.96—0.00BuyBuyDependentJul 5, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
43DCREALTY INCOME CORP 3.1% 12/15/2029 USD—P07/05/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuyDependentJul 5, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
44DCGOLLAR GENERAL CORPORATION CMN—P07/28/202308/01/2023$1,001 - $15,0000.96—0.00BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStocknot modelled
45DCINTUIT INC CMN—P07/28/202308/01/2023$1,001 - $15,0000.96—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
46DCAUIOZONE, INC. CMN—P07/28/202308/01/2023$1,001 - $15,0000.96—0.00BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStocknot modelled
47DCVERIZON CONIMUNICATIONS, INC! CMN—P07/20/202308/01/2023$1,001 - $15,0000.96—0.00BuyBuyDependentJul 20, 2023$1,001 - $15,000mid $8KStocknot modelled
48DCTRUIST FINANCIAL CORPORATION CMN—P07/28/202308/01/2023$1,001 - $15,0000.96—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
49DCTRACTOR SUPPLY COMPANY CMN—P07/28/202308/01/2023$1,001 - $15,0000.96—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
50DCDEERE & COMPANY CMN—P07/28/2023—$1,001 - $15,0000.96—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
51DCQUANTA SERVICES INC CMN—P07/28/202308/01/2023$1,001 - $15,0000.96—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
52DCAMAZON.COM INC CMN—P07/28/202308/01/2023$1,001 - $15,0000.96—0.00BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStocknot modelled
53DCJPMORGAN CHASE & CO. HYBRID 02/24/2028 USD—P07/05/202308/01/2023$1,001 - $15,0000.96—0.00BuyBuyDependentJul 5, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
54DCBLK cMN—P07/28/202308/01/2023$1,001 - $15,0000.96—0.00BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStocknot modelled
55DCESTEE LAUDER COS INC CL-A CMN ClasS a—P07/28/202308/01/2023$1,001 - $15,0000.96—0.00BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStocknot modelled
56DCAMERIPRISE FINANCIAL, INC, CMN—P07/28/202308/01/2023$1,001 - $15,0000.96—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
57DCINTUITIVE SURGICAL, INC., CMN—P07/28/202308/01/2023$1,001 - $15,0000.96—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
58DCCOSTCO WHOLESALE CORPORATION CMN—P07/28/202308/01/2023$1,001 - $15,0000.96—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
59DCJILLUMINA, INC CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStocknot modelled
60DCTESLA, INC. CMN—P07/20/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 20, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
61DCQUALCOMM INC CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
62?CINTAS CORPORATION CMN
OCR: owner unreadable
—P07/28/2023—$1,001 - $15,0000.60—0.90BuyBuyUnknownJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
63DCCBRE GROUP, INC, CMN CLASS A—P07/28/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStocknot modelled
64DCKEYCORP CMN—P07/20/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 20, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
65DCQUALCOMM INC CMN—P07/20/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 20, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
66DCU.S. BANCORP CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
67?LOWES COMPANIES INC CMN
OCR: owner unreadable
—P07/28/202308/01/2023$1,001 - $15,0000.60—0.90BuyBuyUnknownJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
68?GENUINE PARTS CO. CMN
OCR: owner unreadable
—P07/28/202308/01/2023$1,001 - $15,0000.60—0.90BuyBuyUnknownJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
69?AT&T INC. CMN
OCR: owner unreadable
—P07/28/202308/01/2023$1,001 - $15,0000.60—0.90BuyBuyUnknownJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
70DC:NEWMONT CORP CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
