Official filing metadata
- Filer (as printed)
- Hon. Greg Stanton
- Office (as printed)
- AZ04
- Chamber
- House
- Filing type
- ptr
- Filing date
- Nov 9, 2023
- Filing year
- 2023
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 188
- Parser version
- house_pdf_v1
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 3622
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 188
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | SP | 3M Company (MMM) [ST] filing_status: New | description: Purchase of this stock was above the $1000 reporting threshold. The sale fell below the $1000 threshold and is therefore not reported. | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MMM | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | MMM0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | SP | Abbott Laboratories (ABT) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ABT | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | ABT0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 3 | SP | Abbott Laboratories (ABT) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ABT | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | ABT0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | SP | AbbVie Inc. (ABBV) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ABBV | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | ABBV0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | SP | AbbVie Inc. (ABBV) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ABBV | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | ABBV0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | SP | Accenture plc Class A Ordinary Shares (ACN) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ACN | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | ACN0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | SP | Accenture plc Class A Ordinary Shares (ACN) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ACN | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | ACN0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | SP | Adobe Inc. (ADBE) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ADBE | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | ADBE0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 9 | SP | Adobe Inc. (ADBE) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ADBE | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | ADBE0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | SP | Advanced Micro Devices, Inc. (AMD) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AMD | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | AMD0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | SP | Advanced Micro Devices, Inc. (AMD) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AMD | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | AMD0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | SP | Alphabet Inc. - Class A (GOOGL) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | GOOGL | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | GOOGL0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | SP | Alphabet Inc. - Class A (GOOGL) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | GOOGL | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | GOOGL0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | SP | Alphabet Inc. - Class C Capital Stock (GOOG) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | GOOG | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | GOOG0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | SP | Alphabet Inc. - Class C Capital Stock (GOOG) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | GOOG | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | GOOG0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 16 | SP | Amazon.com, Inc. (AMZN) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AMZN | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | AMZN0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | SP | Amazon.com, Inc. (AMZN) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AMZN | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | AMZN0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 18 | SP | American Express Company (AXP) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AXP | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | AXP0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 19 | SP | American Express Company (AXP) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AXP | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | AXP0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 20 | SP | Amgen Inc. (AMGN) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AMGN | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | AMGN0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 21 | SP | Amgen Inc. (AMGN) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AMGN | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | AMGN0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 22 | SP | Analog Devices, Inc. (ADI) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ADI | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | ADI0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 23 | SP | Analog Devices, Inc. (ADI) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ADI | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | ADI0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 24 | SP | Apple Inc. (AAPL) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AAPL | S | 10/24/2023 | 10/26/2023 | $15,001 - $50,000 | 1.00 | AAPL0.98 | SellSell | Spouse | Oct 24, 2023 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 25 | SP | Apple Inc. (AAPL) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AAPL | P | 09/26/2023 | 10/21/2023 | $15,001 - $50,000 | 1.00 | AAPL0.98 | BuyBuy | Spouse | Sep 26, 2023 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 26 | SP | Applied Materials, Inc. (AMAT) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AMAT | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | AMAT0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 27 | SP | Applied Materials, Inc. (AMAT) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AMAT | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | AMAT0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 28 | SP | AT&T Inc. (T) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | T | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | T0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 29 | SP | AT&T Inc. (T) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | T | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | T0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | SP | Axon Enterprise, Inc. (AXON) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AXON | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | AXON0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 31 | SP | Axon Enterprise, Inc. (AXON) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AXON | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | AXON0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 32 | SP | Ball Corporation (BALL) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | BALL | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | BALL0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 33 | SP | Ball Corporation (BALL) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | BALL | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | BALL0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 34 | SP | Bank of America Corporation (BAC) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | BAC | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | BAC0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 35 | SP | Bank of America Corporation (BAC) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | BAC | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | BAC0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 36 | SP | Becton, Dickinson and Company (BDX) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | BDX | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | BDX0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 37 | SP | Becton, Dickinson and Company (BDX) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | BDX | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | BDX0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 38 | SP | Berkshire Hathaway Inc. New (BRK.B) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | BRK.B | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | BRK-B0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 39 | SP | Berkshire Hathaway Inc. New (BRK.B) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | BRK.B | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | BRK-B0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 40 | SP | BlackRock, Inc. (BLK) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | BLK | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | BLK0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 41 | SP | BlackRock, Inc. (BLK) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | BLK | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | BLK0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 42 | SP | Bristol-Myers Squibb Company (BMY) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | BMY | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | BMY0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 43 | SP | Bristol-Myers Squibb Company (BMY) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | BMY | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | BMY0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 44 | SP | Broadcom Inc. (AVGO) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AVGO | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | AVGO0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 45 | SP | Broadcom Inc. (AVGO) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | AVGO | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | AVGO0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 46 | SP | Caterpillar, Inc. (CAT) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | CAT | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | CAT0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 