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20019379Parsed

DThomas R. Suozzi · House · ptr · filed Sep 23, 2021
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Official filing metadata

Filer (as printed)
Hon. Thomas Suozzi
Office (as printed)
NY03
Chamber
House
Filing type
ptr
Filing date
Sep 23, 2021
Filing year
2021
Document format
pdf

Processing (ours)

Status
Parsed
Rows parsed
453
Parser version
house_pdf_v1
Fetched
Sep 9, 2026
Parsed
Sep 9, 2026
Internal id
2530

row 220: stray text in ['cap']: gfedc; row 294: stray text in ['cap']: gfedc; row 312: stray text in ['cap']: gfedc; row 367: stray text in ['cap']: gfedc; row 394: stray text in ['cap']: gfedc

Reading this page

The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.

When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.

Rows · 453

Left: official, as printed · Right: normalized
Raw filing rows beside their normalized interpretation
Official · as printed in the filingNormalized · our interpretation
#OwnerAssetTickerTypeTx dateNotifiedAmountConf.TickerTypeOwnerTx dateAmountClassFlags
1—Advanced Micro Devices, Inc. (AMD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AMDP12/06/201712/31/2017$1,001 - $15,0001.00AMD0.98BuyBuySelfDec 6, 2017$1,001 - $15,000mid $8KStockmodelled
2—Advanced Micro Devices, Inc. (AMD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AMDP01/29/201901/31/2019$15,001 - $50,0001.00AMD0.98BuyBuySelfJan 29, 2019$15,001 - $50,000mid $32.5KStockmodelled
3—Advanced Micro Devices, Inc. (AMD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AMDS (partial)10/17/201910/30/2019$50,001 - $100,0001.00AMD0.98PartialPartial saleSelfOct 17, 2019$50,001 - $100,000mid $75KStockmodelled
4—Advanced Micro Devices, Inc. (AMD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AMDS (partial)11/18/201911/30/2019$15,001 - $50,0001.00AMD0.98PartialPartial saleSelfNov 18, 2019$15,001 - $50,000mid $32.5KStockmodelled
5—Advanced Micro Devices, Inc. (AMD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
AMDP03/03/202003/31/2020$1,001 - $15,0001.00AMD0.98BuyBuySelfMar 3, 2020$1,001 - $15,000mid $8KStockmodelled
6—Advanced Micro Devices, Inc. (AMD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
AMDS06/03/202006/30/2020$15,001 - $50,0001.00AMD0.98SellSellSelfJun 3, 2020$15,001 - $50,000mid $32.5KStockmodelled
7—Advanced Micro Devices, Inc. (AMD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
AMDP06/30/202106/30/2021$15,001 - $50,0001.00AMD0.98BuyBuySelfJun 30, 2021$15,001 - $50,000mid $32.5KStockmodelled
8—Advanced Micro Devices, Inc. (AMD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AMDP07/28/202107/31/2021$1,001 - $15,0001.00AMD0.98BuyBuySelfJul 28, 2021$1,001 - $15,000mid $8KStockmodelled
9—Advanced Micro Devices, Inc. (AMD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AMDS06/04/202106/30/2021$1,001 - $15,0001.00AMD0.98SellSellSelfJun 4, 2021$1,001 - $15,000mid $8KStockmodelled
10—Allstate Corporation (ALL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
ALLS06/04/202106/30/2021$1,001 - $15,0001.00ALL0.98SellSellSelfJun 4, 2021$1,001 - $15,000mid $8KStockmodelled
11—Allstate Corporation (ALL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
ALLP03/01/202103/31/2021$15,001 - $50,0001.00ALL0.98BuyBuySelfMar 1, 2021$15,001 - $50,000mid $32.5KStockmodelled
12—Allstate Corporation (ALL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
ALLP03/04/202103/31/2021$15,001 - $50,0001.00ALL0.98BuyBuySelfMar 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
13—Alphabet Inc. - Class A (gOOgL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
—S01/05/201701/30/2017$15,001 - $50,0001.00GOOGL0.95SellSellSelfJan 5, 2017$15,001 - $50,000mid $32.5KStockmodelled
14—Alphabet Inc. - Class C Capital Stock (gOOg) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
—S01/05/201701/30/2017$15,001 - $50,0001.00GOOGL0.95SellSellSelfJan 5, 2017$15,001 - $50,000mid $32.5KStockmodelled
15—American Express Company (AXP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AXPP11/12/201911/30/2019$1,001 - $15,0001.00AXP0.98BuyBuySelfNov 12, 2019$1,001 - $15,000mid $8KStockmodelled
16—American Express Company (AXP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AXPS05/05/202005/31/2020$15,001 - $50,0001.00AXP0.98SellSellSelfMay 5, 2020$15,001 - $50,000mid $32.5KStockmodelled
17—American Express Company (AXP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AXPP01/09/202001/31/2020$15,001 - $50,0001.00AXP0.98BuyBuySelfJan 9, 2020$15,001 - $50,000mid $32.5KStockmodelled
18—Amerisourcebergen Corporation (AbC) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
—S01/05/201701/30/2017$15,001 - $50,0001.00—0.00SellSellSelfJan 5, 2017$15,001 - $50,000mid $32.5KStocknot modelled
19—Amplify ETF Trust Amplify Online Retail ETF (IbUY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—P06/03/202106/30/2021$15,001 - $50,0001.00—0.00BuyBuySelfJun 3, 2021$15,001 - $50,000mid $32.5KEtfnot modelled
20—Amplify ETF Trust Amplify Online Retail ETF (IbUY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—S08/16/202108/31/2021$50,001 - $100,0001.00—0.00SellSellSelfAug 16, 2021$50,001 - $100,000mid $75KEtfnot modelled
21—Apple Inc. (AAPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AAPLS06/04/202106/30/2021$15,001 - $50,0001.00AAPL0.98SellSellSelfJun 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
22—Apple Inc. (AAPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AAPLS05/05/202105/31/2021$1,001 - $15,0001.00AAPL0.98SellSellSelfMay 5, 2021$1,001 - $15,000mid $8KStockmodelled
23—Apple Inc. (AAPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
AAPLP06/03/202106/30/2021$50,001 - $100,0001.00AAPL0.98BuyBuySelfJun 3, 2021$50,001 - $100,000mid $75KStockmodelled
24—Apple Inc. (AAPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
AAPLS11/24/202011/30/2020$50,001 - $100,0001.00AAPL0.98SellSellSelfNov 24, 2020$50,001 - $100,000mid $75KStockmodelled
25—Apple Inc. (AAPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AAPLS07/28/202107/31/2021$1,001 - $15,0001.00AAPL0.98SellSellSelfJul 28, 2021$1,001 - $15,000mid $8KStockmodelled
26—Apple Inc. (AAPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AAPLP11/01/201811/30/2018$15,001 - $50,0001.00AAPL0.98BuyBuySelfNov 1, 2018$15,001 - $50,000mid $32.5KStockmodelled
27—Apple Inc. (AAPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AAPLS11/02/201811/30/2018$15,001 - $50,0001.00AAPL0.98SellSellSelfNov 2, 2018$15,001 - $50,000mid $32.5KStockmodelled
28—Apple Inc. (AAPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AAPLP05/13/201905/30/2019$15,001 - $50,0001.00AAPL0.98BuyBuySelfMay 13, 2019$15,001 - $50,000mid $32.5KStockmodelled
29—Apple Inc. (AAPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AAPLS (partial)10/17/201910/17/2019$1,001 - $15,0001.00AAPL0.98PartialPartial saleSelfOct 17, 2019$1,001 - $15,000mid $8KStockmodelled
30—Apple Inc. (AAPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AAPLS11/18/201911/30/2001$15,001 - $50,0001.00AAPL0.98SellSellSelfNov 18, 2019$15,001 - $50,000mid $32.5KStockmodelled
31—Apple Inc. (AAPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AAPLP03/02/202003/31/2020$1,001 - $15,0001.00AAPL0.98BuyBuySelfMar 2, 2020$1,001 - $15,000mid $8KStockmodelled
32—Apple Inc. (AAPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
AAPLP03/10/202003/31/2020$1,001 - $15,0001.00AAPL0.98BuyBuySelfMar 10, 2020$1,001 - $15,000mid $8KStockmodelled
33—Apple Inc. (AAPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AAPLP07/08/201907/30/2019$15,001 - $50,0001.00AAPL0.98BuyBuySelfJul 8, 2019$15,001 - $50,000mid $32.5KStockmodelled
34—ARK Innovation ETF (ARKK) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
ARKKP04/20/202104/30/2021$15,001 - $50,0001.00ARKK0.98BuyBuySelfApr 20, 2021$15,001 - $50,000mid $32.5KEtfmodelled
35—ARK Innovation ETF (ARKK) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
ARKKS05/20/202105/31/2021$15,001 - $50,0001.00ARKK0.98SellSellSelfMay 20, 2021$15,001 - $50,000mid $32.5KEtfmodelled
36—AstraZeneca PLC - American Depositary Shares (AZN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
AZNP01/07/202001/31/2020$15,001 - $50,0001.00AZN0.98BuyBuySelfJan 7, 2020$15,001 - $50,000mid $32.5KStockmodelled
37—AstraZeneca PLC - American Depositary Shares (AZN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
AZNS02/24/202002/29/2020$15,001 - $50,0001.00AZN0.98SellSellSelfFeb 24, 2020$15,001 - $50,000mid $32.5KStockmodelled
38—AT&T Inc. (T) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TS02/21/201902/28/2019$1,001 - $15,0001.00T0.98SellSellSelfFeb 21, 2019$1,001 - $15,000mid $8KStockmodelled
39—AT&T Inc. (T) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TS04/17/201804/30/2018$1,001 - $15,0001.00T0.98SellSellSelfApr 17, 2018$1,001 - $15,000mid $8KStockmodelled
40—AT&T Inc. (T) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TP08/17/201708/31/2017$15,001 - $50,0001.00T0.98BuyBuySelfAug 17, 2017$15,001 - $50,000mid $32.5KStockmodelled
41—baidu, Inc. - American Depositary Shares, each representing 8 ordinary share (bIDU) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
—S01/05/201701/30/2017$15,001 - $50,0001.00BIDU0.95SellSellSelfJan 5, 2017$15,001 - $50,000mid $32.5KStockmodelled
42—beyond Meat, Inc. - Common stock (bYND) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—P08/20/201908/31/2019$15,001 - $50,0001.00BYND0.95BuyBuySelfAug 20, 2019$15,001 - $50,000mid $32.5KStockmodelled
43—beyond Meat, Inc. - Common stock (bYND) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—S09/24/201909/30/2019$1,001 - $15,0001.00BYND0.95SellSellSelfSep 24, 2019$1,001 - $15,000mid $8KStockmodelled
44—blackRock Municipal Income Investment Quality Trust (bAF) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P06/27/201806/30/2018$1,001 - $15,0001.00—0.00BuyBuySelfJun 27, 2018$1,001 - $15,000mid $8KStocknot modelled
45—blackRock Municipal Income Investment Quality Trust (bAF) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S07/24/201807/30/2018$1,001 - $15,0001.00—0.00SellSellSelfJul 24, 2018$1,001 - $15,000mid $8KStocknot modelled
46—blackrock NY Municipal [gS]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P08/17/201708/31/2017$15,001 - $50,0001.00—0.00BuyBuySelfAug 17, 2017$15,001 - $50,000mid $32.5KBondnot modelled
47—blackrock NY Municipal [gS]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S07/24/201807/31/2018$15,001 - $50,0001.00—0.00SellSellSelfJul 24, 2018$15,001 - $50,000mid $32.5KBondnot modelled
48—blackRock, Inc. (bLK) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
—S01/05/201701/30/2017$1,001 - $15,0001.00BLK0.95SellSellSelfJan 5, 2017$1,001 - $15,000mid $8KStockmodelled
49—boeing Company (bA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P10/01/201810/31/2018$15,001 - $50,0001.00BA0.95BuyBuySelfOct 1, 2018$15,001 - $50,000mid $32.5KStockmodelled
50—boeing Company (bA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P05/13/201905/30/2019$15,001 - $50,0001.00BA0.95BuyBuySelfMay 13, 2019$15,001 - $50,000mid $32.5KStockmodelled
51—boeing Company (bA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S (partial)07/29/201907/31/2019$15,001 - $50,0001.00BA0.95PartialPartial saleSelfJul 29, 2019$15,001 - $50,000mid $32.5KStockmodelled
52—boeing Company (bA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P05/13/201905/31/2019$1,001 - $15,0001.00BA0.95BuyBuySelfMay 13, 2019$1,001 - $15,000mid $8KStockmodelled