71DCCITIzENS FINANCIAL GROUP, INC. CMN—P07/20/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuyDependentJul 20, 2023$1,001 - $15,000mid $8KStocknot modelled
72DCEPAM SYSTEMS, INC, CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
73DCENPHASE ENERGY, INC. CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
74DCULTA BEAUTY INC CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
75DCCOPART INCCMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
76DCAMPHENOL CORP CL-A (NEW) CMN CLasS A—P07/28/2023—$1,001 - $15,0000.95—0.60BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
77?PAYPAL HOLDINGS, INC, CMN
OCR: owner unreadable
—P07/28/202308/01/2023$1,001 - $15,0000.60—0.90BuyBuyUnknownJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
78DCVICI PROPERTIES INC. CMN—P07/28/202308/01/2023$1,001 - $15,0000.96—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
79?CROWN CASTLE INTL CORP CMN
OCR: owner unreadable
—P07/28/202308/01/2023$1,001 - $15,0000.60—0.00BuyBuyUnknownJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
80DCSBA COMMUNICATIONS CORPORATION CMN—P07/20/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 20, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
81DCARCHER-DANIELS-MIDLAND COMPANY CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
82DCCROWN CASTLE INTL CORP CMN—P07/20/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuyDependentJul 20, 2023$1,001 - $15,000mid $8KStocknot modelled
83DCGARMIN LTD CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
84DCS&P GLOBaL INC. CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
85DCALPHABET INC. CMN CLASS A—P07/28/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStocknot modelled
86DCCHARTER COMMUNICATiONS, INC. CMN—P07/20/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 20, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
87DCALIGN TECHNOLOGY, INC CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
88?CITIGROUP INC. HYBRID 07/24/2028 asn
OCR: owner unreadable
—P07/05/202308/01/2023$1,001 - $15,0000.60—0.00BuyBuyUnknownJul 5, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
89DCBANK OF AMERICA CORP CMN—P07/20/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 20, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
90?DANAHER CORPORATION CMN
OCR: owner unreadable
—P07/28/202308/01/2023$1,001 - $15,0000.60—0.90BuyBuyUnknownJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
91DCWALT DISNEY COMPANY (THE) CMN—P07/20/202308/01/2023$1,001 - $15,0000.96THE0.95BuyBuyDependentJul 20, 2023$1,001 - $15,000mid $8KStockReviewmodelled
92DCFORTINET, INC. CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
93DCDOLLAR TREE STORES, INC. CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
94DCMC DONALDS CORP CMN—P07/28/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuyDependentJul 28, 2023$1,001 - $15,000mid $8KStocknot modelled
95DCGENERAL MOTORS COMPANY CMN—S07/20/202308/01/2023$15,001 - $50,0000.97—0.90SellSellDependentJul 20, 2023$15,001 - $50,000mid $32.5KStockReviewnot modelled
96?THE HOME DEPOT, INC. CMN
OCR: owner unreadable
—S (partial)07/28/202308/01/2023$1,001 - $15,0000.60—0.90PartialPartial saleUnknownJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
97DCBRISTOL-MYERS SQUIBB COMPANY CMN—S07/28/202308/01/2023$1,001 - $15,0000.96—0.90SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
98DCD.R, HORTON, INC. CMN—S07/28/202308/01/2023$1,001 - $15,0000.95—0.00SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStocknot modelled
99DCTARGET CORPORATION CMN—S07/28/202308/01/2023$1,001 - $15,0000.96—0.90SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
100DCTHE HErshEY cOmPanY cmn—S07/28/202308/01/2023$1,001 - $15,0000.95—0.90SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