47 | SP | Caterpillar, Inc. (CAT) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | CAT | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | CAT0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 48 | SP | Chevron Corporation (CVX) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | CVX | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | CVX0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 49 | SP | Chevron Corporation (CVX) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | CVX | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | CVX0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 50 | SP | Chubb Limited (CB) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | CB | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | CB0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 51 | SP | Chubb Limited (CB) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | CB | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | CB0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 52 | SP | Cisco Systems, Inc. (CSCO) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | CSCO | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | CSCO0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 53 | SP | Cisco Systems, Inc. (CSCO) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | CSCO | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | CSCO0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 54 | SP | Citigroup, Inc. (C) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | C | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | C0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 55 | SP | Citigroup, Inc. (C) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | C | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | C0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 56 | SP | Coca-Cola Company (KO) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | KO | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | KO0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 57 | SP | Coca-Cola Company (KO) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | KO | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | KO0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 58 | SP | Comcast Corporation - Class A (CMCSA) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | CMCSA | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | CMCSA0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 59 | SP | Comcast Corporation - Class A (CMCSA) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | CMCSA | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | CMCSA0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 60 | SP | ConocoPhillips (COP) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | COP | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | COP0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 61 | SP | ConocoPhillips (COP) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | COP | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | COP0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 62 | SP | Costco Wholesale Corporation (COST) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | COST | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | COST0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 63 | SP | Costco Wholesale Corporation (COST) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | COST | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | COST0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 64 | SP | Danaher Corporation (DHR) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | DHR | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | DHR0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 65 | SP | Danaher Corporation (DHR) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | DHR | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | DHR0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 66 | SP | Deere & Company (DE) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | DE | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | DE0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 67 | SP | Deere & Company (DE) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | DE | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | DE0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 68 | SP | Elevance Health, Inc. (ELV) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ELV | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | ELV0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 69 | SP | Elevance Health, Inc. (ELV) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ELV | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | ELV0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 70 | SP | Eli Lilly and Company (LLY) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | LLY | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | LLY0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 71 | SP | Eli Lilly and Company (LLY) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | LLY | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | LLY0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 72 | SP | Exxon Mobil Corporation (XOM) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | XOM | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | XOM0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 73 | SP | Exxon Mobil Corporation (XOM) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | XOM | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | XOM0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 74 | SP | Gilead Sciences, Inc. (GILD) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | GILD | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | GILD0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 75 | SP | Gilead Sciences, Inc. (GILD) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | GILD | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | GILD0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 76 | SP | Goldman Sachs Group, Inc. (GS) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | — | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | GS0.95 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 77 | SP | Goldman Sachs Group, Inc. (GS) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | — | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | GS0.95 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 78 | SP | Home Depot, Inc. (HD) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | HD | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | HD0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 79 | SP | Home Depot, Inc. (HD) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | HD | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | HD0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 80 | SP | Howmet Aerospace Inc. (HWM) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | HWM | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | HWM0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 81 | SP | Howmet Aerospace Inc. (HWM) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | HWM | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | HWM0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 82 | SP | Intel Corporation (INTC) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | INTC | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | INTC0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 83 | SP | Intel Corporation (INTC) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | INTC | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | INTC0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 84 | SP | International Business Machines Corporation (IBM) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | IBM | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | IBM0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 85 | SP | International Business Machines Corporation (IBM) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | IBM | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | IBM0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 86 | SP | Intuit Inc. (INTU) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | INTU | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | INTU0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 87 | SP | Intuit Inc. (INTU) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | INTU | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | INTU0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 88 | SP | Intuitive Surgical, Inc. (ISRG) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ISRG | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | ISRG0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 89 | SP | Intuitive Surgical, Inc. (ISRG) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ISRG | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | ISRG0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 90 | SP | Jacobs Solutions Inc. (J) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | J | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | J0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 91 | SP | Jacobs Solutions Inc. (J) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | J | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | J0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 92 | SP | Johnson & Johnson (JNJ) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | JNJ | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | JNJ0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 93 | SP | Johnson & Johnson (JNJ) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | JNJ | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | JNJ0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 94 | SP | JP Morgan Chase & Co. (JPM) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | JPM | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | JPM0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 95 | SP | JP Morgan Chase & Co. (JPM) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | JPM | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | JPM0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 