53—boeing Company (bA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S (partial)07/30/201907/30/2019$1,001 - $15,0001.00BA0.95PartialPartial saleSelfJul 30, 2019$1,001 - $15,000mid $8KStockmodelled
54—boeing Company (bA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P08/21/201908/31/2019$1,001 - $15,0001.00BA0.95BuyBuySelfAug 21, 2019$1,001 - $15,000mid $8KStockmodelled
55—boeing Company (bA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P03/02/202003/31/2020$15,001 - $50,0001.00BA0.95BuyBuySelfMar 2, 2020$15,001 - $50,000mid $32.5KStockmodelled
56—boeing Company (bA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P01/09/202001/31/2020$15,001 - $50,0001.00BA0.95BuyBuySelfJan 9, 2020$15,001 - $50,000mid $32.5KStockmodelled
57—boeing Company (bA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S06/03/202006/30/2020$15,001 - $50,0001.00BA0.95SellSellSelfJun 3, 2020$15,001 - $50,000mid $32.5KStockmodelled
58—boeing Company (bA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S01/29/202101/31/2021$15,001 - $50,0001.00BA0.95SellSellSelfJan 29, 2021$15,001 - $50,000mid $32.5KStockmodelled
59—borgWarner Inc. (bWA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S06/04/202106/30/2021$1,001 - $15,0001.00BWA0.95SellSellSelfJun 4, 2021$1,001 - $15,000mid $8KStockmodelled
60—borgWarner Inc. (bWA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P04/01/202104/30/2021$15,001 - $50,0001.00BWA0.95BuyBuySelfApr 1, 2021$15,001 - $50,000mid $32.5KStockmodelled
61—borgWarner Inc. (bWA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P08/03/202108/31/2021$50,001 - $100,0001.00BWA0.95BuyBuySelfAug 3, 2021$50,001 - $100,000mid $75KStockmodelled
62—borgWarner Inc. (bWA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S08/26/202108/31/2021$50,001 - $100,0001.00BWA0.95SellSellSelfAug 26, 2021$50,001 - $100,000mid $75KStockmodelled
63—bristol-Myers Squibb Company (bMY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S06/04/202106/30/2021$1,001 - $15,0001.00BMY0.95SellSellSelfJun 4, 2021$1,001 - $15,000mid $8KStockmodelled
64—bristol-Myers Squibb Company (bMY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S06/07/202106/30/2021$1,001 - $15,0001.00BMY0.95SellSellSelfJun 7, 2021$1,001 - $15,000mid $8KStockmodelled
65—bristol-Myers Squibb Company (bMY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S01/09/202001/31/2020$15,001 - $50,0001.00BMY0.95SellSellSelfJan 9, 2020$15,001 - $50,000mid $32.5KStockmodelled
66—bristol-Myers Squibb Company (bMY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P01/09/202001/31/2020$50,001 - $100,0001.00BMY0.95BuyBuySelfJan 9, 2020$50,001 - $100,000mid $75KStockmodelled
67—bristol-Myers Squibb Company (bMY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S04/08/201904/30/2019$15,001 - $50,0001.00BMY0.95SellSellSelfApr 8, 2019$15,001 - $50,000mid $32.5KStockmodelled
68—bristol-Myers Squibb Company (bMY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P10/01/201810/30/2018$15,001 - $50,0001.00BMY0.95BuyBuySelfOct 1, 2018$15,001 - $50,000mid $32.5KStockmodelled
69—C3.ai, Inc. Class A (AI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AIS06/09/202106/30/2021$15,001 - $50,0001.00AI0.98SellSellSelfJun 9, 2021$15,001 - $50,000mid $32.5KStockmodelled
70—C3.ai, Inc. Class A (AI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AIP03/15/202103/31/2021$1,001 - $15,0001.00AI0.98BuyBuySelfMar 15, 2021$1,001 - $15,000mid $8KStockmodelled
71—C3.ai, Inc. Class A (AI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AIP04/07/202104/30/2021$15,001 - $50,0001.00AI0.98BuyBuySelfApr 7, 2021$15,001 - $50,000mid $32.5KStockmodelled
72—C3.ai, Inc. Class A (AI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AIP06/03/202106/30/2021$15,001 - $50,0001.00AI0.98BuyBuySelfJun 3, 2021$15,001 - $50,000mid $32.5KStockmodelled
73—C3.ai, Inc. Class A (AI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AIS05/05/202105/31/2021$50,001 - $100,0001.00AI0.98SellSellSelfMay 5, 2021$50,001 - $100,000mid $75KStockmodelled
74—C3.ai, Inc. Class A (AI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AIP03/04/202103/31/2021$15,001 - $50,0001.00AI0.98BuyBuySelfMar 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
75—C3.ai, Inc. Class A (AI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AIP03/01/202103/31/2021$15,001 - $50,0001.00AI0.98BuyBuySelfMar 1, 2021$15,001 - $50,000mid $32.5KStockmodelled
76—CarMax Inc (KMX) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
KMXS01/05/201701/30/2017$15,001 - $50,0001.00KMX0.98SellSellSelfJan 5, 2017$15,001 - $50,000mid $32.5KStockmodelled
77—Carnival Corporation (CCL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
CCLS05/20/202105/31/2021$15,001 - $50,0001.00CCL0.98SellSellSelfMay 20, 2021$15,001 - $50,000mid $32.5KStockmodelled
78—Carnival Corporation (CCL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
CCLP03/04/202103/31/2021$15,001 - $50,0001.00CCL0.98BuyBuySelfMar 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
79—Catalent, Inc. (CTLT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CTLTS06/03/202106/30/2021$1,001 - $15,0001.00—0.60SellSellSelfJun 3, 2021$1,001 - $15,000mid $8KStockReviewnot modelled
80—Catalent, Inc. (CTLT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CTLTP12/18/202012/31/2020$1,001 - $15,0001.00—0.60BuyBuySelfDec 18, 2020$1,001 - $15,000mid $8KStockReviewnot modelled
81—Caterpillar, Inc. (CAT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CATS06/18/201906/30/2019$1,001 - $15,0001.00CAT0.98SellSellSelfJun 18, 2019$1,001 - $15,000mid $8KStockmodelled
82—Caterpillar, Inc. (CAT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CATS04/14/202004/30/2020$15,001 - $50,0001.00CAT0.98SellSellSelfApr 14, 2020$15,001 - $50,000mid $32.5KStockmodelled
83—Caterpillar, Inc. (CAT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CATP08/17/201708/31/2017$1,001 - $15,0001.00CAT0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
84—Caterpillar, Inc. (CAT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CATP05/08/201905/30/2019$15,001 - $50,0001.00CAT0.98BuyBuySelfMay 8, 2019$15,001 - $50,000mid $32.5KStockmodelled
85—Caterpillar, Inc. (CAT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CATP03/05/201903/31/2019$15,001 - $50,0001.00CAT0.98BuyBuySelfMar 5, 2019$15,001 - $50,000mid $32.5KStockmodelled
86—Caterpillar, Inc. (CAT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CATS (partial)06/18/201906/30/2019$15,001 - $50,0001.00CAT0.98PartialPartial saleSelfJun 18, 2019$15,001 - $50,000mid $32.5KStockmodelled
87—Cerner Corporation (CERN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
CERNS01/05/201701/30/2017$15,001 - $50,0001.00—0.60SellSellSelfJan 5, 2017$15,001 - $50,000mid $32.5KStockReviewnot modelled
88—Chegg, Inc. (CHgg) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—P08/03/202008/31/2020$15,001 - $50,0001.00CHGG0.95BuyBuySelfAug 3, 2020$15,001 - $50,000mid $32.5KStockmodelled
89—Chegg, Inc. (CHgg) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—P06/15/202006/30/2020$1,001 - $15,0001.00CHGG0.95BuyBuySelfJun 15, 2020$1,001 - $15,000mid $8KStockmodelled
90—Chegg, Inc. (CHgg) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—S09/01/202009/30/2020$15,001 - $50,0001.00CHGG0.95SellSellSelfSep 1, 2020$15,001 - $50,000mid $32.5KStockmodelled
91—Chevron Corporation (CVX) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CVXS10/21/201910/30/2019$1,001 - $15,0001.00CVX0.98SellSellSelfOct 21, 2019$1,001 - $15,000mid $8KStockmodelled
92—Cigna Corporation (CI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CIP01/09/202001/31/2020$15,001 - $50,0001.00CI0.98BuyBuySelfJan 9, 2020$15,001 - $50,000mid $32.5KStockmodelled
93—Cigna Corporation (CI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CIP04/17/201804/30/2018$1,001 - $15,0001.00CI0.98BuyBuySelfApr 17, 2018$1,001 - $15,000mid $8KStockmodelled
94—Cigna Corporation (CI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CIS07/25/201807/30/2018$1,001 - $15,0001.00CI0.98SellSellSelfJul 25, 2018$1,001 - $15,000mid $8KStockmodelled
95—Cigna Corporation (CI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CIP05/08/201905/30/2019$15,001 - $50,0001.00CI0.98BuyBuySelfMay 8, 2019$15,001 - $50,000mid $32.5KStockmodelled
96—Cigna Corporation (CI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CIP04/12/201904/30/2019$50,001 - $100,0001.00CI0.98BuyBuySelfApr 12, 2019$50,001 - $100,000mid $75KStockmodelled
97—Cigna Corporation (CI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CIS11/18/201911/30/2019$50,001 - $100,0001.00CI0.98SellSellSelfNov 18, 2019$50,001 - $100,000mid $75KStockmodelled
98—Cigna Corporation (CI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CIS06/04/202106/30/2021$15,001 - $50,0001.00CI0.98SellSellSelfJun 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
99—Cisco Systems, Inc. (CSCO) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CSCOP08/17/201708/31/2017$1,001 - $15,0001.00CSCO0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
100—Cisco Systems, Inc. (CSCO) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CSCOS02/13/202002/29/2020$15,001 - $50,0001.00CSCO0.98SellSellSelfFeb 13, 2020$15,001 - $50,000mid $32.5KStockmodelled
101—Cisco Systems, Inc. (CSCO) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CSCOS10/17/201910/30/2019$1,001 - $15,0001.00CSCO0.98SellSellSelfOct 17, 2019$1,001 - $15,000mid $8KStockmodelled
102—Citigroup, Inc. (C) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CS01/25/201901/30/2019$1,001 - $15,0001.00C0.98SellSellSelfJan 25, 2019$1,001 - $15,000mid $8KStockmodelled
103—Citigroup, Inc. (C) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CP08/17/201708/31/2017$1,001 - $15,0001.00C0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
104—Citigroup, Inc. (C) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CS01/25/201901/30/2019$15,001 - $50,0001.00C0.98SellSellSelfJan 25, 2019$15,001 - $50,000mid $32.5KStockmodelled
105—CME group Inc. - Class A (CME) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
CMES01/05/201701/30/2017$1,001 - $15,0001.00CME0.98SellSellSelfJan 5, 2017$1,001 - $15,000mid $8KStockmodelled
106—COCA COLA COM [gS]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S07/25/201807/31/2018$1,001 - $15,0001.00—0.90SellSellSelfJul 25, 2018$1,001 - $15,000mid $8KUnknownReviewnot modelled
107—Coca-Cola Company (KO) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
KOP08/17/201708/31/2017$1,001 - $15,0001.00KO0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
108—Compass Minerals Intl Inc (CMP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
CMPS01/05/201701/30/2017$15,001 - $50,0001.00CMP0.98SellSellSelfJan 5, 2017$15,001 - $50,000mid $32.5KStockmodelled
109—ConocoPhillips (COP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
COPP08/17/201708/31/2017$1,001 - $15,0001.00COP0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
110—ConocoPhillips (COP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
COPP11/12/201911/30/2019$1,001 - $15,0001.00COP0.98BuyBuySelfNov 12, 2019$1,001 - $15,000mid $8KStockmodelled
111—ConocoPhillips (COP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
COPS04/08/201904/30/2019$1,001 - $15,0001.00COP0.98SellSellSelfApr 8, 2019$1,001 - $15,000mid $8KStockmodelled
112—ConocoPhillips (COP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
COPS11/18/201911/30/2019$1,001 - $15,0001.00COP0.98SellSellSelfNov 18, 2019$1,001 - $15,000mid $8KStockmodelled