101DCUNITED RENTALS, INC, CMN—S07/28/202308/01/2023$1,001 - $15,0000.95—0.90SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
102DCCARRIER GLOBAL CORPORATION CMN—S07/28/202308/01/2023$1,001 - $15,0000.95—0.90SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
103DCTHERMO FISHER SCIENTIFIC INC CMN—S (partial)07/28/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
104DCEDWARDS LIFESCIENCES CORPORATI CMN—S (partial)07/28/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
105DCSIMON PROPERTY GROUP INC CMN—S (partial)07/28/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
106DCEXTRA SPACE STORAGE INC. CMN—S07/28/202308/01/2023$1,001 - $15,0000.95—0.90SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
107DCALBEMARLE CORP CMN—S (partial)07/28/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
108DCEQUIFAX INC, CMN—S07/28/202308/01/2023$1,001 - $15,0000.95—0.90SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
109DCPFIZER INC. CMN—S (partial)07/28/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
110DCMICROSOFT CORPORATION CMN—S (partial)07/28/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
111DCREGENERON PHARMACEUTICAL INC CMN—S (partial)07/28/202308/01/2023$1,001 - $15,0000.95—0.00PartialPartial saleDependentJul 28, 2023$1,001 - $15,000mid $8KStocknot modelled
112?NIKE CLASS-B CMN CLASS B
OCR: owner unreadable
—S (partial)07/28/202308/01/2023$1,001 - $15,0000.60—0.00PartialPartial saleUnknownJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
113DCCONAGRA BRANDS INC CMN—S07/28/202308/01/2023$1,001 - $15,0000.95—0.90SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
114DCORGANON & CO CMN—S07/28/202308/01/2023$1,001 - $15,0000.96—0.90SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
115DCCLOROX CO (THE) (DELAWARE) CMN—S (partial)07/28/202308/01/2023$1,001 - $15,0000.95THE0.95PartialPartial saleDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewmodelled
116DCINSULET CORPORATION CMN—S07/28/202308/01/2023$1,001 - $15,0000.95—0.90SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
117DCPALO ALTO NETWORKS INC, CMN—S (partial)07/28/202308/01/2023$1,001 - $15,0000.96—0.90PartialPartial saleDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
118DCCORTEVA, INC. CMN—S07/28/202308/01/2023$1,001 - $15,0000.96—0.90SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
119?LaMB WESTON HoLDINGS, INC. CMN
OCR: owner unreadable
—S07/28/202308/01/2023$1,001 - $15,0000.60—0.90SellSellUnknownJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
120DCHOLOGIC INCORPORATED CMN—S07/28/202308/01/2023$1,001 - $15,0000.96—0.00SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStocknot modelled
121DCGE HEALTHCARE TECHNOLOGIES INC CMN—S (partial)07/28/202308/01/2023$1,001 - $15,0000.96—0.90PartialPartial saleDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
122DCMODERNA, INC, CMN—S (partial)07/28/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
123?MONSTER BEVERAGE CORPORATION CMN
OCR: owner unreadable
—S (partial)07/28/202308/01/2023$1,001 - $15,0000.60—0.90PartialPartial saleUnknownJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
124DCMGM RESORTS INTERNATIONAL CMN—S07/28/202308/01/2023$1,001 - $15,0000.95—0.90SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
125?NoRKDaY, INC, CMN CIaSSA
OCR: owner unreadable
—S07/28/202308/01/2023$1,001 - $15,0000.60—0.00SellSellUnknownJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
126DCCERIDIAN HCM HOLDING INC. CMN—S07/28/202308/01/2023$1,001 - $15,0000.95—0.00SellSellDependentJul 28, 2023$1,001 - $15,000mid $8KStocknot modelled
127DCSTATE STREET'CORPORATION (NEW) CMN—S (partial)07/28/202308/01/2023$1,001 - $15,0000.96—0.60PartialPartial saleDependentJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