96 | SP | Lam Research Corporation (LRCX) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | LRCX | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | LRCX0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 97 | SP | Lam Research Corporation (LRCX) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | LRCX | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | LRCX0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 98 | SP | Linde plc Ordinary Shares (LIN) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | LIN | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | LIN0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 99 | SP | Linde plc Ordinary Shares (LIN) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | LIN | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | LIN0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 100 | SP | Lowe's Companies, Inc. (LOW) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | LOW | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | LOW0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 101 | SP | Lowe's Companies, Inc. (LOW) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | LOW | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | LOW0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 102 | SP | Marsh & McLennan Companies, Inc. (MMC) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MMC | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | MRSH0.95 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 103 | SP | Marsh & McLennan Companies, Inc. (MMC) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MMC | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | MRSH0.95 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 104 | SP | Mastercard Incorporated (MA) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MA | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | MA0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 105 | SP | Mastercard Incorporated (MA) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MA | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | MA0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 106 | SP | McDonald's Corporation (MCD) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MCD | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | MCD0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 107 | SP | McDonald's Corporation (MCD) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MCD | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | MCD0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 108 | SP | Medtronic plc. Ordinary Shares (MDT) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MDT | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | MDT0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 109 | SP | Medtronic plc. Ordinary Shares (MDT) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MDT | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | MDT0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 110 | SP | Merck & Company, Inc. Common Stock (MRK) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MRK | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | MRK0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 111 | SP | Merck & Company, Inc. Common Stock (MRK) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MRK | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | MRK0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 112 | SP | Meta Platforms, Inc. - Class A (META) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | META | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | META0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 113 | SP | Meta Platforms, Inc. - Class A (META) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | META | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | META0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 114 | SP | Microsoft Corporation (MSFT) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MSFT | P | 09/26/2023 | 10/21/2023 | $15,001 - $50,000 | 1.00 | MSFT0.98 | BuyBuy | Spouse | Sep 26, 2023 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 115 | SP | Microsoft Corporation (MSFT) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MSFT | S | 10/24/2023 | 10/26/2023 | $15,001 - $50,000 | 1.00 | MSFT0.98 | SellSell | Spouse | Oct 24, 2023 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 116 | SP | Mondelez International, Inc. - Class A (MDLZ) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MDLZ | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | MDLZ0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 117 | SP | Mondelez International, Inc. - Class A (MDLZ) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MDLZ | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | MDLZ0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 118 | SP | Morgan Stanley (MS) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MS | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | MS0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 119 | SP | Morgan Stanley (MS) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | MS | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | MS0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 120 | SP | Netflix, Inc. (NFLX) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | NFLX | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | NFLX0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 121 | SP | Netflix, Inc. (NFLX) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | NFLX | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | NFLX0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 122 | SP | NextEra Energy, Inc. (NEE) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | NEE | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | NEE0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 123 | SP | NextEra Energy, Inc. (NEE) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | NEE | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | NEE0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 124 | SP | Nike, Inc. (NKE) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | NKE | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | NKE0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 125 | SP | Nike, Inc. (NKE) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | NKE | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | NKE0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 126 | SP | NVIDIA Corporation (NVDA) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | NVDA | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | NVDA0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 127 | SP | NVIDIA Corporation (NVDA) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | NVDA | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | NVDA0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 128 | SP | Oracle Corporation (ORCL) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ORCL | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | ORCL0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 129 | SP | Oracle Corporation (ORCL) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ORCL | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | ORCL0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 130 | SP | Palo Alto Networks, Inc. (PANW) [ST] filing_status: New | description: Purchase of this stock fell below the $1000 reporting threshold. The sale of the stock was above $1000 and is reported. | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | PANW | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | PANW0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 131 | SP | Parker-Hannifin Corporation (PH) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | PH | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | PH0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 132 | SP | Parker-Hannifin Corporation (PH) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | PH | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | PH0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 133 | SP | Pepsico, Inc. (PEP) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | PEP | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | PEP0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 134 | SP | Pepsico, Inc. (PEP) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | PEP | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | PEP0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 135 | SP | Pfizer, Inc. (PFE) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | PFE | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | PFE0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 136 | SP | Pfizer, Inc. (PFE) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | PFE | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | PFE0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 137 | SP | Philip Morris International Inc (PM) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | PM | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | PM0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 138 | SP | Philip Morris International Inc (PM) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | PM | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | PM0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 139 | SP | Procter & Gamble Company (PG) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | PG | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | PG0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 140 | SP | Procter & Gamble Company (PG) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | PG | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | PG0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 141 | SP | Progressive Corporation (PGR) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | PGR | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | PGR0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 142 | SP | Progressive Corporation (PGR) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | PGR | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | PGR0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 143 | SP | ProLogis, Inc. (PLD) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | PLD | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | PLD0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 144 | SP | ProLogis, Inc. (PLD) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | PLD | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | PLD0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 145 | SP | QUALCOMM Incorporated (QCOM) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | QCOM | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | QCOM0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 146 | SP | QUALCOMM Incorporated (QCOM) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | QCOM | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | QCOM0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 147 | SP | S&P Global Inc. (SPGI) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | SPGI | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | SPGI0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 148 | SP | S&P Global Inc. (SPGI) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | SPGI | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | SPGI0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 149 | SP | Salesforce, Inc. (CRM) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | CRM | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | CRM0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 150 | SP | Salesforce, Inc. (CRM) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | CRM | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | CRM0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 151 | SP | ServiceNow, Inc. (NOW) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | NOW | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | NOW0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 152 | SP | ServiceNow, Inc. (NOW) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | NOW | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | NOW0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 153 | SP | Starbucks Corporation (SBUX) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | SBUX | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | SBUX0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 154 | SP | Starbucks Corporation (SBUX) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | SBUX | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | SBUX0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 155 | SP | Stryker Corporation (SYK) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | SYK | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | SYK0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 156 | SP | Stryker Corporation (SYK) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | SYK | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | SYK0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 157 | SP | Teledyne Technologies Incorporated (TDY) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | TDY | S | 10/24/2022 | 10/26/2023 | $1,001 - $15,000 | 1.00 | TDY0.98 | SellSell | Spouse | Oct 24, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 158 | SP | Teledyne Technologies Incorporated (TDY) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | TDY | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | TDY0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 159 | SP | Tesla, Inc. (TSLA) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | TSLA | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | TSLA0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 160 | SP | Tesla, Inc. (TSLA) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | TSLA | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | TSLA0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 161 | SP | Texas Instruments Incorporated (TXN) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | TXN | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | TXN0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 162 | SP | Texas Instruments Incorporated (TXN) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | TXN | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | TXN0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 163 | SP | Thermo Fisher Scientific Inc (TMO) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | TMO | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | TMO0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 164 | SP | Thermo Fisher Scientific Inc (TMO) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | TMO | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | TMO0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 165 | SP | TJX Companies, Inc. (TJX) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | TJX | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | TJX0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 166 | SP | TJX Companies, Inc. (TJX) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | TJX | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | TJX0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 167 | SP | T-Mobile US, Inc. (TMUS) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | TMUS | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | TMUS0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 168 | SP | T-Mobile US, Inc. (TMUS) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | TMUS | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | TMUS0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 169 | SP | Union Pacific Corporation (UNP) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | UNP | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | UNP0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 170 | SP | Union Pacific Corporation (UNP) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | UNP | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | UNP0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 171 | SP | United Parcel Service, Inc. (UPS) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | UPS | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | UPS0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 172 | SP | United Parcel Service, Inc. (UPS) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | UPS | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | UPS0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 173 | SP | UnitedHealth Group Incorporated Common Stock (UNH) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | UNH | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | UNH0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 174 | SP | UnitedHealth Group Incorporated Common Stock (UNH) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | UNH | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | UNH0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 175 | SP | Verizon Communications Inc. (VZ) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | VZ | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | VZ0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 176 | SP | Verizon Communications Inc. (VZ) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | VZ | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | VZ0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 177 | SP | Vertex Pharmaceuticals Incorporated (VRTX) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | VRTX | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | VRTX0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 178 | SP | Vertex Pharmaceuticals Incorporated (VRTX) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | VRTX | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | VRTX0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 179 | SP | Visa Inc. (V) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | V | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | V0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 180 | SP | Visa Inc. (V) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | V | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | V0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 181 | SP | Walmart Inc. (WMT) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | WMT | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | WMT0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 182 | SP | Walmart Inc. (WMT) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | WMT | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | WMT0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 183 | SP | Walt Disney Company (DIS) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | DIS | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | DIS0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 184 | SP | Walt Disney Company (DIS) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | DIS | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | DIS0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 185 | SP | Wells Fargo & Company (WFC) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | WFC | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | WFC0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 186 | SP | Wells Fargo & Company (WFC) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | WFC | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | WFC0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 187 | SP | Zoetis Inc. Class A (ZTS) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ZTS | P | 09/26/2023 | 10/21/2023 | $1,001 - $15,000 | 1.00 | ZTS0.98 | BuyBuy | Spouse | Sep 26, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |
| 188 | SP | Zoetis Inc. Class A (ZTS) [ST] filing_status: New | comments: In Sept. 2023, my wife started with a new investment firm for her assets, and this new investment firm was unaware of our policy against owning individual stocks. On Sept. 26, the new investment firm purchased stock mimicking the S & P 500. I learned of the purchase of stock on Oct. 21, and immediately on the next business day (Oct. 23) requested the stocks be divested. The new investment firm sold the stock and instead invested in Exchange Traded Funds. | ZTS | S | 10/24/2023 | 10/26/2023 | $1,001 - $15,000 | 1.00 | ZTS0.98 | SellSell | Spouse | Oct 24, 2023 | $1,001 - $15,000mid $8K | Stock | modelled |