113—Consolidated Edison, Inc. (ED) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
EDS07/05/201807/31/2018$1,001 - $15,0001.00ED0.98SellSellSelfJul 5, 2018$1,001 - $15,000mid $8KStockmodelled
114—Consolidated Edison, Inc. (ED) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
EDP08/17/201708/31/2017$1,001 - $15,0001.00ED0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
115—Control4 Corporation (CTRL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CTRLP08/17/201708/31/2017$1,001 - $15,0001.00—0.60BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockReviewnot modelled
116—Control4 Corporation (CTRL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CTRLP01/25/201901/30/2019$1,001 - $15,0001.00—0.60BuyBuySelfJan 25, 2019$1,001 - $15,000mid $8KStockReviewnot modelled
117—Control4 Corporation (CTRL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CTRLS05/13/201905/31/2019$50,001 - $100,0001.00—0.60SellSellSelfMay 13, 2019$50,001 - $100,000mid $75KStockReviewnot modelled
118—Control4 Corporation (CTRL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CTRLS05/13/201905/31/2019$1,001 - $15,0001.00—0.60SellSellSelfMay 13, 2019$1,001 - $15,000mid $8KStockReviewnot modelled
119—Control4 Corporation (CTRL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CTRLS05/23/201905/31/2019$1,001 - $15,0001.00—0.60SellSellSelfMay 23, 2019$1,001 - $15,000mid $8KStockReviewnot modelled
120—Corning Incorporated (gLW) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P04/14/202004/30/2020$1,001 - $15,0001.00GLW0.95BuyBuySelfApr 14, 2020$1,001 - $15,000mid $8KStockmodelled
121—Corning Incorporated (gLW) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P08/19/201908/31/2019$1,001 - $15,0001.00GLW0.95BuyBuySelfAug 19, 2019$1,001 - $15,000mid $8KStockmodelled
122—Corning Incorporated (gLW) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S03/20/202003/31/2020$15,001 - $50,0001.00GLW0.95SellSellSelfMar 20, 2020$15,001 - $50,000mid $32.5KStockmodelled
123—Corning Incorporated (gLW) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P01/09/202001/31/2020$15,001 - $50,0001.00GLW0.95BuyBuySelfJan 9, 2020$15,001 - $50,000mid $32.5KStockmodelled
124—Corning Incorporated (gLW) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P05/08/201905/30/2019$15,001 - $50,0001.00GLW0.95BuyBuySelfMay 8, 2019$15,001 - $50,000mid $32.5KStockmodelled
125—Corning Incorporated (gLW) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S11/12/201911/30/2019$15,001 - $50,0001.00GLW0.95SellSellSelfNov 12, 2019$15,001 - $50,000mid $32.5KStockmodelled
126—Corning Incorporated (gLW) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P05/11/201905/30/2019$15,001 - $50,0001.00GLW0.95BuyBuySelfMay 11, 2019$15,001 - $50,000mid $32.5KStockmodelled
127—Corteva, Inc. (CTVA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CTVAS08/23/201908/30/2019$1,001 - $15,0001.00CTVA0.98SellSellSelfAug 23, 2019$1,001 - $15,000mid $8KStockmodelled
128—Costco Wholesale Corporation (COST) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
COSTS06/18/201906/30/2019$15,001 - $50,0001.00COST0.98SellSellSelfJun 18, 2019$15,001 - $50,000mid $32.5KStockmodelled
129—Costco Wholesale Corporation (COST) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
COSTP08/17/201708/31/2017$1,001 - $15,0001.00COST0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
130—CRISPR Therapeutics Ag - Common Shares (CRSP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
CRSPP06/03/202106/30/2021$50,001 - $100,0001.00CRSP0.98BuyBuySelfJun 3, 2021$50,001 - $100,000mid $75KStockmodelled
131—CrowdStrike Holdings, Inc. - Class A (CRWD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
CRWDP07/26/201907/31/2019$15,001 - $50,0001.00CRWD0.98BuyBuySelfJul 26, 2019$15,001 - $50,000mid $32.5KStockmodelled
132—CrowdStrike Holdings, Inc. - Class A (CRWD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
CRWDS12/02/201912/31/2019$1,001 - $15,0001.00CRWD0.98SellSellSelfDec 2, 2019$1,001 - $15,000mid $8KStockmodelled
133—Crown Holdings, Inc. (CCK) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CCKS09/24/201909/30/2019$15,001 - $50,0001.00CCK0.98SellSellSelfSep 24, 2019$15,001 - $50,000mid $32.5KStockmodelled
134—Crown Holdings, Inc. (CCK) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CCKP10/15/201810/31/2018$50,001 - $100,0001.00CCK0.98BuyBuySelfOct 15, 2018$50,001 - $100,000mid $75KStockmodelled
135—Crown Holdings, Inc. (CCK) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CCKS10/17/201910/30/2019$15,001 - $50,0001.00CCK0.98SellSellSelfOct 17, 2019$15,001 - $50,000mid $32.5KStockmodelled
136—CVS Health Corporation (CVS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CVSP03/02/202003/31/2020$1,001 - $15,0001.00CVS0.98BuyBuySelfMar 2, 2020$1,001 - $15,000mid $8KStockmodelled
137—CVS Health Corporation (CVS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CVSP05/05/202105/31/2021$1,001 - $15,0001.00CVS0.98BuyBuySelfMay 5, 2021$1,001 - $15,000mid $8KStockmodelled
138—CVS Health Corporation (CVS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CVSP04/05/202104/30/2021$1,001 - $15,0001.00CVS0.98BuyBuySelfApr 5, 2021$1,001 - $15,000mid $8KStockmodelled
139—CVS Health Corporation (CVS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CVSP04/14/202104/30/2021$15,001 - $50,0001.00CVS0.98BuyBuySelfApr 14, 2021$15,001 - $50,000mid $32.5KStockmodelled
140—CVS Health Corporation (CVS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
CVSS06/04/202106/30/2021$1,001 - $15,0001.00CVS0.98SellSellSelfJun 4, 2021$1,001 - $15,000mid $8KStockmodelled
141—CyberArk Software Ltd. - Ordinary Shares (CYbR) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—P01/07/202001/31/2020$1,001 - $15,0001.00—0.00BuyBuySelfJan 7, 2020$1,001 - $15,000mid $8KStocknot modelled
142—CyberArk Software Ltd. - Ordinary Shares (CYbR) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—S02/24/202002/29/2020$1,001 - $15,0001.00—0.00SellSellSelfFeb 24, 2020$1,001 - $15,000mid $8KStocknot modelled
143—Dana Incorporated (DAN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DANS01/15/202101/31/2021$50,001 - $100,0001.00DAN0.98SellSellSelfJan 15, 2021$50,001 - $100,000mid $75KStockmodelled
144—Dana Incorporated (DAN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DANP11/15/201911/30/2019$1,001 - $15,0001.00DAN0.98BuyBuySelfNov 15, 2019$1,001 - $15,000mid $8KStockmodelled
145—Dana Incorporated (DAN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DANP04/14/202004/30/2020$1,001 - $15,0001.00DAN0.98BuyBuySelfApr 14, 2020$1,001 - $15,000mid $8KStockmodelled
146—Dana Incorporated (DAN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DANP01/15/202001/31/2020$1,001 - $15,0001.00DAN0.98BuyBuySelfJan 15, 2020$1,001 - $15,000mid $8KStockmodelled
147—Dana Incorporated (DAN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DANS07/30/202007/30/2020$15,001 - $50,0001.00DAN0.98SellSellSelfJul 30, 2020$15,001 - $50,000mid $32.5KStockmodelled
148—Dana Incorporated (DAN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DANP01/09/202001/31/2020$15,001 - $50,0001.00DAN0.98BuyBuySelfJan 9, 2020$15,001 - $50,000mid $32.5KStockmodelled
149—Dana Incorporated (DAN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DANP03/02/202003/31/2020$1,001 - $15,0001.00DAN0.98BuyBuySelfMar 2, 2020$1,001 - $15,000mid $8KStockmodelled
150—Deere & Company (DE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DEP05/13/201905/30/2019$15,001 - $50,0001.00DE0.98BuyBuySelfMay 13, 2019$15,001 - $50,000mid $32.5KStockmodelled
151—Deere & Company (DE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DES06/06/201906/30/2019$15,001 - $50,0001.00DE0.98SellSellSelfJun 6, 2019$15,001 - $50,000mid $32.5KStockmodelled
152—Delta Air Lines, Inc. (DAL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
DALP03/10/202003/31/2020$1,001 - $15,0001.00DAL0.98BuyBuySelfMar 10, 2020$1,001 - $15,000mid $8KStockmodelled
153—Delta Air Lines, Inc. (DAL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
DALS05/04/202005/31/2020$1,001 - $15,0001.00DAL0.98SellSellSelfMay 4, 2020$1,001 - $15,000mid $8KStockmodelled
154—Devon Energy Corporation (DVN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DVNS05/05/202105/31/2021$1,001 - $15,0001.00DVN0.98SellSellSelfMay 5, 2021$1,001 - $15,000mid $8KStockmodelled
155—Devon Energy Corporation (DVN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DVNS06/04/202106/30/2021$15,001 - $50,0001.00DVN0.98SellSellSelfJun 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
156—Devon Energy Corporation (DVN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DVNP08/03/202008/31/2020$1,001 - $15,0001.00DVN0.98BuyBuySelfAug 3, 2020$1,001 - $15,000mid $8KStockmodelled
157—Devon Energy Corporation (DVN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DVNP07/30/202007/30/2020$15,001 - $50,0001.00DVN0.98BuyBuySelfJul 30, 2020$15,001 - $50,000mid $32.5KStockmodelled
158—DexCom, Inc. (DXCM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DXCMP01/10/202001/31/2020$1,001 - $15,0001.00DXCM0.98BuyBuySelfJan 10, 2020$1,001 - $15,000mid $8KStockmodelled
159—DexCom, Inc. (DXCM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DXCMP01/09/202001/31/2020$15,001 - $50,0001.00DXCM0.98BuyBuySelfJan 9, 2020$15,001 - $50,000mid $32.5KStockmodelled
160—DexCom, Inc. (DXCM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DXCMS06/03/202106/30/2021$15,001 - $50,0001.00DXCM0.98SellSellSelfJun 3, 2021$15,001 - $50,000mid $32.5KStockmodelled
161—Discover Financial Services (DFS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
DFSS01/05/201701/30/2017$1,001 - $15,0001.00—0.60SellSellSelfJan 5, 2017$1,001 - $15,000mid $8KStockReviewnot modelled
162—Dominion Energy, Inc. (D) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DP08/17/201708/31/2017$1,001 - $15,0001.00D0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
163—Dominion Energy, Inc. (D) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DS06/27/201806/30/2018$1,001 - $15,0001.00D0.98SellSellSelfJun 27, 2018$1,001 - $15,000mid $8KStockmodelled
164—Domino's Pizza Inc (DPZ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DPZS06/04/202106/30/2021$1,001 - $15,0001.00DPZ0.98SellSellSelfJun 4, 2021$1,001 - $15,000mid $8KStockmodelled
165—Domino's Pizza Inc (DPZ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DPZP03/01/202103/31/2021$50,001 - $100,0001.00DPZ0.98BuyBuySelfMar 1, 2021$50,001 - $100,000mid $75KStockmodelled
166—Dow Inc. (DOW) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DOWS08/21/201908/31/2019$1,001 - $15,0001.00DOW0.98SellSellSelfAug 21, 2019$1,001 - $15,000mid $8KStockmodelled
167—DowDuPont Inc. (DWDP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DWDPP03/05/201903/31/2019$1,001 - $15,0001.00—0.60BuyBuySelfMar 5, 2019$1,001 - $15,000mid $8KStockReviewnot modelled
168—DowDuPont Inc. (DWDP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DWDPS03/29/201903/31/2019$1,001 - $15,0001.00—0.60SellSellSelfMar 29, 2019$1,001 - $15,000mid $8KStockReviewnot modelled
169—DuPont de Nemours, Inc. (DD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DDS08/23/201908/31/2019$1,001 - $15,0001.00DD0.98SellSellSelfAug 23, 2019$1,001 - $15,000mid $8KStockmodelled
170—DuPont de Nemours, Inc. (DD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DDP01/09/202001/31/2020$15,001 - $50,0001.00DD0.98BuyBuySelfJan 9, 2020$15,001 - $50,000mid $32.5KStockmodelled