128SPRALEIGH 'N C LT OBUG REV 1.9640% 110/01/30 A0—P07/05/202308/01/2023$1,001 - $15,0000.96—0.00BuyBuySpouseJul 5, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
129SPBAXTER INTERNATIONAL INC CMN—P07/28/202308/01/2023$15,001 - $50,0000.96—0.90BuyBuySpouseJul 28, 2023$15,001 - $50,000mid $32.5KStockReviewnot modelled
130SPBAXTER INTERNATIONAL INC CMN—P07/31/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuySpouseJul 31, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
131SPMOHAWK INDUSTRIES INC COMMON STOCK—P—08/01/2023$1,001 - $15,0000.95MHK0.95BuyBuySpouse—$1,001 - $15,000mid $8KStockReviewnot modelled
132SPSENSATA TECHNOLOGIES HOLDING P—P07/28/202308/01/2023$1,001 - $15,0000.88—0.90BuyBuySpouseJul 28, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
133SPAEB LTD SPONSORED ADR CMN—P07/14/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuySpouseJul 14, 2023$1,001 - $15,000mid $8KStocknot modelled
134SPMOHAWK INDUSTRIES INC COMMON STOCK—P07/05/202308/01/2023$1,001 - $15,0000.95MHK0.95BuyBuySpouseJul 5, 2023$1,001 - $15,000mid $8KStockmodelled
135SPTAWAN SEMICONDUCTOR MFG ADS LTD ADS 1ADS EQUALS SORDS—P07/14/202308/01/2023$1,001 - $15,0000.96—0.00BuyBuySpouseJul 14, 2023$1,001 - $15,000mid $8KStocknot modelled
136SPCALL/TSM FLEX EURO PM @ 93 EXP 07/14/2023—P07/14/202308/01/2023$1,001 - $15,0000.96—0.00BuyBuySpouseJul 14, 2023$1,001 - $15,000mid $8KOptionnot modelled
137SPCALL/STM FLEX EURO PM (@ 47 EXP 07/14/2023—P07/14/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuySpouseJul 14, 2023$1,001 - $15,000mid $8KOptionnot modelled
138SPPUT/XSP @ 421 EXP 09/15/2023—S07/06/202308/01/2023$1,001 - $15,0000.95—0.00SellSellSpouseJul 6, 2023$1,001 - $15,000mid $8KOptionnot modelled
139SPPUT/XSP @ 445 EXP 09/08/2023—S07/26/202308/01/2023$1,001 - $15,0000.96—0.00SellSellSpouseJul 26, 2023$1,001 - $15,000mid $8KOptionnot modelled
140SPPUT/XSP @ 439 EXP 09/29/2023—S07/20/202308/01/2023$1,001 - $15,0000.95—0.00SellSellSpouseJul 20, 2023$1,001 - $15,000mid $8KOptionnot modelled
141SPPUT/XSP @ 432 EXp 08/25/2023—S07/13/202308/01/2023$1,001 - $15,0000.96—0.00SellSellSpouseJul 13, 2023$1,001 - $15,000mid $8KOptionnot modelled
142SPWALGREENS BOOTS ALLIANCE, INC. CMN—S (partial)07/28/202308/01/2023$15,001 - $50,0000.97—0.00PartialPartial saleSpouseJul 28, 2023$15,001 - $50,000mid $32.5KStocknot modelled
143SPGENERAL MOTORS COMPANY CMN—S (partial)07/19/202308/01/2023$15,001 - $50,0000.97—0.90PartialPartial saleSpouseJul 19, 2023$15,001 - $50,000mid $32.5KStockReviewnot modelled
144SPSENSATA TECHNOLOGIES HOLDHNG P CMN—S (partial)07/19/202308/01/2023$15,001 - $50,0000.97—0.90PartialPartial saleSpouseJul 19, 2023$15,001 - $50,000mid $32.5KStockReviewnot modelled
145SPELANCO ANIMAL HEALTH INCORPORA CMN—S (partial)07/25/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleSpouseJul 25, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
146SPURBAN OUTFITTERS INC CMN—S (partial)07/03/202308/01/2023$1,001 - $15,0000.96—0.90PartialPartial saleSpouseJul 3, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
147SPURBAN OUTFITTERS INC CMN—S (partial)07/07/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleSpouseJul 7, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
148SPAXALTA COATING SYSTEMS LTD, CMN—S (partial)07/18/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleSpouseJul 18, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
149SPAXALTA COATING SYSTEMS LTD. CMN—S (partial)07/25/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleSpouseJul 25, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
150SPAXALTA COATING SYSTEMS LTD. CMN—S (partial)07/21/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleSpouseJul 21, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
151SPAXALTA COATING SYSTEMS LTD, CMN—S (partial)07/20/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleSpouseJul 20, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