171—DuPont de Nemours, Inc. (DD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
DDS04/29/202004/30/2020$15,001 - $50,0001.00DD0.98SellSellSelfApr 29, 2020$15,001 - $50,000mid $32.5KStockmodelled
172—Eaton Corporation, PLC Ordinary Shares (ETN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
ETNP01/15/202101/31/2021$50,001 - $100,0001.00ETN0.98BuyBuySelfJan 15, 2021$50,001 - $100,000mid $75KStockmodelled
173—Eaton Corporation, PLC Ordinary Shares (ETN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
ETNS06/04/202106/30/2021$15,001 - $50,0001.00ETN0.98SellSellSelfJun 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
174—ebay Inc. (EbAY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
—S01/05/201701/30/2017$15,001 - $50,0001.00EBAY0.95SellSellSelfJan 5, 2017$15,001 - $50,000mid $32.5KStockmodelled
175—Electrameccanica Vehicles Corp. Ltd. (SOLO) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
SOLOS02/16/202102/28/2021$15,001 - $50,0001.00—0.60SellSellSelfFeb 16, 2021$15,001 - $50,000mid $32.5KStockReviewnot modelled
176—Electrameccanica Vehicles Corp. Ltd. (SOLO) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
SOLOP01/11/202101/31/2021$15,001 - $50,0001.00—0.60BuyBuySelfJan 11, 2021$15,001 - $50,000mid $32.5KStockReviewnot modelled
177—Eli Lilly and Company (LLY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
LLYP03/03/202103/31/2021$50,001 - $100,0001.00LLY0.98BuyBuySelfMar 3, 2021$50,001 - $100,000mid $75KStockmodelled
178—Eli Lilly and Company (LLY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
LLYS05/05/202105/31/2021$15,001 - $50,0001.00LLY0.98SellSellSelfMay 5, 2021$15,001 - $50,000mid $32.5KStockmodelled
179—Eli Lilly and Company (LLY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
LLYP08/17/201708/31/2017$1,001 - $15,0001.00LLY0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
180—Eli Lilly and Company (LLY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
LLYS11/18/201911/30/2019$15,001 - $50,0001.00LLY0.98SellSellSelfNov 18, 2019$15,001 - $50,000mid $32.5KStockmodelled
181—Encana Corporation (ECA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
ECAP11/12/201911/30/2019$1,001 - $15,0001.00—0.60BuyBuySelfNov 12, 2019$1,001 - $15,000mid $8KStockReviewnot modelled
182—Encana Corporation (ECA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
ECAS11/18/201911/30/2019$1,001 - $15,0001.00—0.60SellSellSelfNov 18, 2019$1,001 - $15,000mid $8KStockReviewnot modelled
183—Express Scripts Holding Company (ESRX) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
ESRXS01/05/201701/30/2017$15,001 - $50,0001.00ESRX0.98SellSellSelfJan 5, 2017$15,001 - $50,000mid $32.5KStockmodelled
184—Exxon Mobil Corporation (XOM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
XOMP08/17/201708/31/2017$1,001 - $15,0001.00XOM0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
185—Exxon Mobil Corporation (XOM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
XOMP07/25/201807/31/2018$1,001 - $15,0001.00XOM0.98BuyBuySelfJul 25, 2018$1,001 - $15,000mid $8KStockmodelled
186—Exxon Mobil Corporation (XOM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
XOMS07/25/201807/31/2018$1,001 - $15,0001.00XOM0.98SellSellSelfJul 25, 2018$1,001 - $15,000mid $8KStockmodelled
187—Facebook, Inc. - Class A (Fb) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
—S01/05/201701/30/2017$15,001 - $50,0001.00META0.92SellSellSelfJan 5, 2017$15,001 - $50,000mid $32.5KStockmodelled
188—Federal National Mortgage Association (FNMA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
FNMAP03/03/202003/31/2020$1,001 - $15,0001.00FNMA0.98BuyBuySelfMar 3, 2020$1,001 - $15,000mid $8KStockmodelled
189—Federal National Mortgage Association (FNMA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
FNMAS05/11/202005/31/2020$1,001 - $15,0001.00FNMA0.98SellSellSelfMay 11, 2020$1,001 - $15,000mid $8KStockmodelled
190—Fidelity Total bond ETF (FbND) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—P06/09/202106/30/2021$50,001 - $100,0001.00—0.00BuyBuySelfJun 9, 2021$50,001 - $100,000mid $75KEtfnot modelled
191—FireEye, Inc. (FEYE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
FEYES02/25/202002/29/2020$1,001 - $15,0001.00—0.60SellSellSelfFeb 25, 2020$1,001 - $15,000mid $8KStockReviewnot modelled
192—FireEye, Inc. (FEYE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
FEYEP01/07/202001/31/2020$1,001 - $15,0001.00—0.60BuyBuySelfJan 7, 2020$1,001 - $15,000mid $8KStockReviewnot modelled
193—First Trust NASDAQ Cybersecurity ETF (CIbR) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—P06/03/202106/30/2021$15,001 - $50,0001.00—0.00BuyBuySelfJun 3, 2021$15,001 - $50,000mid $32.5KEtfnot modelled
194—Ford Motor Company (F) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
FP06/03/202106/30/2021$15,001 - $50,0001.00F0.98BuyBuySelfJun 3, 2021$15,001 - $50,000mid $32.5KStockmodelled
195—Ford Motor Company (F) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
FS04/14/202004/30/2020$1,001 - $15,0001.00F0.98SellSellSelfApr 14, 2020$1,001 - $15,000mid $8KStockmodelled
196—Ford Motor Company (F) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
FP01/03/202001/31/2020$1,001 - $15,0001.00F0.98BuyBuySelfJan 3, 2020$1,001 - $15,000mid $8KStockmodelled
197—fuboTV Inc. (FUbO) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—P11/16/202011/30/2020$15,001 - $50,0001.00FUBO0.95BuyBuySelfNov 16, 2020$15,001 - $50,000mid $32.5KStockmodelled
198—fuboTV Inc. (FUbO) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—S11/18/202011/30/2020$15,001 - $50,0001.00FUBO0.95SellSellSelfNov 18, 2020$15,001 - $50,000mid $32.5KStockmodelled
199—FuelCell Energy, Inc. (FCEL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
FCELS12/01/202012/31/2020$100,001 - $250,0001.00FCEL0.98SellSellSelfDec 1, 2020$100,001 - $250,000mid $175KStockmodelled
200—FuelCell Energy, Inc. (FCEL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
FCELP11/25/202011/30/2020$100,001 - $250,0001.00FCEL0.98BuyBuySelfNov 25, 2020$100,001 - $250,000mid $175KStockmodelled
201—general Electric Company (gE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—P01/07/202001/31/2020$1,001 - $15,0001.00GE0.95BuyBuySelfJan 7, 2020$1,001 - $15,000mid $8KStockmodelled
202—general Electric Company (gE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—S02/24/202002/29/2020$1,001 - $15,0001.00GE0.95SellSellSelfFeb 24, 2020$1,001 - $15,000mid $8KStockmodelled
203—general Electric Company (gE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—S02/24/202002/29/2020$1,001 - $15,0001.00GE0.95SellSellSelfFeb 24, 2020$1,001 - $15,000mid $8KStockmodelled
204—general Motors Company (gM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S06/04/202106/30/2021$15,001 - $50,0001.00GM0.95SellSellSelfJun 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
205—general Motors Company (gM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P03/02/202003/31/2020$15,001 - $50,0001.00GM0.95BuyBuySelfMar 2, 2020$15,001 - $50,000mid $32.5KStockmodelled
206—general Motors Company (gM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P06/03/202006/30/2020$1,001 - $15,0001.00GM0.95BuyBuySelfJun 3, 2020$1,001 - $15,000mid $8KStockmodelled
207—general Motors Company (gM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P04/14/202004/30/2020$1,001 - $15,0001.00GM0.95BuyBuySelfApr 14, 2020$1,001 - $15,000mid $8KStockmodelled
208—general Motors Company (gM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S09/16/201909/16/2019$1,001 - $15,0001.00GM0.95SellSellSelfSep 16, 2019$1,001 - $15,000mid $8KStockmodelled
209—general Motors Company (gM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P10/01/201810/30/2018$15,001 - $50,0001.00GM0.95BuyBuySelfOct 1, 2018$15,001 - $50,000mid $32.5KStockmodelled
210—general Motors Company (gM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S09/16/201909/30/2019$15,001 - $50,0001.00GM0.95SellSellSelfSep 16, 2019$15,001 - $50,000mid $32.5KStockmodelled
211—global X FinTech ETF (FINX) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
FINXP06/03/202106/30/2021$15,001 - $50,0001.00FINX0.98BuyBuySelfJun 3, 2021$15,001 - $50,000mid $32.5KEtfmodelled
212—Halliburton Company (HAL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
HALP09/24/201909/30/2019$15,001 - $50,0001.00HAL0.98BuyBuySelfSep 24, 2019$15,001 - $50,000mid $32.5KStockmodelled
213—Halliburton Company (HAL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
HALS11/18/201911/30/2019$15,001 - $50,0001.00HAL0.98SellSellSelfNov 18, 2019$15,001 - $50,000mid $32.5KStockmodelled
214—Henry Schein, Inc. (HSIC) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
HSICS04/17/201804/30/2018$15,001 - $50,0001.00HSIC0.98SellSellSelfApr 17, 2018$15,001 - $50,000mid $32.5KStockmodelled
215—Henry Schein, Inc. (HSIC) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
HSICS12/06/201712/31/2017$15,001 - $50,0001.00HSIC0.98SellSellSelfDec 6, 2017$15,001 - $50,000mid $32.5KStockmodelled
216—Henry Schein, Inc. (HSIC) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
HSICP08/17/201708/31/2017$15,001 - $50,0001.00HSIC0.98BuyBuySelfAug 17, 2017$15,001 - $50,000mid $32.5KStockmodelled
217—HollyFrontier Corporation (HFC) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
HFCP05/05/202005/31/2020$15,001 - $50,0001.00—0.60BuyBuySelfMay 5, 2020$15,001 - $50,000mid $32.5KStockReviewnot modelled
218—HollyFrontier Corporation (HFC) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
HFCS05/05/202005/31/2020$15,001 - $50,0001.00—0.60SellSellSelfMay 5, 2020$15,001 - $50,000mid $32.5KStockReviewnot modelled
219—Inphi Corporation (IPHI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
IPHIS11/19/202011/30/2020$1,001 - $15,0001.00—0.60SellSellSelfNov 19, 2020$1,001 - $15,000mid $8KStockReviewnot modelled
220—Inphi Corporation (IPHI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
IPHIP04/29/202004/30/2020$1,001 - $15,0000.70—0.60BuyBuySelfApr 29, 2020$1,001 - $15,000mid $8KStockReviewnot modelled
221—Intel Corporation (INTC) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
INTCP01/24/201901/31/2019$1,001 - $15,0001.00INTC0.98BuyBuySelfJan 24, 2019$1,001 - $15,000mid $8KStockmodelled
222—Intel Corporation (INTC) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
INTCS06/18/201906/30/2019$1,001 - $15,0001.00INTC0.98SellSellSelfJun 18, 2019$1,001 - $15,000mid $8KStockmodelled
223—Intel Corporation (INTC) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
INTCS05/23/201905/31/2019$1,001 - $15,0001.00INTC0.98SellSellSelfMay 23, 2019$1,001 - $15,000mid $8KStockmodelled
224—Intel Corporation (INTC) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
INTCP08/17/201708/31/2017$1,001 - $15,0001.00INTC0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
225—Intel Corporation (INTC) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
INTCS06/27/201806/30/2018$1,001 - $15,0001.00INTC0.98SellSellSelfJun 27, 2018$1,001 - $15,000mid $8KStockmodelled
226—Intel Corporation (INTC) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
INTCS06/18/201906/30/2019$15,001 - $50,0001.00INTC0.98SellSellSelfJun 18, 2019$15,001 - $50,000mid $32.5KStockmodelled
227—International business Machines Corporation (IbM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P08/17/201708/31/2017$1,001 - $15,0001.00IBM0.95BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
228—International business Machines Corporation (IbM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S01/24/201901/31/2019$1,001 - $15,0001.00IBM0.95SellSellSelfJan 24, 2019$1,001 - $15,000mid $8KStockmodelled
229—International Paper Company (IP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
IPP04/14/202004/30/2020$1,001 - $15,0001.00IP0.98BuyBuySelfApr 14, 2020$1,001 - $15,000mid $8KStockmodelled
230—International Paper Company (IP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
IPP11/15/201911/30/2019$1,001 - $15,0001.00IP0.98BuyBuySelfNov 15, 2019$1,001 - $15,000mid $8KStockmodelled
231—International Paper Company (IP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
IPP04/29/202004/30/2020$15,001 - $50,0001.00IP0.98BuyBuySelfApr 29, 2020$15,001 - $50,000mid $32.5KStockmodelled
232—International Paper Company (IP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
IPS07/10/202007/31/2020$15,001 - $50,0001.00IP0.98SellSellSelfJul 10, 2020$15,001 - $50,000mid $32.5KStockmodelled
233—International Paper Company (IP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
IPP02/12/202002/29/2020$15,001 - $50,0001.00IP0.98BuyBuySelfFeb 12, 2020$15,001 - $50,000mid $32.5KStockmodelled
234—International Paper Company (IP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
IPS05/02/201905/30/2019$50,001 - $100,0001.00IP0.98SellSellSelfMay 2, 2019$50,001 - $100,000mid $75KStockmodelled
235—International Paper Company (IP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
IPP03/04/202103/31/2021$15,001 - $50,0001.00IP0.98BuyBuySelfMar 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
236—International Paper Company (IP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
IPS06/04/202106/30/2021$1,001 - $15,0001.00IP0.98SellSellSelfJun 4, 2021$1,001 - $15,000mid $8KStockmodelled
237—INTL PAPER CO [gS]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P10/02/201810/30/2018$50,001 - $100,0001.00—0.00BuyBuySelfOct 2, 2018$50,001 - $100,000mid $75KUnknownReviewnot modelled
238—Intrexon Corporation (XON) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
XONS12/14/201812/31/2018$1,001 - $15,0001.00—0.60SellSellSelfDec 14, 2018$1,001 - $15,000mid $8KStockReviewnot modelled
239—Intrexon Corporation (XON) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
XONP12/06/201712/31/2017$1,001 - $15,0001.00—0.60BuyBuySelfDec 6, 2017$1,001 - $15,000mid $8KStockReviewnot modelled
240—Invesco Dynamic Leisure and Entertainment ETF (PEJ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
PEJP06/03/202106/30/2021$15,001 - $50,0001.00PEJ0.98BuyBuySelfJun 3, 2021$15,001 - $50,000mid $32.5KEtfmodelled
241—IPg Photonics Corporation (IPgP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P04/15/202104/30/2021$1,001 - $15,0001.00IPGP0.95BuyBuySelfApr 15, 2021$1,001 - $15,000mid $8KStockmodelled
242—IPg Photonics Corporation (IPgP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S06/03/202106/30/2021$1,001 - $15,0001.00IPGP0.95SellSellSelfJun 3, 2021$1,001 - $15,000mid $8KStockmodelled
243—iShares global Comm Services ETF (IXP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
IXPS01/24/201901/31/2019$1,001 - $15,0001.00IXP0.98SellSellSelfJan 24, 2019$1,001 - $15,000mid $8KEtfmodelled
244—iShares National Muni bond ETF (MUb) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—P06/09/202106/30/2021$50,001 - $100,0001.00MUB0.95BuyBuySelfJun 9, 2021$50,001 - $100,000mid $75KEtfmodelled
245—iShares TIPS bond ETF (TIP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TIPP01/09/202001/31/2020$50,001 - $100,0001.00TIP0.98BuyBuySelfJan 9, 2020$50,001 - $100,000mid $75KEtfmodelled
246—iShares TIPS bond ETF (TIP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TIPS03/02/202003/31/2020$100,001 - $250,0001.00TIP0.98SellSellSelfMar 2, 2020$100,001 - $250,000mid $175KEtfmodelled
247—iShares TIPS bond ETF (TIP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TIPP11/18/201911/30/2019$100,001 - $250,0001.00TIP0.98BuyBuySelfNov 18, 2019$100,001 - $250,000mid $175KEtfmodelled
248—JMP group LLC Common Shares (JMP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
JMPP03/10/202003/31/2020$1,001 - $15,0001.00—0.60BuyBuySelfMar 10, 2020$1,001 - $15,000mid $8KStockReviewnot modelled
249—Johnson & Johnson (JNJ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
JNJS10/21/201910/31/2019$1,001 - $15,0001.00JNJ0.98SellSellSelfOct 21, 2019$1,001 - $15,000mid $8KStockmodelled
250—Johnson Controls International plc Ordinary Share (JCI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
JCIS12/06/201712/30/2017$1,001 - $15,0001.00JCI0.98SellSellSelfDec 6, 2017$1,001 - $15,000mid $8KStockmodelled
251—Johnson Controls International plc Ordinary Share (JCI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
JCIP08/25/201708/30/2017$1,001 - $15,0001.00JCI0.98BuyBuySelfAug 25, 2017$1,001 - $15,000mid $8KStockmodelled
252—JP Morgan Chase & Co. (JPM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
JPMP08/17/201708/31/2017$1,001 - $15,0001.00JPM0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
253—JP Morgan Chase & Co. (JPM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
JPMP03/20/202003/31/2020$1,001 - $15,0001.00JPM0.98BuyBuySelfMar 20, 2020$1,001 - $15,000mid $8KStockmodelled
254—JP Morgan Chase & Co. (JPM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
JPMS07/10/202007/31/2020$1,001 - $15,0001.00JPM0.98SellSellSelfJul 10, 2020$1,001 - $15,000mid $8KStockmodelled
255—JP Morgan Chase & Co. (JPM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
JPMP01/01/202001/31/2020$15,001 - $50,0001.00JPM0.98BuyBuySelfJan 1, 2020$15,001 - $50,000mid $32.5KStockmodelled
256—JP Morgan Chase & Co. (JPM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
JPMS05/11/202005/31/2020$1,001 - $15,0001.00JPM0.98SellSellSelfMay 11, 2020$1,001 - $15,000mid $8KStockmodelled
257—JP Morgan Chase & Co. (JPM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
JPMS06/04/202106/30/2021$1,001 - $15,0001.00JPM0.98SellSellSelfJun 4, 2021$1,001 - $15,000mid $8KStockmodelled
258—JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN (AMJ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
AMJS01/01/202001/31/2020$15,001 - $50,0001.00AMJ0.98SellSellSelfJan 1, 2020$15,001 - $50,000mid $32.5KStockmodelled
259—LendingTree, Inc. (TREE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TREES05/05/202105/31/2021$15,001 - $50,0001.00TREE0.98SellSellSelfMay 5, 2021$15,001 - $50,000mid $32.5KStockmodelled
260—LendingTree, Inc. (TREE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TREES12/23/202012/31/2020$1,001 - $15,0001.00TREE0.98SellSellSelfDec 23, 2020$1,001 - $15,000mid $8KStockmodelled
261—LendingTree, Inc. (TREE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TREEP02/13/202002/29/2020$1,001 - $15,0001.00TREE0.98BuyBuySelfFeb 13, 2020$1,001 - $15,000mid $8KStockmodelled
262—LendingTree, Inc. (TREE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TREEP03/02/202003/31/2020$1,001 - $15,0001.00TREE0.98BuyBuySelfMar 2, 2020$1,001 - $15,000mid $8KStockmodelled
263—LendingTree, Inc. (TREE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TREEP03/03/202003/31/2020$15,001 - $50,0001.00TREE0.98BuyBuySelfMar 3, 2020$15,001 - $50,000mid $32.5KStockmodelled
264—LendingTree, Inc. (TREE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TREEP04/14/202004/30/2020$15,001 - $50,0001.00TREE0.98BuyBuySelfApr 14, 2020$15,001 - $50,000mid $32.5KStockmodelled
265—Li Auto Inc. - American Depositary Shares (LI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
LIP12/08/202012/31/2020$15,001 - $50,0001.00LI0.98BuyBuySelfDec 8, 2020$15,001 - $50,000mid $32.5KStockmodelled
266—Li Auto Inc. - American Depositary Shares (LI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
LIS01/07/202101/31/2021$15,001 - $50,0001.00LI0.98SellSellSelfJan 7, 2021$15,001 - $50,000mid $32.5KStockmodelled
267—Live Nation Entertainment, Inc. (LYV) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
LYVS02/10/202102/28/2021$15,001 - $50,0001.00LYV0.98SellSellSelfFeb 10, 2021$15,001 - $50,000mid $32.5KStockmodelled
268—Live Nation Entertainment, Inc. (LYV) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
LYVP01/21/202101/31/2021$15,001 - $50,0001.00LYV0.98BuyBuySelfJan 21, 2021$15,001 - $50,000mid $32.5KStockmodelled
269—Lowe's Companies, Inc. (LOW) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
LOWS08/25/202008/31/2020$15,001 - $50,0001.00LOW0.98SellSellSelfAug 25, 2020$15,001 - $50,000mid $32.5KStockmodelled
270—Lowe's Companies, Inc. (LOW) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
LOWP06/15/202006/30/2020$1,001 - $15,0001.00LOW0.98BuyBuySelfJun 15, 2020$1,001 - $15,000mid $8KStockmodelled
271—Lowe's Companies, Inc. (LOW) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
LOWS01/05/201701/30/2017$15,001 - $50,0001.00LOW0.98SellSellSelfJan 5, 2017$15,001 - $50,000mid $32.5KStockmodelled
272—Lyft, Inc. - Class A (LYFT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
LYFTS08/05/201908/31/2019$1,001 - $15,0001.00LYFT0.98SellSellSelfAug 5, 2019$1,001 - $15,000mid $8KStockmodelled
273—Lyft, Inc. - Class A (LYFT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
LYFTP07/08/201907/31/2019$1,001 - $15,0001.00LYFT0.98BuyBuySelfJul 8, 2019$1,001 - $15,000mid $8KStockmodelled
274—Mallinckrodt plc Ordinary Shares (MNK) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MNKP08/25/201708/31/2017$1,001 - $15,0001.00—0.60BuyBuySelfAug 25, 2017$1,001 - $15,000mid $8KStockReviewnot modelled
275—Mallinckrodt plc Ordinary Shares (MNK) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MNKS09/05/201709/30/2017$1,001 - $15,0001.00—0.60SellSellSelfSep 5, 2017$1,001 - $15,000mid $8KStockReviewnot modelled
276—Marriott International - Class A (MAR) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
MARP06/15/202006/30/2020$1,001 - $15,0001.00MAR0.98BuyBuySelfJun 15, 2020$1,001 - $15,000mid $8KStockmodelled
277—Marriott International - Class A (MAR) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
MARS08/21/202008/31/2020$1,001 - $15,0001.00MAR0.98SellSellSelfAug 21, 2020$1,001 - $15,000mid $8KStockmodelled
278—Martin Marietta Materials, Inc. (MLM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MLMP10/15/201810/31/2018$50,001 - $100,0001.00MLM0.98BuyBuySelfOct 15, 2018$50,001 - $100,000mid $75KStockmodelled
279—Martin Marietta Materials, Inc. (MLM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MLMS11/07/201811/30/2018$50,001 - $100,0001.00MLM0.98SellSellSelfNov 7, 2018$50,001 - $100,000mid $75KStockmodelled
280—Marvell Technology, Inc. (MRVL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MRVLP12/18/202012/31/2020$1,001 - $15,0001.00MRVL0.98BuyBuySelfDec 18, 2020$1,001 - $15,000mid $8KStockmodelled
281—Marvell Technology, Inc. (MRVL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MRVLP11/19/202011/30/2019$15,001 - $50,0001.00MRVL0.98BuyBuySelfNov 19, 2020$15,001 - $50,000mid $32.5KStockmodelled
282—Marvell Technology, Inc. (MRVL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MRVLP05/05/202105/31/2021$1,001 - $15,0001.00MRVL0.98BuyBuySelfMay 5, 2021$1,001 - $15,000mid $8KStockmodelled
283—Marvell Technology, Inc. (MRVL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MRVLP06/09/202106/30/2021$1,001 - $15,0001.00MRVL0.98BuyBuySelfJun 9, 2021$1,001 - $15,000mid $8KStockmodelled
284—Marvell Technology, Inc. (MRVL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MRVLP03/01/202103/31/2021$15,001 - $50,0001.00MRVL0.98BuyBuySelfMar 1, 2021$15,001 - $50,000mid $32.5KStockmodelled