152SPAXALTA COATING SYSTEMS ITD. CMN—S (partial)07/28/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleSpouseJul 28, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
153SPWALGREENS BOOTS ALLIANCE, INC. CMN—S (partial)07/31/202308/01/2023$1,001 - $15,0000.95—0.00PartialPartial saleSpouseJul 31, 2023$1,001 - $15,000mid $8KStocknot modelled
154SPELANCO ANIMAL HEALTH INCORPORA CMN
OCR: date uncertain
—S (partial)07/27/2023—$1,001 - $15,0000.60—0.90PartialPartial saleSpouseJul 27, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
155SPURBAN OUTFITTERS INC CMN—S (partial)07/10/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleSpouseJul 10, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
156SPURBAN OUTFITTERS INC CMN—S (partial)07/18/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleSpouseJul 18, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
157SPAXALTA COATING SYSTEMS LTD. CMN—S (partial)07/12/202308/01/2023$1,001 - $15,0000.95—0.90PartialPartial saleSpouseJul 12, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
158SPAXALTA COATING SYSTEMS LTE, CMN—S (partial)07/19/202308/01/2023$1,001 - $15,0000.96—0.90PartialPartial saleSpouseJul 19, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
159SPBANK OF NEW YORK MELLON CORPOR HYBRID 04/26/2G27—P07/05/202308/01/2023$15,001 - $50,0000.96—0.90BuyBuySpouseJul 5, 2023$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
160SPAMERICAN EXPRESS COMPANY 5.85% 11/0S/2027 USD—P07/05/202308/01/2023$15,001 - $50,0000.96—0.90BuyBuySpouseJul 5, 2023$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
161SPMITSUBISHI UFI FINANCIAL GROUP 4.05% 09/11/2028 uSD—P07/05/202308/01/2023$15,001 - $50,0000.95—0.00BuyBuySpouseJul 5, 2023$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
162SPAMGEN 1NC. 5.15% 03/02/2028—P07/05/202308/01/2023$15,001 - $50,0000.96—0.00BuyBuySpouseJul 5, 2023$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
163SPAON CORP/AON GLOBAL HOLD 2.85% 05/28/2027 USD—P07/05/202308/01/2023$15,001 - $50,0000.95—0.00BuyBuySpouseJul 5, 2023$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
164SPEBAY INC. 3.6% 06/05/2027 USD—P07/05/202308/01/2023$15,001 - $50,0000.96—0.00BuyBuySpouseJul 5, 2023$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
165SPNASDAQ, INC. S.35% 06/28/2028—P07/05/202308/01/2023$15,001 - $50,0000.96—0.00BuyBuySpouseJul 5, 2023$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
166SPSIMON PROPERTY GROUP, L.P. 3.37S% 12/01/2027 USD—P07/05/202308/01/2023$15,001 - $50,0000.96—0.00BuyBuySpouseJul 5, 2023$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
167SPCITIGROUP INC, HYBRID 06/09/2027 USD—P07/05/202308/01/2023$15,001 - $50,0000.96—0.00BuyBuySpouseJul 5, 2023$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
168SPFISERV INC 5.45% 03/02/2028—P07/05/202308/01/2023$15,001 - $50,0000.96—0.00BuyBuySpouseJul 5, 2023$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
169SPSTATE STREET CORPORATION HYBRID 02/07/2028 USD—P07/05/202308/01/2023$15,001 - $50,0000.96—0.00BuyBuySpouseJul 5, 2023$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
170SPCITIGROUP INC. HYBRID 07/24/2028 USD—P07/05/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuySpouseJul 5, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
171SPBOSToN SCIENTIFIC CORP 3.4S% 03/01/2024 USD—P07/05/202308/01/2023$1,001 - $15,0000.95—0.90BuyBuySpouseJul 5, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
172SPWELLS FARGO & COMPANY HYBRID PERPETUAL—P07/17/202308/01/2023$1,001 - $15,0000.95—0.00BuyBuySpouseJul 17, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
173SPALLSTATE CORPORATION COMMON STOCK—P07/13/202308/01/2023$1,001 - $15,0000.96ALL0.95BuyBuySpouseJul 13, 2023$1,001 - $15,000mid $8KStockmodelled
174SPSBA COMMUNICATIONS CORPORATION CMN—P07/17/202308/01/2023$1,001 - $15,0000.96—0.90BuyBuySpouseJul 17, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
175SPALLSTATE CORPORATION COMMON sTock—P07/14/202308/01/2023$1,001 - $15,0000.95ALL0.95BuyBuySpouseJul 14, 2023$1,001 - $15,000mid $8KStockmodelled
176SPPARAMOUNT GLOBAL HYBRID 03/30/2062 USD—S07/13/202308/01/2023$1,001 - $15,0000.96—0.00SellSellSpouseJul 13, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
177SP—
OCR: asset missing
—S (partial)07/18/202308/01/2023$1,001 - $15,0000.30—0.00PartialPartial saleSpouseJul 18, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
178SPMICROSOFT CORPORATION CMN—S (partial)07/14/202308/01/2023$1,001 - $15,0000.96—0.90PartialPartial saleSpouseJul 14, 2023$1,001 - $15,000mid $8KStockReviewnot modelled
179DCHedge Fund Select: EtT Assoclates LlC Commitment—P07/01/202308/01/2023$1,000,001 - $5,000,0000.91—0.00BuyBuyDependentJul 1, 2023$1,000,001 - $5,000,000mid $3MMutual fundnot modelled
180?TRUIST FINANGIAL CORPORATION HYBRID MTN 10/28/2026 USD
OCR: owner unreadable
—S07/13/202308/01/2023$15,001 - $50,0000.60—0.00SellSellUnknownJul 13, 2023$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
181DCDELL INTERNATIONAL L.L.C. 5.25% 02/01/2028—S07/13/202308/01/2023$15,001 - $50,0000.97—0.00SellSellDependentJul 13, 2023$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
182DCFOX CORPORATION 4.709% 01/25/2029 UsD—S07/13/202308/01/2023$15,001 - $50,0000.97—0.00SellSellDependentJul 13, 2023$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
183?NXP BV/NXP FUNDING LLC 5.55% 12/01/2078 USD
OCR: owner unreadable
—S07/13/202308/01/2023$15,001 - $50,0000.60—0.00SellSellUnknownJul 13, 2023$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
184DCMORGAN STANLEY HYBRID 12/10/2026 USD—S07/13/202308/01/2023$1,001 - $15,0000.96—0.00SellSellDependentJul 13, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
185DCTHE BANK OF NOVA SCOTIA 4.5% 12/16/2025 USD—S07/06/202308/01/2023$1,001 - $15,0000.96—0.00SellSellDependentJul 6, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
186DCRELX CAPITAL INC 3.0% 05/22/2030 USD—S07/13/202308/01/2023$1,001 - $15,0000.96—0.00SellSellDependentJul 13, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
187DCBAXTER INTERNATIONAL INC 2.272% 12/01/2028 USD—S07/13/202308/01/2023$1,001 - $15,0000.96—0.90SellSellDependentJul 13, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
188DCT-MObILE uSA, INC, 3.375% 04/15/2029 USD—S07/13/202308/01/2023$1,001 - $15,0000.95—0.00SellSellDependentJul 13, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
189DCSIMON PROPERTY GROUP, L.P. 3.375% 12/01/2027 USD—S (partial)07/13/202308/01/2023$1,001 - $15,0000.95—0.00PartialPartial saleDependentJul 13, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
190DCGENERAL MOTORS FINL CO S.85% 04/06/2030—S (partial)07/13/202308/01/2023$1,001 - $15,0000.95—0.00PartialPartial saleDependentJul 13, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
191?TORONTO-DOMINION BANK (THE) MTN 4.108% 06/08/2027 USD
OCR: owner unreadable
—S (partial)07/13/202308/01/2023$1,001 - $15,0000.60THE0.95PartialPartial saleUnknownJul 13, 2023$1,001 - $15,000mid $8KStockReviewmodelled
192DCAMGEN INC. 5.25% 03/02/2030—S (partial)07/13/2023—$1,001 - $15,0000.95—0.00PartialPartial saleDependentJul 13, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
193DCBANK OF AMERICA CORPORATION HYBRID MTN 07/23/2029 USD—S (partial)07/13/202308/01/2023$1,001 - $15,0000.96—0.00PartialPartial saleDependentJul 13, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled
194DCBAT INTL. FINANCE PLC 4.448% 03/16/2028 USD—S (partial)07/13/202308/01/2023$1,001 - $15,0000.95—0.00PartialPartial saleDependentJul 13, 2023$1,001 - $15,000mid $8KUnknownReviewnot modelled