285—Marvell Technology, Inc. (MRVL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MRVLS06/04/202106/30/2021$1,001 - $15,0001.00MRVL0.98SellSellSelfJun 4, 2021$1,001 - $15,000mid $8KStockmodelled
286—Mastercard Incorporated (MA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
MAS01/05/201701/30/2017$50,001 - $100,0001.00MA0.98SellSellSelfJan 5, 2017$50,001 - $100,000mid $75KStockmodelled
287—McDonald's Corporation (MCD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MCDS01/29/202001/31/2020$15,001 - $50,0001.00MCD0.98SellSellSelfJan 29, 2020$15,001 - $50,000mid $32.5KStockmodelled
288—McDonald's Corporation (MCD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MCDP01/28/202001/31/2020$15,001 - $50,0001.00MCD0.98BuyBuySelfJan 28, 2020$15,001 - $50,000mid $32.5KStockmodelled
289—Medtronic plc. Ordinary Shares (MDT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MDTS01/14/201901/31/2019$1,001 - $15,0001.00MDT0.98SellSellSelfJan 14, 2019$1,001 - $15,000mid $8KStockmodelled
290—Medtronic plc. Ordinary Shares (MDT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MDTP08/17/201708/31/2017$1,001 - $15,0001.00MDT0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
291—Merck & Company, Inc. Common Stock (MRK) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MRKP08/17/201708/31/2017$15,001 - $50,0001.00MRK0.98BuyBuySelfAug 17, 2017$15,001 - $50,000mid $32.5KStockmodelled
292—Merck & Company, Inc. Common Stock (MRK) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MRKS11/18/201911/30/2019$15,001 - $50,0001.00MRK0.98SellSellSelfNov 18, 2019$15,001 - $50,000mid $32.5KStockmodelled
293—MetLife, Inc. (MET) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
METP01/07/202001/31/2020$1,001 - $15,0001.00MET0.98BuyBuySelfJan 7, 2020$1,001 - $15,000mid $8KStockmodelled
294—MetLife, Inc. (MET) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
METP08/17/201708/31/2017$1,001 - $15,0000.70MET0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockReviewmodelled
295—MetLife, Inc. (MET) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
METS07/25/201807/31/2018$1,001 - $15,0001.00MET0.98SellSellSelfJul 25, 2018$1,001 - $15,000mid $8KStockmodelled
296—MetLife, Inc. (MET) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
METS02/25/202002/29/2020$1,001 - $15,0001.00MET0.98SellSellSelfFeb 25, 2020$1,001 - $15,000mid $8KStockmodelled
297—MgM Resorts International (MgM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—P06/03/202106/30/2021$15,001 - $50,0001.00MGM0.95BuyBuySelfJun 3, 2021$15,001 - $50,000mid $32.5KStockmodelled
298—Micron Technology, Inc. (MU) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MUP03/29/201903/31/2019$15,001 - $50,0001.00MU0.98BuyBuySelfMar 29, 2019$15,001 - $50,000mid $32.5KStockmodelled
299—Micron Technology, Inc. (MU) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MUS04/08/201904/30/2019$15,001 - $50,0001.00MU0.98SellSellSelfApr 8, 2019$15,001 - $50,000mid $32.5KStockmodelled
300—Microsoft Corporation (MSFT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MSFTP08/17/201708/31/2017$15,001 - $50,0001.00MSFT0.98BuyBuySelfAug 17, 2017$15,001 - $50,000mid $32.5KStockmodelled
301—Microsoft Corporation (MSFT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MSFTP01/09/202001/31/2020$1,001 - $15,0001.00MSFT0.98BuyBuySelfJan 9, 2020$1,001 - $15,000mid $8KStockmodelled
302—Microsoft Corporation (MSFT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MSFTP03/20/202003/31/2020$1,001 - $15,0001.00MSFT0.98BuyBuySelfMar 20, 2020$1,001 - $15,000mid $8KStockmodelled
303—Microsoft Corporation (MSFT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
MSFTS06/04/202106/30/2021$15,001 - $50,0001.00MSFT0.98SellSellSelfJun 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
304—New York Community bancorp, Inc. (NYCb) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S09/05/201709/30/2017$15,001 - $50,0001.00—0.00SellSellSelfSep 5, 2017$15,001 - $50,000mid $32.5KStocknot modelled
305—New York Community bancorp, Inc. (NYCb) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P08/25/201708/31/2017$15,001 - $50,0001.00—0.00BuyBuySelfAug 25, 2017$15,001 - $50,000mid $32.5KStocknot modelled
306—New York ST DORM ATRV [gS]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P08/17/201708/31/2017$50,001 - $100,0001.00—0.00BuyBuySelfAug 17, 2017$50,001 - $100,000mid $75KUnknownReviewnot modelled
307—New York ST DORM ATRV [gS]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S07/24/201807/31/2018$50,001 - $100,0001.00—0.00SellSellSelfJul 24, 2018$50,001 - $100,000mid $75KUnknownReviewnot modelled
308—NextEra Energy, Inc. (NEE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
NEEP01/07/201901/31/2019$1,001 - $15,0001.00NEE0.98BuyBuySelfJan 7, 2019$1,001 - $15,000mid $8KStockmodelled
309—NIO Inc. American depositary shares, each representing one Class A ordinary share (NIO) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
NIOP09/02/202009/30/2020$1,001 - $15,0001.00NIO0.98BuyBuySelfSep 2, 2020$1,001 - $15,000mid $8KStockmodelled
310—NIO Inc. American depositary shares, each representing one Class A ordinary share (NIO) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
NIOP10/05/202010/31/2020$15,001 - $50,0001.00NIO0.98BuyBuySelfOct 5, 2020$15,001 - $50,000mid $32.5KStockmodelled
311—NIO Inc. American depositary shares, each representing one Class A ordinary share (NIO) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
NIOS05/20/202105/31/2021$15,001 - $50,0001.00NIO0.98SellSellSelfMay 20, 2021$15,001 - $50,000mid $32.5KStockmodelled
312—Norwegian Cruise Line Holdings Ltd. Ordinary Shares (NCLH) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
NCLHS02/10/202102/28/2021$15,001 - $50,0000.70NCLH0.98SellSellSelfFeb 10, 2021$15,001 - $50,000mid $32.5KStockReviewmodelled
313—Norwegian Cruise Line Holdings Ltd. Ordinary Shares (NCLH) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
NCLHP01/21/202101/31/2021$15,001 - $50,0001.00NCLH0.98BuyBuySelfJan 21, 2021$15,001 - $50,000mid $32.5KStockmodelled
314—NVIDIA Corporation (NVDA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
NVDAS06/04/202106/30/2021$15,001 - $50,0001.00NVDA0.98SellSellSelfJun 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
315—NVIDIA Corporation (NVDA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
NVDAS05/05/202105/31/2021$15,001 - $50,0001.00NVDA0.98SellSellSelfMay 5, 2021$15,001 - $50,000mid $32.5KStockmodelled
316—NVIDIA Corporation (NVDA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
NVDAS03/02/202003/31/2020$100,001 - $250,0001.00NVDA0.98SellSellSelfMar 2, 2020$100,001 - $250,000mid $175KStockmodelled
317—NVIDIA Corporation (NVDA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
NVDAP02/13/202002/29/2020$1,001 - $15,0001.00NVDA0.98BuyBuySelfFeb 13, 2020$1,001 - $15,000mid $8KStockmodelled
318—NVIDIA Corporation (NVDA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
NVDAP03/02/202003/02/2020$15,001 - $50,0001.00NVDA0.98BuyBuySelfMar 2, 2020$15,001 - $50,000mid $32.5KStockmodelled
319—NVIDIA Corporation (NVDA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
NVDAP11/15/201911/30/2019$1,001 - $15,0001.00NVDA0.98BuyBuySelfNov 15, 2019$1,001 - $15,000mid $8KStockmodelled
320—NVIDIA Corporation (NVDA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
NVDAP03/20/202003/31/2020$15,001 - $50,0001.00NVDA0.98BuyBuySelfMar 20, 2020$15,001 - $50,000mid $32.5KStockmodelled
321—NVIDIA Corporation (NVDA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
NVDAP03/03/202003/31/2020$15,001 - $50,0001.00NVDA0.98BuyBuySelfMar 3, 2020$15,001 - $50,000mid $32.5KStockmodelled
322—NVIDIA Corporation (NVDA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
NVDAP07/08/201907/31/2019$15,001 - $50,0001.00NVDA0.98BuyBuySelfJul 8, 2019$15,001 - $50,000mid $32.5KStockmodelled
323—NVIDIA Corporation (NVDA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
NVDAS12/02/201912/31/2019$15,001 - $50,0001.00NVDA0.98SellSellSelfDec 2, 2019$15,001 - $50,000mid $32.5KStockmodelled
324—NVIDIA Corporation (NVDA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
NVDAP01/14/201901/30/2019$15,001 - $50,0001.00NVDA0.98BuyBuySelfJan 14, 2019$15,001 - $50,000mid $32.5KStockmodelled
325—NVIDIA Corporation (NVDA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
NVDAS01/29/201901/30/2019$1,001 - $15,0001.00NVDA0.98SellSellSelfJan 29, 2019$1,001 - $15,000mid $8KStockmodelled
326—NVIDIA Corporation (NVDA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
NVDAP07/29/201907/31/2019$15,001 - $50,0001.00NVDA0.98BuyBuySelfJul 29, 2019$15,001 - $50,000mid $32.5KStockmodelled
327—Oracle Corporation Ordinary Shares (OCLCF) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
OCLCFS10/21/201910/31/2019$1,001 - $15,0001.00ORCL0.95SellSellSelfOct 21, 2019$1,001 - $15,000mid $8KStockReviewmodelled
328—Pacific gas & Electric Co. (PCg) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S01/07/201901/31/2019$1,001 - $15,0001.00—0.00SellSellSelfJan 7, 2019$1,001 - $15,000mid $8KStocknot modelled
329—Pacific gas & Electric Co. (PCg) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P08/17/201708/31/2017$1,001 - $15,0001.00—0.00BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStocknot modelled
330—Pacific gas & Electric Co. (PCg) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S12/21/201712/31/2017$1,001 - $15,0001.00—0.00SellSellSelfDec 21, 2017$1,001 - $15,000mid $8KStocknot modelled
331—PayPal Holdings, Inc. (PYPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
PYPLS01/05/201701/30/2017$15,001 - $50,0001.00PYPL0.98SellSellSelfJan 5, 2017$15,001 - $50,000mid $32.5KStockmodelled
332—PayPal Holdings, Inc. (PYPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
PYPLS06/03/202106/30/2021$50,001 - $100,0001.00PYPL0.98SellSellSelfJun 3, 2021$50,001 - $100,000mid $75KStockmodelled
333—PayPal Holdings, Inc. (PYPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
PYPLS05/20/202105/31/2021$15,001 - $50,0001.00PYPL0.98SellSellSelfMay 20, 2021$15,001 - $50,000mid $32.5KStockmodelled
334—PayPal Holdings, Inc. (PYPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
PYPLP03/02/202103/31/2021$50,001 - $100,0001.00PYPL0.98BuyBuySelfMar 2, 2021$50,001 - $100,000mid $75KStockmodelled
335—PayPal Holdings, Inc. (PYPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
PYPLP03/11/202103/31/2021$15,001 - $50,0001.00PYPL0.98BuyBuySelfMar 11, 2021$15,001 - $50,000mid $32.5KStockmodelled
336—Pentair plc. Ordinary Share (PNR) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
PNRP08/17/201708/31/2017$1,001 - $15,0001.00PNR0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
337—Pentair plc. Ordinary Share (PNR) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
PNRS09/05/201709/30/2017$1,001 - $15,0001.00PNR0.98SellSellSelfSep 5, 2017$1,001 - $15,000mid $8KStockmodelled
338—Pfizer, Inc. (PFE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
PFEP08/17/201708/31/2017$1,001 - $15,0001.00PFE0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
339—Pfizer, Inc. (PFE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
PFES04/08/201904/30/2019$1,001 - $15,0001.00PFE0.98SellSellSelfApr 8, 2019$1,001 - $15,000mid $8KStockmodelled
340—Pinterest, Inc. Class A (PINS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
PINSP11/03/202011/30/2020$15,001 - $50,0001.00PINS0.98BuyBuySelfNov 3, 2020$15,001 - $50,000mid $32.5KStockmodelled
341—Pinterest, Inc. Class A (PINS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
PINSS11/16/202011/30/2020$15,001 - $50,0001.00PINS0.98SellSellSelfNov 16, 2020$15,001 - $50,000mid $32.5KStockmodelled
342—PPg Industries, Inc. (PPg) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P03/01/202103/31/2021$50,001 - $100,0001.00PPG0.95BuyBuySelfMar 1, 2021$50,001 - $100,000mid $75KStockmodelled
343—PPg Industries, Inc. (PPg) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S06/04/202106/30/2021$15,001 - $50,0001.00PPG0.95SellSellSelfJun 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
344—PPL Corporation (PPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
PPLP08/17/201708/31/2017$1,001 - $15,0001.00PPL0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
345—PPL Corporation (PPL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
PPLS04/30/201804/30/2018$1,001 - $15,0001.00PPL0.98SellSellSelfApr 30, 2018$1,001 - $15,000mid $8KStockmodelled
346—Procter & gamble Company (Pg) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S07/24/201807/31/2018$1,001 - $15,0001.00PG0.95SellSellSelfJul 24, 2018$1,001 - $15,000mid $8KStockmodelled
347—Procter & gamble Company (Pg) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P08/17/201708/31/2017$1,001 - $15,0001.00PG0.95BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
348—PTC Inc. (PTC) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
PTCS06/03/202106/30/2021$50,001 - $100,0001.00PTC0.98SellSellSelfJun 3, 2021$50,001 - $100,000mid $75KStockmodelled
349—PTC Inc. (PTC) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
PTCP03/02/202103/31/2021$50,001 - $100,0001.00PTC0.98BuyBuySelfMar 2, 2021$50,001 - $100,000mid $75KStockmodelled
350—QUALCOMM Incorporated (QCOM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
QCOMP03/03/202103/31/2021$50,001 - $100,0001.00QCOM0.98BuyBuySelfMar 3, 2021$50,001 - $100,000mid $75KStockmodelled
351—QUALCOMM Incorporated (QCOM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
QCOMS06/02/202106/30/2021$50,001 - $100,0001.00QCOM0.98SellSellSelfJun 2, 2021$50,001 - $100,000mid $75KStockmodelled
352—QuantumScape Corporation Class A (QS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
QSS02/24/202102/28/2021$15,001 - $50,0001.00QS0.98SellSellSelfFeb 24, 2021$15,001 - $50,000mid $32.5KStockmodelled
353—QuantumScape Corporation Class A (QS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
QSP02/19/202102/28/2021$15,001 - $50,0001.00QS0.98BuyBuySelfFeb 19, 2021$15,001 - $50,000mid $32.5KStockmodelled
354—Real Estate Select Sector SPDR Fund (XLRE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
XLREP06/09/202106/30/2021$50,001 - $100,0001.00XLRE0.98BuyBuySelfJun 9, 2021$50,001 - $100,000mid $75KEtfmodelled
355—Real Estate Select Sector SPDR Fund (XLRE) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
XLRES08/16/202108/31/2021$50,001 - $100,0001.00XLRE0.98SellSellSelfAug 16, 2021$50,001 - $100,000mid $75KEtfmodelled
356—Regeneron Pharmaceuticals, Inc. (REgN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P11/05/201811/30/2018$15,001 - $50,0001.00REGN0.95BuyBuySelfNov 5, 2018$15,001 - $50,000mid $32.5KStockmodelled
357—Regeneron Pharmaceuticals, Inc. (REgN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S11/07/201811/30/2018$15,001 - $50,0001.00REGN0.95SellSellSelfNov 7, 2018$15,001 - $50,000mid $32.5KStockmodelled
358—Regeneron Pharmaceuticals, Inc. (REgN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P05/02/201905/30/2019$50,001 - $100,0001.00REGN0.95BuyBuySelfMay 2, 2019$50,001 - $100,000mid $75KStockmodelled
359—Regeneron Pharmaceuticals, Inc. (REgN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S09/16/201909/30/2019$50,001 - $100,0001.00REGN0.95SellSellSelfSep 16, 2019$50,001 - $100,000mid $75KStockmodelled
360—RH (RH) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
RHS04/01/202104/30/2021$50,001 - $100,0001.00RH0.98SellSellSelfApr 1, 2021$50,001 - $100,000mid $75KStockmodelled
361—RH (RH) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
RHP03/01/202103/31/2021$15,001 - $50,0001.00RH0.98BuyBuySelfMar 1, 2021$15,001 - $50,000mid $32.5KStockmodelled
362—Roblox Corporation Class A (RbLX) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—S06/30/202106/30/2021$15,001 - $50,0001.00—0.90SellSellSelfJun 30, 2021$15,001 - $50,000mid $32.5KStockReviewnot modelled
363—Roblox Corporation Class A (RbLX) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—P06/21/202106/30/2021$15,001 - $50,0001.00—0.90BuyBuySelfJun 21, 2021$15,001 - $50,000mid $32.5KStockReviewnot modelled
364—Southwest Airlines Company (LUV) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
LUVP03/04/202103/31/2021$15,001 - $50,0001.00LUV0.98BuyBuySelfMar 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
365—Southwest Airlines Company (LUV) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
LUVS05/20/202105/31/2021$15,001 - $50,0001.00LUV0.98SellSellSelfMay 20, 2021$15,001 - $50,000mid $32.5KStockmodelled
366—SPDR S&P Retail ETF (XRT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
XRTS01/03/202001/31/2020$1,001 - $15,0001.00XRT0.98SellSellSelfJan 3, 2020$1,001 - $15,000mid $8KEtfmodelled
367—Splunk Inc. (SPLK) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
SPLKS06/04/202106/30/2021$1,001 - $15,0000.70—0.60SellSellSelfJun 4, 2021$1,001 - $15,000mid $8KStockReviewnot modelled
368—Splunk Inc. (SPLK) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
SPLKP06/02/202106/30/2021$15,001 - $50,0001.00—0.60BuyBuySelfJun 2, 2021$15,001 - $50,000mid $32.5KStockReviewnot modelled
369—Spotify Technology S.A. Ordinary Shares (SPOT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
SPOTP03/09/202103/31/2021$1,001 - $15,0001.00SPOT0.98BuyBuySelfMar 9, 2021$1,001 - $15,000mid $8KStockmodelled
370—Spotify Technology S.A. Ordinary Shares (SPOT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
SPOTP04/08/202104/30/2021$1,001 - $15,0001.00SPOT0.98BuyBuySelfApr 8, 2021$1,001 - $15,000mid $8KStockmodelled
371—Spotify Technology S.A. Ordinary Shares (SPOT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
SPOTS05/05/202105/30/2021$50,001 - $100,0001.00SPOT0.98SellSellSelfMay 5, 2021$50,001 - $100,000mid $75KStockmodelled
372—Spotify Technology S.A. Ordinary Shares (SPOT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
SPOTP03/01/202103/31/2021$15,001 - $50,0001.00SPOT0.98BuyBuySelfMar 1, 2021$15,001 - $50,000mid $32.5KStockmodelled
373—Spotify Technology S.A. Ordinary Shares (SPOT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
SPOTP08/26/202108/31/2021$50,001 - $100,0001.00SPOT0.98BuyBuySelfAug 26, 2021$50,001 - $100,000mid $75KStockmodelled
374—Square, Inc. Class A (SQ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
SQS05/20/202105/31/2021$50,001 - $100,0001.00—0.60SellSellSelfMay 20, 2021$50,001 - $100,000mid $75KStockReviewnot modelled
375—Square, Inc. Class A (SQ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
SQP08/20/201908/31/2019$15,001 - $50,0001.00—0.60BuyBuySelfAug 20, 2019$15,001 - $50,000mid $32.5KStockReviewnot modelled
376—Square, Inc. Class A (SQ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
SQS12/02/201912/31/2019$15,001 - $50,0001.00—0.60SellSellSelfDec 2, 2019$15,001 - $50,000mid $32.5KStockReviewnot modelled
377—Square, Inc. Class A (SQ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
SQP03/10/202003/31/2020$1,001 - $15,0001.00—0.60BuyBuySelfMar 10, 2020$1,001 - $15,000mid $8KStockReviewnot modelled
378—Square, Inc. Class A (SQ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
SQP03/03/202003/31/2020$1,001 - $15,0001.00—0.60BuyBuySelfMar 3, 2020$1,001 - $15,000mid $8KStockReviewnot modelled
379—Superior Industries International, Inc. Common Stock (SUP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
SUPS01/02/201901/31/2019$1,001 - $15,0001.00—0.60SellSellSelfJan 2, 2019$1,001 - $15,000mid $8KStockReviewnot modelled
380—Superior Industries International, Inc. Common Stock (SUP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
SUPS03/29/201903/31/2019$1,001 - $15,0001.00—0.60SellSellSelfMar 29, 2019$1,001 - $15,000mid $8KStockReviewnot modelled
381—Superior Industries International, Inc. Common Stock (SUP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
SUPP10/15/201810/30/2018$50,001 - $100,0001.00—0.60BuyBuySelfOct 15, 2018$50,001 - $100,000mid $75KStockReviewnot modelled
382—Superior Industries International, Inc. Common Stock (SUP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
SUPS12/28/201812/31/2018$15,001 - $50,0001.00—0.60SellSellSelfDec 28, 2018$15,001 - $50,000mid $32.5KStockReviewnot modelled
383—Superior Industries International, Inc. Common Stock (SUP) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
SUPP12/21/201712/31/2017$1,001 - $15,0001.00—0.60BuyBuySelfDec 21, 2017$1,001 - $15,000mid $8KStockReviewnot modelled
384—Taiwan Semiconductor Manufacturing Company Ltd. (TSM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
TSMP06/11/202106/30/2021$15,001 - $50,0001.00TSM0.98BuyBuySelfJun 11, 2021$15,001 - $50,000mid $32.5KStockmodelled
385—Target Corporation (TgT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S09/05/201709/30/2017$1,001 - $15,0001.00TGT0.95SellSellSelfSep 5, 2017$1,001 - $15,000mid $8KStockmodelled
386—Target Corporation (TgT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P09/05/201709/30/2017$1,001 - $15,0001.00TGT0.95BuyBuySelfSep 5, 2017$1,001 - $15,000mid $8KStockmodelled
387—TE Connectivity Ltd. New Switzerland Registered Shares (TEL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TELP08/17/201708/31/2017$1,001 - $15,0001.00TEL0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
388—TE Connectivity Ltd. New Switzerland Registered Shares (TEL) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TELS01/14/201901/30/2019$1,001 - $15,0001.00TEL0.98SellSellSelfJan 14, 2019$1,001 - $15,000mid $8KStockmodelled
389—Tesla, Inc. (TSLA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TSLAS04/07/202104/30/2021$50,001 - $100,0001.00TSLA0.98SellSellSelfApr 7, 2021$50,001 - $100,000mid $75KStockmodelled
390—Tesla, Inc. (TSLA) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TSLAP03/02/202103/31/2021$50,001 - $100,0001.00TSLA0.98BuyBuySelfMar 2, 2021$50,001 - $100,000mid $75KStockmodelled
391—Texas Instruments Incorporated (TXN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TXNS06/18/201906/30/2019$15,001 - $50,0001.00TXN0.98SellSellSelfJun 18, 2019$15,001 - $50,000mid $32.5KStockmodelled
392—Texas Instruments Incorporated (TXN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TXNP08/17/201708/31/2017$1,001 - $15,0001.00TXN0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
393—Texas Instruments Incorporated (TXN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TXNP03/05/201903/31/2019$1,001 - $15,0001.00TXN0.98BuyBuySelfMar 5, 2019$1,001 - $15,000mid $8KStockmodelled
394—Texas Instruments Incorporated (TXN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TXNS04/08/201904/30/2019$1,001 - $15,0000.70TXN0.98SellSellSelfApr 8, 2019$1,001 - $15,000mid $8KStockReviewmodelled
395—The bank of New York Mellon Corporation (bK) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—P06/03/202106/30/2021$50,001 - $100,0001.00BNY0.95BuyBuySelfJun 3, 2021$50,001 - $100,000mid $75KStockmodelled
396—The Cooper Companies, Inc. (COO) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
COOS01/05/201701/30/2017$15,001 - $50,0001.00COO0.98SellSellSelfJan 5, 2017$15,001 - $50,000mid $32.5KStockmodelled
397—The Priceline group Inc. (PCLN) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
PCLNS01/05/201701/30/2017$15,001 - $50,0001.00PCLN0.95SellSellSelfJan 5, 2017$15,001 - $50,000mid $32.5KStockReviewmodelled
398—Time Warner Inc. New (TWX) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Charles Schwab Retirement Account
TWXS01/05/201701/30/2017$50,001 - $100,0001.00TWX0.95SellSellSelfJan 5, 2017$50,001 - $100,000mid $75KStockReviewmodelled
399—TJX Companies, Inc. (TJX) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
TJXP06/15/202006/30/2020$1,001 - $15,0001.00TJX0.98BuyBuySelfJun 15, 2020$1,001 - $15,000mid $8KStockmodelled
400—TJX Companies, Inc. (TJX) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
TJXS07/31/202007/31/2020$1,001 - $15,0001.00TJX0.98SellSellSelfJul 31, 2020$1,001 - $15,000mid $8KStockmodelled
401—Total SE (TOT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TOTS09/05/201709/30/2017$1,001 - $15,0001.00TOT0.98SellSellSelfSep 5, 2017$1,001 - $15,000mid $8KStockmodelled
402—Total SE (TOT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
TOTP08/17/201708/31/2017$1,001 - $15,0001.00TOT0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
403—TrueShares Technology, AI & Deep Learning ETF (LRNZ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
LRNZP09/17/202009/30/2020$1,001 - $15,0001.00LRNZ0.98BuyBuySelfSep 17, 2020$1,001 - $15,000mid $8KEtfmodelled
404—TrueShares Technology, AI & Deep Learning ETF (LRNZ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
LRNZS10/26/202010/31/2020$1,001 - $15,0001.00LRNZ0.98SellSellSelfOct 26, 2020$1,001 - $15,000mid $8KEtfmodelled
405—TrueShares Technology, AI & Deep Learning ETF (LRNZ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
LRNZP06/03/202106/30/2021$15,001 - $50,0001.00LRNZ0.98BuyBuySelfJun 3, 2021$15,001 - $50,000mid $32.5KEtfmodelled
406—U.S. global Jets ETF (JETS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
JETSS01/15/202101/31/2021$15,001 - $50,0001.00JETS0.98SellSellSelfJan 15, 2021$15,001 - $50,000mid $32.5KEtfmodelled
407—U.S. global Jets ETF (JETS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
JETSP12/11/202012/31/2020$15,001 - $50,0001.00JETS0.98BuyBuySelfDec 11, 2020$15,001 - $50,000mid $32.5KEtfmodelled
408—Uber Technologies, Inc. (UbER) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—S05/20/202105/31/2021$15,001 - $50,0001.00UBER0.95SellSellSelfMay 20, 2021$15,001 - $50,000mid $32.5KStockmodelled
409—Uber Technologies, Inc. (UbER) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
—P01/13/202101/31/2021$15,001 - $50,0001.00UBER0.95BuyBuySelfJan 13, 2021$15,001 - $50,000mid $32.5KStockmodelled
410—United Rentals, Inc. (URI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
URIS05/05/202105/31/2021$15,001 - $50,0001.00URI0.98SellSellSelfMay 5, 2021$15,001 - $50,000mid $32.5KStockmodelled
411—United Rentals, Inc. (URI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
URIS06/04/202106/30/2021$15,001 - $50,0001.00URI0.98SellSellSelfJun 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
412—United Rentals, Inc. (URI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
URIP03/20/202003/31/2020$1,001 - $15,0001.00URI0.98BuyBuySelfMar 20, 2020$1,001 - $15,000mid $8KStockmodelled
413—United Rentals, Inc. (URI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
URIP05/23/201905/31/2019$1,001 - $15,0001.00URI0.98BuyBuySelfMay 23, 2019$1,001 - $15,000mid $8KStockmodelled
414—United Rentals, Inc. (URI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
URIP08/21/201908/31/2019$1,001 - $15,0001.00URI0.98BuyBuySelfAug 21, 2019$1,001 - $15,000mid $8KStockmodelled
415—United Rentals, Inc. (URI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
URIP12/19/201812/30/2018$15,001 - $50,0001.00URI0.98BuyBuySelfDec 19, 2018$15,001 - $50,000mid $32.5KStockmodelled
416—Vanguard NY Long Term [gS]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S06/28/201806/30/2018$15,001 - $50,0001.00—0.00SellSellSelfJun 28, 2018$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
417—Vanguard NY Long Term [gS]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P08/17/201708/31/2017$15,001 - $50,0001.00—0.00BuyBuySelfAug 17, 2017$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
418—Verizon Communications Inc. (VZ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
VZP08/17/201708/31/2017$1,001 - $15,0001.00VZ0.98BuyBuySelfAug 17, 2017$1,001 - $15,000mid $8KStockmodelled
419—Verizon Communications Inc. (VZ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
VZS06/18/201906/30/2019$15,001 - $50,0001.00VZ0.98SellSellSelfJun 18, 2019$15,001 - $50,000mid $32.5KStockmodelled
420—Verizon Communications Inc. (VZ) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
VZS06/18/201906/30/2019$1,001 - $15,0001.00VZ0.98SellSellSelfJun 18, 2019$1,001 - $15,000mid $8KStockmodelled
421—Visa Inc. (V) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
VP03/02/202003/31/2020$1,001 - $15,0001.00V0.98BuyBuySelfMar 2, 2020$1,001 - $15,000mid $8KStockmodelled
422—Visa Inc. (V) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
VP01/29/202001/31/2020$15,001 - $50,0001.00V0.98BuyBuySelfJan 29, 2020$15,001 - $50,000mid $32.5KStockmodelled
423—Visa Inc. (V) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
VP01/09/202001/31/2020$15,001 - $50,0001.00V0.98BuyBuySelfJan 9, 2020$15,001 - $50,000mid $32.5KStockmodelled
424—Visa Inc. (V) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
VS06/04/202106/30/2021$15,001 - $50,0001.00V0.98SellSellSelfJun 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
425—Walmart Inc. (WMT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
WMTS06/18/201906/30/2019$1,001 - $15,0001.00WMT0.98SellSellSelfJun 18, 2019$1,001 - $15,000mid $8KStockmodelled
426—Walmart Inc. (WMT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
WMTS (partial)03/02/202003/31/2020$1,001 - $15,0001.00WMT0.98PartialPartial saleSelfMar 2, 2020$1,001 - $15,000mid $8KStockmodelled
427—Walmart Inc. (WMT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
WMTS06/18/201906/30/2019$15,001 - $50,0001.00WMT0.98SellSellSelfJun 18, 2019$15,001 - $50,000mid $32.5KStockmodelled
428—Walmart Inc. (WMT) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
WMTP11/04/201811/30/2018$15,001 - $50,0001.00WMT0.98BuyBuySelfNov 4, 2018$15,001 - $50,000mid $32.5KStockmodelled
429—Walt Disney Company (DIS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
DISP11/13/201911/30/2019$1,001 - $15,0001.00DIS0.98BuyBuySelfNov 13, 2019$1,001 - $15,000mid $8KStockmodelled
430—Walt Disney Company (DIS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
DISS05/11/202005/31/2020$1,001 - $15,0001.00DIS0.98SellSellSelfMay 11, 2020$1,001 - $15,000mid $8KStockmodelled
431—Waste Management, Inc. (WM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
WMS06/03/202106/30/2021$50,001 - $100,0001.00WM0.98SellSellSelfJun 3, 2021$50,001 - $100,000mid $75KStockmodelled
432—Waste Management, Inc. (WM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
WMS03/20/202003/31/2020$1,001 - $15,0001.00WM0.98SellSellSelfMar 20, 2020$1,001 - $15,000mid $8KStockmodelled
433—Waste Management, Inc. (WM) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
WMP09/05/201709/30/2017$1,001 - $15,0001.00WM0.98BuyBuySelfSep 5, 2017$1,001 - $15,000mid $8KStockmodelled
434—Westchester CNTY NY gO [gS]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P08/17/201708/31/2017$15,001 - $50,0001.00—0.00BuyBuySelfAug 17, 2017$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
435—Westchester CNTY NY gO [gS]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S07/24/201807/31/2018$15,001 - $50,0001.00—0.00SellSellSelfJul 24, 2018$15,001 - $50,000mid $32.5KUnknownReviewnot modelled
436—Weyerhaeuser Company (WY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
WYP11/08/201811/30/2018$50,001 - $100,0001.00WY0.98BuyBuySelfNov 8, 2018$50,001 - $100,000mid $75KStockmodelled
437—Weyerhaeuser Company (WY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
WYP02/25/201902/28/2019$15,001 - $50,0001.00WY0.98BuyBuySelfFeb 25, 2019$15,001 - $50,000mid $32.5KStockmodelled
438—Weyerhaeuser Company (WY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
WYS05/08/201905/31/2019$50,001 - $100,0001.00WY0.98SellSellSelfMay 8, 2019$50,001 - $100,000mid $75KStockmodelled
439—Weyerhaeuser Company (WY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
WYP02/21/201902/28/2019$1,001 - $15,0001.00WY0.98BuyBuySelfFeb 21, 2019$1,001 - $15,000mid $8KStockmodelled
440—Weyerhaeuser Company (WY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
WYP03/02/202103/31/2021$50,001 - $100,0001.00WY0.98BuyBuySelfMar 2, 2021$50,001 - $100,000mid $75KStockmodelled
441—Weyerhaeuser Company (WY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
WYS08/03/202108/31/2021$50,001 - $100,0001.00WY0.98SellSellSelfAug 3, 2021$50,001 - $100,000mid $75KStockmodelled
442—Weyerhaeuser Company (WY) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
WYS06/04/202106/30/2021$15,001 - $50,0001.00WY0.98SellSellSelfJun 4, 2021$15,001 - $50,000mid $32.5KStockmodelled
443—Winnebago Industries, Inc. (WgO) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—S04/08/201904/30/2019$50,001 - $100,0001.00WGO0.95SellSellSelfApr 8, 2019$50,001 - $100,000mid $75KStockmodelled
444—Winnebago Industries, Inc. (WgO) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : Merrill Lynch- Advisor Discretion Account
—P11/18/201811/30/2018$50,001 - $100,0001.00WGO0.95BuyBuySelfNov 18, 2018$50,001 - $100,000mid $75KStockmodelled
445—WisdomTree Cloud Computing Fund (WCLD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
WCLDP09/17/202009/30/2020$1,001 - $15,0001.00WCLD0.98BuyBuySelfSep 17, 2020$1,001 - $15,000mid $8KStockmodelled
446—WisdomTree Cloud Computing Fund (WCLD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
WCLDS10/26/202010/31/2020$1,001 - $15,0001.00WCLD0.98SellSellSelfOct 26, 2020$1,001 - $15,000mid $8KStockmodelled
447—WisdomTree Cloud Computing Fund (WCLD) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
WCLDP06/03/202106/30/2021$50,001 - $100,0001.00WCLD0.98BuyBuySelfJun 3, 2021$50,001 - $100,000mid $75KStockmodelled
448—Workhorse group, Inc. (WKHS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
WKHSS10/05/202010/31/2020$15,001 - $50,0001.00WKHS0.98SellSellSelfOct 5, 2020$15,001 - $50,000mid $32.5KStockmodelled
449—Workhorse group, Inc. (WKHS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
WKHSP09/24/202009/30/2020$15,001 - $50,0001.00WKHS0.98BuyBuySelfSep 24, 2020$15,001 - $50,000mid $32.5KStockmodelled
450—ZoomInfo Technologies Inc. - Class A (ZI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
ZIP06/15/202006/30/2020$1,001 - $15,0001.00GTM0.95BuyBuySelfJun 15, 2020$1,001 - $15,000mid $8KStockReviewmodelled
451—ZoomInfo Technologies Inc. - Class A (ZI) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
ZIS07/31/202007/31/2020$1,001 - $15,0001.00GTM0.95SellSellSelfJul 31, 2020$1,001 - $15,000mid $8KStockReviewmodelled
452—Zscaler, Inc. (ZS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
ZSS01/06/202101/31/2021$15,001 - $50,0001.00ZS0.98SellSellSelfJan 6, 2021$15,001 - $50,000mid $32.5KStockmodelled
453—Zscaler, Inc. (ZS) [ST]
other: F ILINg S TATUS : New S UbHOLDINg O F : National Securities- Advisor Discretion Account
ZSP12/11/202012/31/2020$15,001 - $50,0001.00ZS0.98BuyBuySelfDec 11, 2020$15,001 - $50,000mid $32.5KStockmodelled